10th International Symposium on Continuous Flow Reactor Technology for Industrial Applications

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Johnson Matthey Technol. Rev., 2019, 63, (3), 157

Introduction

The 10th International Symposium on Continuous Flow Reactor Technology for Industrial Applications was held at the Ramada Plaza Milano Hotel Conference Centre, Milan, Italy from Tuesday 13th November to Thursday 15th November 2018. The event had 160 delegate attendees, mostly from equipment suppliers including: AM Technology, UK; Chemtrix, The Netherlands; Corning, USA; Ehrfeld Mikrotechnik, Germany; Flowid, The Netherlands; HNP Mikrosysteme, