Keeping an eye on what matters for the economy

Top economists agree that trade and economic growth are inextricably linked. For growth to turn into transformative development, however, more is needed. What’s the importance of international standards in facilitating trade? What is their role in achieving growth in low-income countries? Here’s a glimpse into the worldwide waters of trade.

Container cargo freight ship with working crane bridge in shipyard at dusk.

International trade is the exchange of capital, products and services among two or more countries. It is international because goods cross borders. And it is certainly not new. Trade has existed through history, we can think about the exchange between the Roman Empire and Egypt, or the Silk Road.

However, the international trading system as we know it started to develop after the Second World War when it was used as a tool to promote a lasting peace. For the first time, international rules were put in place. According to Nobel prize-winning economist Paul Krugman, “the postwar trading system grew out of the vision of Cordell Hull, US&nbspSecretary of State during Roosevelt’s presidency. He saw commercial links between countries as a way to promote peace. That system, with its multilateral agreements and rules to limit unilateral action, was, from the beginning, a crucial piece of the Pax Americana”.

As a consequence, in 1947 a total of 23 countries adopted the General Agreement on Tariffs and Trade (GATT), which later evolved to become the World Trade Organization (WTO). As of today, the WTO counts 164 members with an additional 22 countries that have requested to join.

Global trade growth

Trade has become a major component of GDP for most countries. According to the World Bank, trade represented 24 % of the world’s total GDP in 1962. This number more than doubled, to 57 %, by 2017. For small countries that do not have large internal markets, trade is particularly important, but even for the world’s largest economy, the United States, trade represents 27 % of GDP.

Nevertheless, in recent years the international trading system, as well as globalization more generally, has been increasingly challenged. This is because the undeniable positive effects that trade has on economic growth have not necessarily been accompanied by income redistribution and increased equality in both developed and developing countries. Particularly for developing countries, the increasing participation in international trade, including regional trade, has not clearly translated into transformative development.

For example, in 2018 Vietnam had a record-breaking GDP growth of 7.08 %, yet nine million Vietnamese are still living in extreme poverty, according to a World Bank report. It is important that the integration into global markets be accompanied by comprehensive national policies in areas such as infrastructure, gender equality, support to small and medium-sized enterprises and social programmes such as education and healthcare. Trade cannot solve all the issues alone.

Workers making silk screen-printed textiles in Sanganer, India.

The TBT Agreement

The WTO TBT Agreement establishes rules for the preparation, adoption and application of international standards, technical regulations, national standards and conformity assessment procedures. It aims to ensure that technical regulations, standards  and conformity assessment procedures are non-discriminatory and do not create unnecessary obstacles to trade.

Importantly, the Agreement leaves WTO members room to achieve legitimate policy objectives, such as the protection of the environment and consumer safety. However, unnecessary barriers to trade should not be created in the pursuit of such objectives, for example, by overregulating or requiring unnecessary certifications. The Agreement also aims to ease these obstacles to trade by requiring harmonization with international standards and encouraging WTO members to recognize each other’s standards and technical regulations through mutual recognition agreements.

A marshalling yard in Hamburg, Germany.

Standards to the rescue

Since the 1970s, technical barriers to trade (TBT), which include technical regulations and standards, have become more prominent. Their effect on global trade patterns is undisputed. The increased reliance on TBT measures becomes clear when one considers the number of notifications of such measures to the WTO.

In 1995, the year the TBT Agreement came into force, 364 new measures were notified. In 2018, the number of new measures soared to 2 085. This enormous rise can be explained by a number of factors: the decrease in the use of tariffs, progressively globalized business structures, the increased participation of emerging markets in global trade regimes, and the growing importance of consumer concerns on issues such as sustainability.

The United Nations Conference on Trade and Development (UNCTAD) report, The Unseen Impact of Non-Tariff Measures: Insights from a new database, finds that TBT measures are the most used measures in trade. They are imposed on average on 40 % of product lines, covering approximately 65 % of world imports.

Standards can facilitate trade by reducing transaction costs relating to TBT measures, notably by providing information on product requirements. However, they can also have negative effects on trade when they are carelessly developed or implemented. One way the TBT Agreement aims to diminish these negative effects is through harmonization. The Agreement requires that the technical regulations and standards of WTO members be based on relevant international standards, including those developed by ISO. Moreover, WTO members are required to participate in international standardizing bodies, such as ISO.

As a consequence of the rules of the TBT Agreement, international standards, which are developed as voluntary documents, can effectively become binding rules. International standards can directly impose rules on countries because  the TBT Agreement stipulates their use as the basis for development of national regulations and standards. Indirectly, international standards affect trade and markets, as they determine which products can be traded and how, and the variety, quality and safety of products and services.

The verdict of economists

Economists have studied the effects of country-specific and harmonized standards on trade. They found that national standards in the manufacturing sector, even if they are not harmonized with international standards, can promote trade. This is because although they impose adaptation costs on importers, they also provide them with valuable information that, in the absence of a national standard, would be costly and time-consuming to gather [1]. However, the effect is different for primary sectors like agriculture, where adaptation costs exceed the benefits of access to information.

National standards affect developed and developing countries differently. In general, TBT measures are more frequent in products that are typically exported by developing countries such as agricultural produce and textiles. Compliance costs, which are related to technical know-how, infrastructure and even local regulations, are generally more burdensome for developing countries.

Despite this, there is widespread agreement among scholars that having a national standard is better than not having any standard at all. There is also robust evidence that harmonization with international standards promotes international trade flows and that harmonization among developed countries gives developing countries access to more markets.

A study on textile and clothing exports from 47 sub-Saharan countries directed towards the European Union, which back then consisted of 15 members, found that EU standards that are not harmonized with ISO standards reduce African exports, while those that are harmonized have a positive effect on African exports [2]. A similar study from the World Bank, Product Standards, Harmonization and Trade: Evidence from the Extensive Margin, focusing on the textile, clothing and footwear sectors of two hundred countries exporting to the EU, found that a 10 % increase in EU standards harmonized with ISO standards represented an increase of 0.2 % in the variety of imports. This effect is 50 % stronger for low-income countries.

Close-up of a group of workers in a warehouse.

The bottom line

The link between international trade and its integration into global markets, resulting in economic growth, has been clear for a long time. However, trade alone is not enough. As Kofi Annan, former United Nations Secretary-General, once said: “Trade liberalization must be carefully managed as part of comprehensive development strategies that encompass health, education, the empowerment of women, the rule of law and much else besides.”

International standards serve economic growth in two ways. First, they promote trade, specifically exports from developing countries. Therefore, they support economic development. Second, and even more important, they are a tool to achieve sustainable development as they support countries in achieving national policies, such as healthcare, gender equality and the protection of the environment. These national policies are ultimately what transforms economic growth into strong sustainable development – making the 2030 Global Agenda a reality.


  1. “Information Versus Product Adaptation: The Role of Standards in Trade” by Johannes Moenius (February 2004)
  2. “Help or Hindrance? The Impact of Harmonised Standards on African Exports” by Witold Czubala, Ben Shepherd and John S. Wilson, Journal of African Economies, Volume 18, Issue 5, November 2009, Pages 711–744 (15 March 2009)
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How standards can lead to better lives

International standards can bring about a harmonization that promotes strength for countries in all areas of their development. It enables them to act cohesively instead of separately, gain a firmer foothold in the global marketplace and open doors to new opportunities. Experts explain why a level playing field will benefit everyone.

Goal 1 of the United Nations (UN) Sustainable Development Goals (SDGs) is to end poverty in all its forms everywhere. There has been some progress – global poverty rates have been cut by more than half since 2000 and most regions have seen a decline in poverty. However, according to the UN, 783 million people still live below USD 1.90 a day and there are millions more who don’t make much more than this. Despite global growth forecasts, the goal of ending extreme poverty by 2030 looks unattainable.

Progress has also been uneven and is sputtering in smaller developing countries. And many of these countries are more vulnerable to threats from climate change as well as from inequality, not to mention the impact of the Fourth Industrial Revolution. Countries and companies that are not ready to embrace or do not have the skills to leverage the new technologies of the digital age will get left behind.

Haitian fishermen preparing their boats for a day's work.

 

Obstacles to progress

According to the World Bank Group and the World Trade Organization (WTO), trade can help reduce poverty in developing countries and indeed has been a significant contributor. A recent report by the two organizations, Trade and Poverty Reduction: New Evidence of Impacts in Developing Countries, presents case studies that demonstrate how trade has helped to reduce poverty and highlights the obstacles to progress, such as working in the informal sector and gender inequality, among others.

Khemraj Ramful, a senior adviser on export quality management at the International Trade Centre (ITC), acknowledges that while several developing countries have over the past few decades successfully tapped into global markets and used trade to drive rapid growth, increased value addition and poverty reduction, many other countries have not. “These countries remain relatively marginal actors in international trade, supplying raw materials, if anything, to international markets. Faster growth and poverty reduction in these countries will be essential to eliminating extreme poverty and achieving the SDGs.”

There is no doubt that all countries engaged in trade stand to gain, although – in an era of geopolitical uncertainty, trade imbalances and complex supply chains – these gains are not distributed evenly. Take the small island developing states of the Caribbean, which have a long history of trying to overcome a number of institutionalized obstacles and challenges when it comes to trade.

Loading a container on to a ferry on the port in Nassau, Bahamas.

Combating constraints

Deryck Omar is Chief Executive Officer at CROSQ, the regional organization in the Caribbean for standards and quality. He points out that the region is facing an uphill battle in tackling some of the technical barriers to trade head-on. These difficulties are caused by constraints such as “high energy prices, lessened fiscal space and increasing transport costs among many of the islands, vulnerability to natural disasters, and a quality infrastructure that understandably develops at a slower pace to most of the developed world”.

Of course, every country develops at its own pace and this is where international standards can play a vital role. In each of the 15 CARICOM (Caribbean Community) member states there is at least one national body or authority that oversees the development of national quality procedures and systems designed to assist and enhance the country’s ability to trade.

Most of the region’s exports in goods are to the United States, the European Union and other CARICOM countries. In recent years, Omar says there has been a move to strengthen these relationships by ensuring goods and services can adhere to the relevant standards and regulations required for trade. “Increasingly, the economic operators of trade within the Caribbean and extra-regionally are demanding that imported goods be certified to international or national standards before entry is allowed, as a means of adhering to WTO rules, as well as safeguarding the health and safety of the region’s consumers,” he says.

Forming networks

The regionalization of international standards to better fit the context of developing countries is not new to CARICOM countries. CROSQ has been forming networks with international organizations such as ISO, the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE), the International Code Council (ICC) and others.

This trend is continuing elsewhere. In Africa, for instance, the anniversary of the signing of the AfCFTA (African Continental Free Trade Agreement), the biggest regional trade agreement, was celebrated in March this year. Barely a month later, on 29 April, the AfCFTA secured the threshold number of 22 ratifications allowing for its entry into force by end of May. Eve Gadzikwa, Director-General of the Standards Association of Zimbabwe (SAZ) and President of the African Organisation for Standardisation (ARSO), says that coupled with the ratification by, currently, 24 of the potential 55 countries, this signifies a new era for Africa. “Celebrating this milestone marks the realization of a number of trends and challenges which present enormous trade opportunities for the continent. International standards will form the basis on which trade will be facilitated under the CFTA,” she says.

These challenges range from a deeper understanding of quality and safety standards under AfCFTA, to national trade policies as they relate to global trends and quality infrastructure gaps to support conformity assessment of traded goods. Gadzikwa says emerging trends to meet these challenges and improve trade include the digitalization of cross-border trade, promoting intra-African trade to meet the needs of Africa’s 1.6 billion population, and enhancing partnerships between national standardization bodies, business membership organizations and regional economic communities.

Street market crowd at Lagos Island's commercial district in Nigeria.

 

Export opportunities

Africa is endowed with many resources, which represent many export opportunities to the global market. As in other regions of the world, Gadzikwa points out that within the continent, all 55 countries are at different stages of development. She emphasizes that “standards are the means by which a level playing field can be achieved and maintained under a single market to promote intra-African and global trade”. She further observes that, “small to medium-sized organizations also stand to gain from a more inclusive approach to standardization to ensure that they contribute to economic growth on the continent”.

According to Khemraj Ramful, of ITC, the lack of harmonization of technical regulations across African countries could impede businesses’ ability to tap the maximum benefits of the continental free trade agreement. He says: “This is where ARSO and national standards bodies can play a more prominent role, by promoting the use of harmonized standards as the basis for technical regulations.”

For Gadzikwa, many benefits from adopting international standards would include removing unnecessary duplication of efforts, joint harmonization on sector-based priorities, and harmonized standards under the AfCFTA. The mutual recognition of standards, licensing and certification of service suppliers will make it easier for businesses and individuals to satisfy the regulatory requirements of operating in each other’s markets. “Promotion of sustainability standards under the EcoMark Certification Scheme of the African Organisation for Standardisation is gaining traction as a means of eco-labelling and branding agricultural, tourism, fisheries and forestry products destined for the international market,” Gadzikwa says.

Men loading carts with goods off a ferry and a pirogue in The Gambia.

 

Regional value chains

She adds that the easing of trade between African countries is a priority. Intra-African trade will facilitate the establishment of regional value chains in which inputs are sourced from different countries to add value. These products can then be exported externally or circulated in the African market. The benefits of digitalization are also becoming more obvious and “trade in Africa under AfCFTA is waking to the realization of the increased trend towards digitalization”.

The private sector is also important and Gadzikwa says that entrepreneurs, such as the owners of MSMEs (micro, small and medium-sized enterprises) and founders of big companies, as well as providers of services that will be trading across borders must adapt quickly to the new digital conditions or face extinction.

As in Africa, there has been an increasing focus in the Caribbean region on intra-regional trading relationships. This is particularly the case with regional bodies like the Forum of the Caribbean Group of African, Caribbean and Pacific States (CARIFORUM), which includes all the CARICOM member states and the Dominican Republic. Omar says: “These relationships with CARIFORUM are seeing more opportunities for training, trading and information exchanges across countries, as well as efforts at equivalence for standards and conformity assessment systems in mutual areas of interest which could benefit the countries involved.”

Man in safety vest stands between two semi-trucks taking notes.

Quality infrastructure

According to both Omar and Latoya Burnham, CROSQ’s Technical Officer for Communication and Information, recognizing also that trade and investment opportunities are arising to expand into non-traditional service areas, businesses are increasingly looking for certification and accreditation of services and their processes.

International standards are critical, Burnham says, to ensure that processes, products and services are fit for purpose, interchangeable, compatible, allow for better utilization of resources and create better communication across borders and in numerous settings.

Changing mindsets can be key to successful take-up. Burnham adds: “Standards, while good for trade, often prove challenging to implement to allow locally produced products access to markets beyond their own. In this vein, education about and access to quality services becomes critical, even while it is acknowledged that this same access can at times be difficult.” The region is now concentrating on good regulatory practices through a funded TradeCom II programme targeting members of the African, Caribbean and Pacific Group of States (ACP) “to educate and train regulatory officials as well as the private sector in the importance of this approach to smoothing the way for how businesses operate with the overall aim of accessing greater markets”.

The just-released CROSQ Regional Quality Policy, commonly called the RQP, is a perfect example, Omar says, of how these concepts can be married with quality to produce the kind of multi-sectoral approach needed with an orientation towards increasing trade for developing countries of the Caribbean.

Harmonized approach

The harmonized approach, he says, that has been perfected in the development of international standards is a process from which the developing countries of the region can learn “as we attempt to harmonize many of our procedures and processes, while still attempting to adhere to the guidelines that govern trade”. He goes on to say that harmonization and equivalency are key steps as countries recognize that their small size dictates that there is power in operating cohesively rather than separately.

Fishermen preparing fishing nets and boats in Venezuela.

Ramful agrees that compliance with international standards is a factor in the ability of businesses to tap into international markets. “Business surveys conducted by the ITC in developing countries reveal that more than 50 %, and in some countries as much as 70 %, of the difficulties enterprises face while exporting are due to the technical requirements of the destination market,” he says. These requirements include the need to comply with health and safety standards as well as the associated conformity assessment procedures. In this context, many of ITC’s projects in developing countries include both a component for institutional support in the field of standardization as well as assistance to enterprises for compliance with market-relevant standards.

Joseph Wozniak, who manages the ITC’s Trade for Sustainable Development Programme, says standards also present an opportunity. “Compliance and certification can open the door to new markets and to valuable price premiums under the right conditions. ITC has developed free online tools such as the Sustainability Map that allows enterprises worldwide to compare and contrast 250 voluntary or private standards demanded by private-sector buyers, and to complete self-assessments against these standards.”

Ramful cites three ways for developing countries to tap the full benefits of international standards in promoting trade:

  • Developing countries should play a more active role in the development of international standards. These standards should take into consideration the views of the stakeholders in developing countries.
  • International standards should be more accessible to enterprises, especially the MSMEs that account for the vast majority of jobs in developing countries as in developed ones.
  • Well-designed standards will not by themselves create a level playing field. National members of the international standards bodies must accompany work on standards development with efforts to promote standards to domestic stakeholders while minimizing compliance burdens.

He concludes by saying: “At ITC, we have seen that enterprises supported for compliance with standards have improved their access to foreign markets. Not only has this led to higher revenues for these firms, it has motivated other companies to follow suit.” The knock-on effect for society is obvious. The World Poverty Clock [1] is ticking, but international standards can help to ensure that time does not run out for many. 

African woman selling vegetables on the market in Bamako, Mali.

  1. Created by the World Data Lab, an NGO headquartered in Vienna, Austria, the World Poverty Clock provides real-time poverty estimates until 2030 of almost every country in the world.
End poverty in all its forms everywhere
Developing sustainably
Find out how ISO Standards define responsible business and help advance the Global Agenda 2030.
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Plunging into sustainable waters with new ISO standards for responsible diving

Recreational diving offers the opportunity to explore a whole new world rich in underwater treasures. It also has an impact on the environment. New International Standards for sustainable diving have just been published to help keep our waters clean.

Diving is attractive for many reasons and it is no wonder that millions of people enjoy exploring life beneath water each year. The Professional Association of Diving Instructors (PADI), the biggest training agency for divers, has issued some 27 million diver certifications since 1967, and the trend is not waning [1].

This inevitably has an impact on aquatic life, putting an onus on the diving community to see how the underwater environment is faring – and how they are impacting it. Now two new International Standards have just been published, designed to increase diver environmental awareness and reduce negative impacts.

ISO 21416, Recreational diving services  Requirements and guidance on environmentally sustainable practices in recreational diving, provides information on how the diving community can optimize their ability to observe the condition of the aquatic environment and undertake activities to improve it.

ISO 21417, Recreational diving services  Requirements for training on environmental awareness for recreational divers, provides guidance for training programmes aimed at educating divers in environmental awareness and sustainable practices in recreational diving activities. This covers both theory and practical sessions.

Mr Manuel Otero, Chair of the ISO technical committee (TC) responsible for the standards said divers see what we above water cannot see, and therefore have an eye on the environmental condition of aquatic life. “They also have a responsibility to be aware of their impact on it.”

“These two standards give guidance and practical examples of best practice, such as those related to operating boats or interacting with aquatic life, which will benefit everyone. After all, tourists are more likely to return to waters that are clean and intact, rather than those that have suffered from poor environmental practices.”

Mr Martin Denison, Convenor of the TC’s working group that developed the standards, said they will benefit not only divers, diving instructors, centres and clubs, but tour operators offering diving holidays, diving boat operators and governments and any other organizations looking for information on diving and the aquatic environment. “They also contribute directly to the UN Sustainable Development Goal, SDG 14, which is about the sustainable use of oceans, seas and marine resources.”

ISO 21416 and ISO 21417 were developed by ISO technical committee ISO/TC 228, Tourism and related services, the secretariat for which is held jointly by UNE, ISO’s member for Spain, and INNORPI, ISO’s member for Tunisia.

They are available from your national ISO member or the ISO Store.


  1. PADI 2019 Worldwide Statistics [PDF]
Find out how ISO Standards define responsible business and help advance the Global Agenda 2030.
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Guest Editorial: Making the Most of Our Materials

Johnson Matthey Technol. Rev., 2019, 63, (4), 234

The True Value of Materials

Materials have value beyond their price. Raw materials extraction, processing and distribution embody energy and costs which are not reflected in their market value, such as irreversible ecosystem damage, use and contamination of clean drinking water and pollutants produced at every stage. Some materials require scarce or extractively costly minerals (2, 3), for instance cobalt mining involves severe toxins.

Worldwide population growth and rising demand makes sustainability a key consideration. Recycling is one way to achieve this, but it requires considerable resources and often results in low quality products. Therefore, techniques encouraging the best use of virgin materials are needed, for example advanced processing techniques producing highly functional micro- and nanostructures from smaller quantities. Multifunctionality – coupling related functions into a composite material – may increase resource efficiency across the whole supply chain.

A whole systems perspective can ensure that we are focussing on the right aspects and account for costs and impacts over a product’s lifecycle. Lightweighting and extending the lifespan of energy products are effective ways to achieve efficiencies across the entire supply chain (3).

Multiscale, Multifunctional Design

Materials should primarily be functional at device level, fulfilling an application’s key performance indicators. However, material choice should also consider processing costs, device lifetime, environmental impacts and safety. Device performance is an inherently multiscale challenge, since material properties are strongly linked to atomistic, nanoscale and microscale structures (4), well-structured materials often performing better than their unstructured equivalents (5).

The choice of material for a particular device arises from its constituent elements and atomic structure, defining its electrical, mechanical, chemical and magnetic properties. Databases of structure-property relationships of energy materials are emerging from experimental and theoretical studies, enabling data mining for materials suited to a particular application, termed rational design. Abundant elements forming benign chemistries are indicated, for example sodium-ion batteries replacing lithium (see Titirici’s work in Edge et al. (6)).

Quantum effects and large surface area to volume ratios at the nanoscale (1–100 nm) enhance or endow new properties. Integration of one-dimensional and two-dimensional nanostructures into composites has led to significant advances, for example carbon-based nanomaterials conferring outstanding electrochemical properties and strong mechanical stability (7). Other important properties, such as porosity and mechanical strength, often rely on microstructures (100 nm to a few cm).

One route to fabricating high precision micro- and nanostructures is additive manufacturing: a range of processes building complex, three‐dimensional structures from the bottom up, with minimal waste of both materials and energy and few toxic chemicals. Other advanced, resource-efficient techniques producing complex microstructures include electrospinning and graphitising nanostructures from waste biological matter (see Cooper and Titirici’s work (6)).

Combining single function devices into systems creates unnecessary complexity in manufacturing and packaging, adding to weight and cost. Functional diversity, where coupled functions are integrated into hybrid materials, creates efficiency opportunities across the supply chain. For example, George’s work in Edge et al. (6) embeds solar cell structures into battery electrodes.

Modelling Real Materials: The Importance of Defects and Heterogeneity

Advanced simulation capabilities speed up research into new materials and systems and allow technologies to be deployed safely and efficiently (3). Rational design’s structure databases consist largely of X-ray diffraction performed on pure crystals, while real materials are heterogeneous, for example through interfaces between components, where critical reactions occur (8) and contain a wide range of defects, such as impurities, vacancies and dislocations. The heterogeneity of materials can define their properties, for example Lucid et al. (9) looks at how to simulate grain boundaries: nanoscale interfaces in polycrystalline materials. Defects can diminish performance, but there are many materials, such as semiconductors, whose critical qualities exist because of their impurities. Understanding defects is key to enhancing material properties, for example in battery electrode materials (10). Incorporating both defects and heterogeneity into models will enable more accurate tuning of properties and performance.

Finishing Touches

Given that it is expensive to extract, process and distribute raw materials (1), particularly if they are scarce and particularly for energy devices (1), it is important that energy materials are used as effectively as possible. However, materials are subject to a range of processes throughout the supply chain, including the application of additives or coatings and packaging, all of which may exert mechanical stress, exposure and ageing. The effects of these processes are not well understood and may not have immediately detectable effects, only influencing the long-term performance. Some studies are emerging, examining the effects of processes such as calendering on battery electrodes (11). There is a need for holistic studies and the application of green chemistry principles (12) throughout the supply chain, as well as studies on degradation and its mitigation, to stretch resource usage.

By |2019-09-05T13:15:34+00:00September 5th, 2019|Weld Engineering Services|Comments Off on Guest Editorial: Making the Most of Our Materials

In the Lab: UK Research on Materials for Electrochemical Devices

Home > Journal Archive > In the Lab: UK Research on Materials for Electrochemical Devices

Johnson Matthey Technol. Rev., 2019, 63, (4), 255

Introduction

A select group of researchers are profiled here, all of whom are involved in the design and characterisation of materials for electrochemical energy storage and conversion devices. These include a broad range of battery types, fuel cells, supercapacitors, photovoltaics and devices for the production, storage and utilisation of hydrogen.

Many are pioneering the use of advanced techniques for characterising energy materials, enhancing our understanding of the fundamental kinetic, structural, electronic and magnetic properties which distinguish materials as being well suited to a particular application. Some are also developing novel techniques for accurately assessing properties which are currently not easy to measure, for example: Sam Cooper and Ainara Aguadero’s work on isotopic labelling for the quantification of surface exchange and solid-state diffusivity of battery and fuel cell materials.

The performance and function of an energy material is often strongly linked to its microstructure, both in terms of its homogenised bulk properties and certain forms of heterogeneity. Understanding this link is key to enhancing manufacturing methods, through the processing of materials to component and device construction, by tailoring materials for optimum performance in the target device. Experimental techniques are complemented by computational models, providing important insights into physical and chemical processes happening at the nanoscale.

Once reliable assessment techniques are established, it will be possible to screen materials rapidly and build up a database of material properties. This high-throughput screening and a variety of machine learning tools will accelerate the identification of novel functional materials, composites and synthesis techniques for a specific purpose. A comprehensive materials library with powerful data mining capabilities can also provide diagnostics for materials from a degraded device, aiding our understanding of the mechanisms behind device ageing and failure.

Some of the research groups covered here have developed expertise in synthesising new energy materials, with provable success in controlling the resultant materials’ properties. They make use of composites, incorporating nanostructures and other exotic ingredients to introduce specific properties to an already stable and reliable base material, as well as a range of innovative techniques, such as electrospinning, to control microstructure.

The researchers presented here engage with energy research across a range of scales, from the development of atomistic mechanisms all the way up to techno-economics and policy. Beyond this, they are also all active in areas beyond energy, including sensors, catalysts and memristors, as well as the development of new experimental techniques and synthesis routes.

About the Research

1. Electrochemical Energy Storage

Samuel J. Cooper

The most exciting aspects of Sam’s current research focus around two main topics within the realm of materials for electrochemical energy storage and many of these projects are undertaken in collaboration with various members of Imperial College London’s Electrochemical Science and Engineering group.

Firstly, he is using isotopic methods to characterise the surface exchange and bulk diffusivity of electrode active materials, in collaboration with Ainara Aguadero. Similar methods were deployed with great success to understand oxygen ion transport and surface exchange for fuel cell systems (1, 2). However, battery materials present specific challenges, in particular room temperature operation and moisture sensitivity, which require these methods to be redesigned. Sam’s group is currently trialling four distinct approaches to this problem, which is a major undertaking, but the potential rewards, in terms of high throughput screening of cathodes and electrolytes, are significant.

Secondly, he is looking at the analysis and design of electrode microstructures, in collaboration principally with Nigel Brandon, also at Imperial College London. X-ray and ion beam three-dimensional (3D) imaging techniques are pushed to their limits by multiphase, nanoscale battery materials, but the last few years have seen significant progress in their application (3, 4), in particular for investigating unusual microstructures (5, 6). Sam has previously focused on developing open-source software to allow the community to standardise their analysis approach (5, 6), but more recently he is working on machine learning techniques and multiphysics parametric studies to generate design rules.

In addition to his material research, Sam collaborates with Billy Wu at Imperial College London on device level characterisation to understand the state of health and optimum designs for battery cells and packs. Simplified cell models typically do not incorporate mechanisms to capture cell-to-cell variation, and yet this is known to be a key feature limiting the performance of battery packs, especially in the context of potential second-life applications. By implementing novel thermal voltammetry methods (7), combined with multidimensional cell grouping, they are looking to overcome this complexity with a data-driven approach. Finally, Sam is using recurrent neural networks to predict trends in the grid-scale market to accelerate the implementation of next generation electrochemical energy storage.

Much of this work is currently being funded by the Faraday Institution’s Multiscale Modelling project, as well as a variety of Faraday-associated Innovate UK projects, including: Advance Battery Life Extension (ABLE), IMproving Power bAttery Cooling Technologies (IMPACT) and A holistic battery design tool: From materials to packs (Mat2Bat).

2. Optimisation of Ion-Dynamics in Electrochemical Systems

Ainara Aguadero

Ainara’s current research focuses on the study and optimisation of ion-dynamics taking place in electrochemical systems, with a special focus on solid state devices, including secondary batteries, fuel cells, electrolysers and memristors. The common aim is the analysis of how the different ion dynamics affect the performance and degradation of these systems. In order to reveal this, her group uses a combination of structural, electrochemical and chemical characterisation techniques. More specifically, they use surface-sensitive analysis and isotopic labelling to reveal and differentiate different ion kinetics taking place at the bulk as well as at the surfaces and interfaces of materials.

One of the biggest topics of research focuses on development of solid state batteries, in which Ainara studies the effect of processing on lithium dynamics (8, 9) and seeks to understand the origin of dendrite formation (10, 11). Her group is also developing new isotopic labelling methods to evaluate the bulk diffusivity and surface exchange kinetics of Li in different battery materials. This work takes place in collaboration with Sam Cooper from the Dyson School of Engineering at Imperial College and will be used to correlate battery performances with variations in the Li kinetics, for instance in systems with dynamic interfaces and cation inter-diffusion processes (12).

Another important area of research is the development of fast oxygen conductors (13) and the study of the potential topotactic redox capabilities of oxides (14) and their applications for fuel cells, electrolysers, hydrogen production, memristive switching or catalysts (15). This work takes place in collaboration with John Kilner and Stephen Skinner at Imperial College London and with universities in the UK, Europe and elsewhere.

Finally, in the area of surface analysis techniques, the group has a strong background in the study of energy materials using secondary ion spectroscopy and low energy ion scattering (16). At the moment, the group is also developing a unique, worldwide facility called Hi5 (strategic equipment grant EP/P029914/1) with a plasma ion source and dual positive and negative ion detection capabilities for in situ characterisation (T, bias) of electrochemical devices, from the nm to the mm scale. Hi5 will be housed in the Department of Materials at Imperial College London.

Ainara has received funding from a number of Engineering and Physical Sciences Research Council (EPSRC) grants, the Science and Technology Facilities Council (STFC) Futures Early Career Award, Energy Cooperative Research Centre (CIC energiGUNE), the Bosch Energy Research Network and The Faraday Institution, among others.

3. Chemistry and Physics of Materials

Chandramohan George

Chandra’s research activities in the broad areas of chemistry and physics of materials seek to understand charge-carrier dynamics, ion-diffusion, charge-transport and light-matter interactions in solids and metal-organic frameworks for renewable energy. Against this backdrop, shape-controlled synthesis was successfully extended to battery materials via a colloidal route, producing phospho-olivines in the form of thin platelet crystals, which in the case of lithium iron manganese phosphate has led to a fine-tuning of metal redox energies due to cation intermixing (17) and in the case of lithium iron phosphate with an etched surface, enabled ultrafast battery charging (17). Using hierarchical carbon pre-patterned structures, ultra-flexible Li-ion battery design capable of offering fold radii down to 0.5 mm was proposed (18). By integrating solar cell materials such as organic dyes (19) and organo-halide perovskites (20) in Li-ion cell configuration, new design principles of photo-rechargeable batteries are being advanced. Lastly, by exploiting epitaxial growth relationships, bi-functional oxygen cathodes made of iron oxide nanoparticles and carbon nanotubes are shown to regulate the morphology of discharge products, enabling a fully reversible Li-air battery (21).

Current research into the development of next generation Li-ion batteries with value added features (mechanical pliability and shape-conformity) are supported by The Royal Society.

4. Sustainable Materials

Magdalena Titirici

The research interests in Magda’s group are in sustainable materials, in particular porous carbon and hybrids produced from available resources such as bio- and plastic waste and abundant metals (i.e. iron, manganese and nickel). Her group produces carbon and carbon hybrids using hydrothermal processes which allow scale-up and continuous processes. They can produce up to 1 kg carbon per day and can control exactly the morphology, pore structure, pore size and shape required for each application. They have a great degree of control over the degree of graphitisation, ranging from hard carbons to soft graphitic carbons.

The group applies designer carbon materials to energy storage and conversion technologies, for example as anodes for sodium-ion batteries, electrodes in supercapacitors, cathodes in lithium-sulfur batteries and as electrocatalysts in fuel cells, electrolysers and metal-air batteries. They pay a great deal of attention to understanding the fundamentals involved in structure-function relations using advanced characterisation tools applied ex situ and operando such as: small angle X-ray spectroscopy (SAXS), small-angle neutron scattering (SANS), X-ray absorption near edge structure (XANES), transmission electron microscopy (TEM), nuclear magnetic resonance (NMR) and magnetic resonance imaging (MRI), working collaboratively with experts in these areas.

The group is well-funded and formed of around twenty researchers, with funds from EPSRC, the European Union, Innovate UK, the Royal Society, the British Council, the Royal Society of Chemistry (RSC) and industry. Their publications are highly cited and recognised internationally with 18,000 citations from 160 publications, five patents, ten book chapters and one edited book. The Principal Investigator, Professor Titirici, has been recognised internationally with the RSC Corday Morgen Prize, the IOM3 Rosenheim Medal, the Chinese Academy of Science President Award and an Honorary PhD from Stockholm University, Sweden.

5. Computational Modelling of Fundamental Processes

Pooja Goddard

Pooja’s research group, based at Loughborough University’s Department of Chemistry, focuses on computational modelling of fundamental processes in complex materials at the atomic or quantum scale. Their multiscale modelling approach combines inter-ionic potential-based methods and density functional theory (DFT) simulations in synergy with experimental groups and industry.

This requires a good understanding of the structural, electronic, magnetic and transport properties which are crucial in identifying novel functional materials for sustainable energy and catalytic applications. The nature of defects in inorganic solids as well as their effect on electronic and transport properties is also important, not only in understanding the key structure-property relationships, but also in the next phase of materials design with enhanced performance. In addition to this, a sound understanding of nano-ionic properties can yield a wealth of materials with significant technological impact.

The computational methods range from atomistic potentials-based methods, where the forces are dominated by the long-range electrostatic interactions, but also includes short range, van der Waals attractions, electron-electron repulsions and polarisability, to DFT at varying levels of theory. Molecular dynamics is also used to study the transport properties as a function of time and temperature.

Further to this, expansion towards more sophisticated time dependent density functional theory and embedded cluster methods is being pursued.

The areas of research within the group are wide-ranging with a focus on the next generation energy storage systems, thin film photovoltaics, fuel cell materials and, more uniquely, fingerprint detection materials and biomarker detection.

Pooja has received funding from several EPSRC grants and her current collaborations include: Professor Laurence Hardwick (University of Liverpool, UK); Professor David Scanlon (University College London, UK); James Cookson (Johnson Matthey Plc, UK); Professor Olle Eriksson and Biplab Sanyal (Uppsala University, Sweden); Professor Frank Tietz (Forschungszentrum Jülich, Germany) and Professor Michael Walls (Centre for Renewable Energy Systems Technology (CREST), Loughborough University, UK).

Acknowledgements

Jacqueline Edge, Department of Mechanical Engineering, Imperial College London, UK is thanked for preparing the text.

By |2019-09-05T12:54:17+00:00September 5th, 2019|Weld Engineering Services|Comments Off on In the Lab: UK Research on Materials for Electrochemical Devices

Fire! New ISO standard will take its breath away

One of the most effective ways of preventing fires in buildings is to reduce the level of oxygen in the air. The world’s first International Standard for oxygen reduction systems has just been published.

Prevention is always better than cure, and there are few better examples than with fires. If fires can only survive when there is oxygen to fuel them, removing it from the air is an effective way to ensure that the environment remains fire-free. Oxygen reduction systems (ORS) do that by creating atmospheres where there is not enough oxygen for a fire to break out, but enough for humans to breathe easily.

However, installing such systems can be a complex business, and requires in-depth knowledge of the space being protected, how it is used and by whom.

Currently, there are various national standards and technical guidelines in place, mainly in Europe, but what has been missing is an internationally agreed set of requirements for quality, safety and performance that everyone can use. Until now.

ISO 20338, Oxygen reduction systems for fire prevention  Design, installation, planning and maintenance, specifies minimum requirements and defines the specifications for the design, installation and maintenance of fixed oxygen reduction systems. It applies to those systems that use nitrogen-enriched air used for fire prevention in buildings and industrial production plants, and can be used for new systems as well as for the extension and modification of existing systems.

Alan Elder, chair of the ISO technical subcommittee that developed the standard, said it will be useful to users of ORS, such as facilities owners, as well as for meeting regulatory requirements.

“Insurance companies, manufacturers, installers and users will all benefit from ISO 20338, particularly from regions outside Europe, because it will enable them to improve the performance and safety of ORS, as well as provide a way for governments to set regulatory requirements, and for users to meet them.”

ISO 20338 was developed by subcommittee 8, Gaseous media and firefighting systems using gas, of ISO technical committee ISO/TC 21, Equipment for fire protection and fire fighting. The secretariat of ISO/TC 21/SC 8 is held by Standards Australia, ISO’s member for Australia.

It can be purchased from your national ISO member or the ISO Store.

By |2019-09-03T09:12:54+00:00September 3rd, 2019|Weld Engineering Services|Comments Off on Fire! New ISO standard will take its breath away

New draft standard will help quantify climate impacts of an expanded group of emissions

Experts are currently meeting to discuss a new ISO standard that will help quantify the climate impacts of substances that up until now have not been easily quantifiable.

Today, climate accounting systems focus mainly on measuring the emissions of greenhouse gases such as carbon dioxide or methane and ISO has a number of standards in place to support this (standards in the ISO 14064 series). However, there are other substances that can have an impact on the climate and that aren’t covered by the measurement systems in existing standards.

Radiative forcing

The new standard under development is based on a concept called radiative forcing, which is the difference between the energy from the sun absorbed by the earth and the energy radiated back into space. When incoming energy exceeds energy outgoing, the earth’s atmosphere will warm, and global temperatures rise.

There are many things that can have an impact on radiative forcing, including greenhouse gases, water vapour and particulate matter, and the new standard focuses on a new way to quantify this.

“The future guidance standard ISO 14082 will expand the scope of ISO’s greenhouse gas emissions standards by looking at the climate footprint of climate forcers (substances that have an impact on radiative forcing), which are not otherwise covered by existing standards,” explained Brittin L. Boenning, committee manager for the group developing the standard.

“Substances such as black carbon and other particulates, are not considered under the definition of a greenhouse gas in ISO 14064. So, we knew we needed a new standard to measure and calculate the impact of these unique climate influencers that are physically and chemically not gases,” she added.

Aerial view of houses under water after a major flood.

Quantification and reporting

When finalized, this document will offer principles and guidance for the quantification and reporting of radiative forcing climate footprints. In the future, it will help identify projects and climate actions that contribute to effective radiative forcing management, and enhance the credibility, consistency and transparency of radiative forcing climate footprints, reduction quantification and reporting.

The draft standard is a guidance document for measurement and quantification. It doesn’t contain recommendations for how organizations could alter radiative forcing or their impact on climate change, rather it focuses on how to quantify and measure the impact on radiative forcing a substance may have.

The technical committee was keen to highlight that geoengineering techniques such as Solar Radiation Management and Earth Radiation Management are out of scope of the document.

ISO standards are developed by experts from the relevant industry, in addition to representatives from consumer associations, academia, NGOs and government. These experts are put forward by ISO’s Members, the national standards bodies in over 160 countries. ISO puts significant effort into capacity building in order to increase developing countries participation in standards development, as well as to take the needs of consumers into account. The group behind this new draft standard is also working with relevant stakeholders to align with climate science as published by the IPCC. If you are interested in getting involved in the development of this standard, please contact your national member body.

By |2019-08-30T07:58:48+00:00August 30th, 2019|Weld Engineering Services|Comments Off on New draft standard will help quantify climate impacts of an expanded group of emissions

New international guidance makes ethical claims more credible

Locally sourced, sustainably produced, or made with love – claims on labels that speak to our ethical side have grown astronomically in recent years. How do we know which claims are true, and what they really mean? New international guidance has just been published to help make things clearer.  

When are claims on products such as ‘fair trade’ or ‘made without harm to animals’ the real thing, and when are they little more than a marketing ploy? And what do these statements mean anyway?

Amongst the plethora of such ‘ethical claims’ on all kinds of products and services all over the world, questions such as these are inevitably asked as the potential for confusion reigns. Lack of common terminology, clear explanation or a means to verify the claims of some, risk damaging the credibility of everyone else.

The first ISO technical specification for such claims has just been published, in a bid to clear up the confusion and provide a means for organizations to provide information that is credible, accurate and verifiable.

ISO/TS 17033, Ethical claims and supporting information   Principles and requirements, sets out internationally agreed ways to make a credible ethical claim.

Aimed at producers, manufacturers, importers, distributors, or any other organization likely to make such statements, it addresses claims that cover everything from animal welfare and local sourcing to fair trade, child labour, and more.

Co-convenor of the ISO working group that developed the technical specification, Jenny Hillard, said that the industry for ethical labelling is hugely complex:

“There are many kinds of ethical label and labelling schemes, as well as variations in different countries and different ways of interpreting the information.

ISO/TS 17033 is designed to draw together key elements from these schemes so that the information given in such claims is clear, well understood and reliable.”

It draws information from the ISO 14020 series on environmental labelling and declarations, as well as the ITC (International Trade Centre) Guidelines for Providing Product Sustainability Information as part of their 10YPF Consumer Information Programme. It also complements existing guidance such as the ISEAL Sustainability claims – good practice guide.

ISO/TS 17033 was developed jointly by ISO’s committee on conformity assessment (CASCO) and ISO’s committee on consumer policy (COPOLCO), and involved a wide range of stakeholders including representatives from government, industry, operators of ethical labelling schemes, consumer representatives and NGOs.

It is available for purchase from your national ISO member or the ISO Store.

This ISO brochure gives a concise and clear introduction to the ISO 14020 series of standards dealing with different aspects of environmental labels and declarations.
By |2019-08-27T07:28:50+00:00August 27th, 2019|Weld Engineering Services|Comments Off on New international guidance makes ethical claims more credible

Newly revised international guidance on service management systems just out

An IT service management system (ITSMS) is a strategic tool to help organizations improve efficiencies, optimize the use of technologies, save money and provide many other benefits that go beyond IT. The ISO and IEC’s 20000 series provides international best-thinking for an effective ITSMS. Parts of the series have just been updated.

Some of the world’s most knowledgeable experts on ITSMS worked together to develop ISO/IEC 20000-1, Information technology — Service management — Part 1: Service management system requirements. It is a valuable tool for organizations wanting to implement or maintain an ITSMS. Following its revision late last year, two guidance documents in the series have been updated and another has been developed.

ISO/IEC 20000-2, Information technology — Service management — Part 2: Guidance on the application of service management systems, and ISO/IEC 20000-3, Information technology — Service management — Part 3: Guidance on scope definition and applicability of ISO/IEC 20000-1, have been revised and joined by the new technical report ISO/IEC TR 20000-7, Information technology — Service management — Part 7: Guidance on the integration and correlation of ISO/IEC 2000-1: 2018 to ISO 90001:2015 and ISO/IEC 27001:2013.

They provide important information and recommendations for service providers, consultants and assessors to conform to the requirements of ISO/IEC 20000-1. These, and other documents in the series, help users to interpret the requirements of ISO/IEC 20000-1 more accurately and also include examples and suggestions to enable them to apply it more effectively.

This includes service management policies, objectives, plans, service management processes, process interfaces, documentation and resources.

Ms Jan Begg, Chair of the ISO and IEC technical subcommittee1 that revised the standards, said improvements to the newly revised parts 2 and 3 include greater clarity of guidance for each clause, and advanced guidance around writing appropriate and accurate scoping statements.

“Both documents take into account the high level structure, which is a structure common to all ISO management system standards (MSS), thus creating additional functionality and compatibility with other standards. Part 7 provides additional information and guidance when adopting ISO 9001 and ISO/IEC 27001 in addition to ISO/IEC 20000-1.”

The ISO/IEC 20000-2, ISO/IEC 20000-3, ISO/IEC TR 20000-7 and all standards in the ISO/IEC 20000 series can be purchased from your national ISO member or the ISO Store.


1) The ISO/IEC 20000 series, including ISO/IEC 20000-2, ISO/IEC 20000-3, and ISO/IEC TR 20000-7, were developed by the ISO and IEC joint technical committee ISO/IEC JTC 1, Information technology, subcommittee SC 40IT Service Management and IT Governance, the secretariat of which is held by Standards Australia (SA), ISO’s member for Australia

Providing a model to follow when setting up and operating a management system, find out more about how MSS work and where they can be applied.
By |2019-08-22T13:47:28+00:00August 22nd, 2019|Weld Engineering Services|Comments Off on Newly revised international guidance on service management systems just out

Predicting the Structure of Grain Boundaries in Fluorite-Structured Materials

Home > Journal Archive > Predicting the Structure of Grain Boundaries in Fluorite-Structured Materials

Johnson Matthey Technol. Rev., 2019, 63, (4), 247

1. Introduction

When considering the properties of crystalline materials, the impact of defects is essential. Point defects such as vacancies and dopants are the defects most commonly considered in both computational and experimental studies of material properties. Furthermore, the modelling of materials at an atomic level is often confined to bulk systems which contain these point defects (14). Considerably less is known about extended defects which appear in polycrystalline systems such as surfaces, dislocations and GBs. As nanostructuring of materials is becoming more prevalent, the behaviour of these extended defects is becoming significantly more important (58). GBs give rise to structural discontinuities within materials which result in specific structures and potential non-stoichiometry and can lead to the segregation of point defects to varying degrees, depending on the specific structure (913). This can significantly affect the macroscopic properties, for example: ionic conductivity, electronic conductivity, thermal conductivity, thermal expansion, elasticity and strength – all of which are crucial for many applications. Therefore, the understanding of interfaces in these materials is key to optimising their performance. Despite this, relatively little is known about the structure and even less of the effects of these interfaces on material properties due to the inherent complexity of the issues.

An example of the importance of interfaces and polycrystallinity is in the fluorite structured fast oxide ion conductors (14), such as yttria stabilised zirconia (YSZ or ZrO2-Y2O3) or trivalently doped ceria (CeO2), used in solid oxide cells, oxygen membranes and oxygen sensors (6, 15, 16). It is reported that the ionic conductivity within the GBs of these materials is several orders of magnitude lower than the bulk (1720) with the effect attributed to a wide range of causes including impurities, dopant segregation, defect cluster formations and space charge layers (7, 8, 2025). In contradiction it has been observed that other materials, such as Bi2O3 (26) and nanostructured YSZ, that the ionic conductivity is enhanced (27, 28). Much of the experimental data is based on average effects observed in impedence spectroscopy, where all GBs are treated equally as an average effect (29, 30). In fact, GBs can take on specific structures, an example of this is shown in Figure 1. That is, the atomistic description of what is happening at the GB is incomplete when obtained from macroscopic observations. Another issue which may arise when only considering average effects is that it is likely that different specifically defined interfaces will behave in different ways. As it is difficult to isolate and study the effects of GBs experimentally, computational studies are invaluable to further our knowledge of these defects and their impact on material properties.

Fig. 1.

(a) Schematic illustration of a polycrystalline material; (b) the specific structure of a GB

(a) Schematic illustration of a polycrystalline material; (b) the specific structure of a GB

The failure to understand the basis of material properties in polycrystalline samples is a significant impediment to the development of new materials and the application of inexpensive processing methods to existing materials. An enhanced understanding of the impact of GBs and polycrystallinity on the properties of materials would allow us to explore alternative routes to optimise their properties and ultimately enhance devices. In order to model the properties of these interfaces we first require a method for accurate prediction of interfacial structures. In this paper we present a computational method for accurately predicting the structure of low angle mirror tilt GBs which can be applied to other interfaces and even heterointerfaces. This method utilises both atomistic simulation and classical molecular dynamic simulation with sophisticated, polarisable force fields derived from ab initio data. Previous theoretical studies of GB structures generally utilise static lattice simulations with empirical force fields and structures based on experimental structures (31, 32). These results often have to be validated using first principles due to the quality and limitations of the force field. In this work the structures are predicted and validated using high-quality force fields derived from ab initio data, this is discussed further in the methodology.

Two fluorite-structured materials are investigated in this study: calcium fluoride (CaF2) and CeO2. CaF2 is the prototypical fluorite material which is a super-ionic conductor at high temperatures (>1100 K) (33). CeO2 (usually doped) is a highly technologically significant material which is both an ionic and electronic conductor with a wide range of applications including catalysis, solid oxide fuel and electrolysis cells and oxygen sensing (6, 15, 16). We compare their predicted GB structures to experimental structures from the literature obtained via transmission electron microscopy (TEM).

2. Grain Boundary Structures: Generation and Definition

All GBs simulated here were generated using the minimum energy techniques applied to dislocation, interface and surface energies code (METADISE) (34). The most stable GB structures were found by carrying out optimisation scans of the GB. Surfaces with specific Miller indices were first cut and then reflected to form an interface. A potential energy surface (PES) was then calculated using a forcefield by scanning one surface relative to the other. From this scan, a two-dimensional (2D) PES for the boundary was calculated which allowed the minimum energy structure to be identified. The minimum energy GBs were then optimised and the most stable boundary was selected to investigate using molecular dynamics. The 2D potential energy scan along with the GB structure (before and after optimisation) for the Σ9(221) GB in CeO2 is shown in Figure 2.

Fig. 2.

(a) The PES scan used to identify the minimum energy Σ9(221) GB; (b) the Σ9(221) GB in pure CeO2 before optimisation; (c) the Σ9(221) GB in pure CeO2 after optimisation. Cerium atoms are shown in green with oxygen atoms in red

(a) The PES scan used to identify the minimum energy Σ9(221) GB; (b) the Σ9(221) GB in pure CeO2 before optimisation; (c) the Σ9(221) GB in pure CeO2 after optimisation. Cerium atoms are shown in green with oxygen atoms in red

GBs are defined by a number of parameters: the crystallographic directions of the axes of the two grains which come together to form the interface (hi, ki, li ), the rotation axis o = (ho, ko, lo ), the misorientation angle θ around the axis o and the normal axis to the GB plane n. When n is parallel to o the boundary is defined as a twist GB and when n is perpendicular to o the boundary is defined as a tilt boundary. The GBs which are studied in this work are high-angle mirror tilt GBs (n ⊥ o) and the rotation axis is (001).

The geometric definition of the GBs used in this work is the coincidence site lattice model (35). A coincidence lattice site can be defined when there exists a finite fraction of coinciding lattice sites between the two lattices (grains). This model is based on the assumption that when the energy of the GB is low, the coincidence of the atomic sites between the two grains is high, i.e. there are few bonds which are broken across the boundary. The reciprocal density of coincidence lattice sites is known as Σ and is used to characterise the geometry of the GB, as given in Equation (i):

(i)

For cubic lattices, the Σ value can be given by the sum of the squares of the Miller indices of the symmetrical tilt boundary, given by Equation (ii):

(ii)

where δ = 1 if is odd and δ = 0.5 if is even, thus in cubic systems Σ is always an odd number (35, 36). For example, the Σ9(221) GB shown above is defined by the (221) Miller index of the surfaces which are scanned to give this boundary, i.e. (22+22+12) = 9, which is odd so δ = 1 and thus this is written as Σ9(221). The other GBs studied here are defined in the same way.

3. Methodology

Initial GB structures were generated as outlined above using METADISE with shell model interaction potentials for both CaF2 (37, 38) and CeO2 (39). These structures were then expanded to at least 30 Ångström (Å) in the x-direction, 22 Å in the y-direction (parallel to the GB) and 76 Å in the z-direction (perpendicular to the GB). Each simulation cell contained two identical GBs as illustrated in Figure 3, with each grain having a depth of at least ~35 Å.

Fig. 3.

Schematic illustration of a GB cell used for simulations

Schematic illustration of a GB cell used for simulations

Molecular dynamics simulations were then carried out to determine the average GB structures. The interaction potential used for the molecular dynamics simulations is known as the dipole polarisable ion model (DIPPIM) (40), implemented in the polarisable ion model aspherical ion model (PIMAIM) code (41). The DIPPIM consists of four elements: charge-charge interactions, short-range repulsion, dispersion interactions and polarisation. This is a highly accurate, polarisable, potential, in which the dipoles are solved self consistently at each molecular dynamics step. This leads to a highly accurate description of the dipoles on ions in the simulation which is of particular importance when simulating highly polarisable ions such as F and O2–. The data used to fit the DIPPIM potentials used in this work were calculated using ab initio methods (2, 42, 43). The use of ab initio data allows for non-equilibrium details on the PES to be accounted for which leads to a highly accurate, transferable interatomic potential.

Often interatomic potentials for fluorite materials are derived from equilibrium experimental data or are formed using interatomic potentials from a range of different sources resulting in inconsistent, non-transferable potentials which may have difficulties taking effects of different coordination environments into account, i.e. surfaces and interfaces. Such interatomic potentials are usually better suited to static lattice simulations as opposed to molecular dynamics simulations. In previous work on the surfaces of CeO2 (44) we have shown that the DIPPIM provides an accurate description of extended defects and the effect of such defects on ionic transport.

The simulation cells were heated to 1473 K for 500 ps in order to simulate annealing of the GB structures, they were then cooled to 573 K for 500 ps and finally simulated at 300 K for 500 ps. Temperature scaling was carried out (at all three temperatures) every 0.025 ps before data collection for analysis began. Final GB structures were generated by averaging over the frames of the trajectory at 300 K. The DIPPIM potential parameters used for CaF2 were previously derived by Pyper and Wilson et al. (42, 43) and those for CeO2 were obtained by Burbano et al. (2). All steps of the simulation were carried out using the isothermal-isobaric ensemble (NPT). CaF2 simulations utilised a timestep of 5 fs and a short-range cut-off of 14 Å and in the case of CeO2 simulations had a timestep of 4 fs and a short-range cut-off of 11 Å. The GBs which were simulated for CaF2 were Σ3(111), Σ5(210), Σ5(310), Σ9(221), Σ11(332), Σ13(320) and Σ13(510); and for CeO2 are Σ3(111), Σ5(210) and Σ9(221).

4. Results and Discussion

Here we present the average predicted structures obtained for GBs in fluorite structured materials and compare these with TEM images obtained from experimental studies. As the F and O2– ions present in CaF2 and CeO2 are difficult to image due to their low atomic masses we only compare the cation structures obtained with the aforementioned TEM images. First, we discuss the CaF2 structures followed by those found for CeO2. To the authors’ knowledge there are no experimental studies of GB structures in CaF2 so those found in this study are compared to those of other fluorite materials (CeO2, ZrO2 and YSZ).

4.1 Calcium Fluoride Grain Boundaries

The average cation structure of the Σ3(111) GB in CaF2 is shown in Figure 4, alongside the structure identified by Feng et al. for CeO2 using high-angle annular dark-field (HAADF) scanning transmission electron microscopy (STEM) (45, 46). The structure obtained from our predictive method presented here shows excellent agreement with the experimental structure. Other studies of the Σ3(111) GB in fluorite structured materials (ZrO2, YSZ, CeO2, uranium dioxide (UO2)) show similar levels of agreement with our predicted structure (12, 4749).

Fig. 4.

(a) The average structure of the Σ3(111) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ3(111) GB in CeO2 identified by Feng et al. (45, 46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ3(111) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ3(111) GB in CeO2 identified by Feng et al. (45, 46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

In Figure 5 the average cation structure of the Σ5(210) GB in CaF2 is presented with the HAADF STEM image of the CeO2 identified by Feng et al. and Hojo et al. (46, 50). The agreement seen here is less striking than that observed for the Σ3(111) GB. Other examples of the Σ5(210) GB in CeO2 (51, 52), UO2 (48) and YSZ (10, 13, 31) show very similar structures which are also comparable to those predicted here.

Fig. 5.

(a) The average structure of the Σ5(210) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ5(210) GB in CeO2 identified by Feng et al. and Hojo et al. (46, 50). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ5(210) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ5(210) GB in CeO2 identified by Feng et al. and Hojo et al. (46, 50). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

The Σ5(310) GB structure is compared to a HAADF STEM image of the Σ5(310) GB in CeO2 in Figure 6. The STEM image was obtained by Tong et al. (52). Again, the structure is extremely comparable with the experimental structure shown here as well as those appearing in the literature for UO2 (32, 48), YSZ (10, 31, 5355) and other studies of CeO2 (49).

Fig. 6.

(a) The average structure of the Σ5(310) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ5(310) GB in CeO2 identified by Tong et al. (52). Only cations are shown. TEM image reproduced from (52) with permission from Elsevier

(a) The average structure of the Σ5(310) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ5(310) GB in CeO2 identified by Tong et al. (52). Only cations are shown. TEM image reproduced from (52) with permission from Elsevier

The Σ9(221) GB in CaF2 is given in Figure 7. This is compared to the HAADF STEM image of the Σ9(221) in CeO2 studied by Feng et al. (46). The comparison between our predicted structure and that of Feng is excellent. Other studies have identified this GB in fluorite materials (YSZ (10, 47), UO2 (48), CeO2 (56)) which give the same level of agreement.

Fig. 7.

(a) The average structure of the Σ9(221) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ9(221) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ9(221) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ9(221) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

Studies of the Σ11(332) GB are far less common than others studied here with the only available comparison being that of Feng et al. ’s CeO2 structure (shown in Figure 8), which displays a high level of agreement with our predicted structure (46).

Fig. 8.

(a) The average structure of the Σ11(332) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ11(332) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ11(332) GB in CaF2 obtained in this work; (b) a HAADF STEM image of the Σ11(332) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

The final structure studied for CaF2 was the Σ13(510) GB. In Figure 9 our predicted structure is compared with that of Dickey et al., whose Σ13(510) GB in ZrO2 was observed using high Z-contrast STEM (57). As for the previous GBs studied here the level of agreement is extremely good. In addition to the structure from Dickey et al. other fluorite materials (YSZ (10, 58) and CeO2 (39, 45)) are equally comparable to that shown here.

Fig. 9.

(a) The average structure of the Σ13(510) GB in CaF2 obtained in this work; (b) a STEM image of the Σ13(510) GB in ZrO2 identified by Dickey et al. (57). Only cations are shown. TEM image reproduced from (57) with permission from John Wiley and Sons

(a) The average structure of the Σ13(510) GB in CaF2 obtained in this work; (b) a STEM image of the Σ13(510) GB in ZrO2 identified by Dickey et al. (57). Only cations are shown. TEM image reproduced from (57) with permission from John Wiley and Sons

4.2 Ceria Grain Boundaries

In the case of CeO2 three GBs were investigated: the Σ3(111), Σ5(210) and Σ9(221). These three GBs were selected as they span a range of stabilities and therefore will be important going forward to study dynamic properties of these interfaces and because there are TEM images of these GBs in CeO2 available for comparison (9). The levels of agreement observed for CaF2 are also seen for CeO2 in Figure 10, Figure 11 and Figure 12. The primary difference is that for CeO2 the structures are being directly compared to experimental results for CeO2, which likely accounts for the improved agreement observed for the Σ5(210) GB over that seen for CaF2.

Fig. 10.

(a) The average structure of the Σ3(111) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ3(111) GB CeO2 identified by Feng et al. (45, 46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ3(111) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ3(111) GB CeO2 identified by Feng et al. (45, 46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

Fig. 11.

(a) The average structure of the Σ5(210) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ5(210) GB CeO2 identified by Feng et al. and Hojo et al. (46, 50). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ5(210) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ5(210) GB CeO2 identified by Feng et al. and Hojo et al. (46, 50). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

Fig. 12.

(a) The average structure of the Σ9(221) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ9(221) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

(a) The average structure of the Σ9(221) GB in CeO2 obtained in this work; (b) a HAADF STEM image of the Σ9(221) GB in CeO2 identified by Feng et al. (46). Only cations are shown. TEM image reproduced from (46) under the Creative Commons license

The GBs which were studied for both CaF2 and CeO2 (Σ3(111), Σ5(210) and Σ9(221)) showed largely similar structures to one another which were in line with structures observed in the literature for both previous computational and experimental studies. This provides significant validation for the method we have presented here for the prediction of interfacial structures in materials.

5. Conclusions

We have presented a computational method for the prediction of the structure of mirror tilt GBs in fluorite structured materials. This method utilises interatomic potentials which are derived from first-principles data meaning the process is entirely predictive. The excellent level of agreement with existing experimental data on the structures of fluorite GBs highlights the power of the method. The ability to accurately predict these structures is an important first step into the computational investigation of the properties of these materials, which is key to future materials and device optimisation. The method presented here can be extended to the prediction of interfaces in different materials, interfaces of different types (i.e. twist GBs) and even heterointerfaces.

Acknowledgements

This research was supported by Science Foundation Ireland (SFI) through the Investigators Programme (Grant No. 12/IA/1414). All calculations were performed using the Kelvin (funded through grants from the Higher Education Authority, through its PRTLI program), Lonsdale (funded through a grant from SFI – 06/IN.1/I92/EC07) and Pople (funded by SFI – 12/IA/1414) supercomputers maintained by the Research IT at Trinity College Dublin and the Fionn supercomputer, maintained by ICHEC (tcche054b).

The Authors


Aoife K. Lucid graduated from University College Cork, Ireland, in 2013 with a BSc in Chemical Physics. In 2018 she graduated with her PhD from Trinity College Dublin, Ireland, with a thesis entitled ‘Computational Modelling of Solid Oxide Electrolytes and their Interfaces for Energy Applications’. Her research interests include using first principles and classical computational methods to investigate the impact of dopants and interfaces in energy materials. She is currently a postdoctoral researcher in the Materials Theory Group at Tyndall National Institute, Cork, Ireland.


Aoife C. Plunkett obtained a BA (Mod) in Nanoscience, Physics and Chemistry of Advanced Materials at Trinity College Dublin in 2015. In 2017 she completed an MSc by research titled ‘Diffusion Within Fluorite Structured Materials and the Effect of Defects’ in the group of Professor Graeme Watson also at Trinity College Dublin.


Graeme W. Watson is a Professor of Theoretical Chemistry at Trinity College Dublin. His research interests include solid state materials and the effect of point defects, dislocations, surfaces and grain boundaries on their properties. These include reactivity, oxide and proton diffusion, electronic conductivity and thermal conductivity which are all important in a range of functional materials.

By |2019-08-22T10:05:06+00:00August 22nd, 2019|Weld Engineering Services|Comments Off on Predicting the Structure of Grain Boundaries in Fluorite-Structured Materials
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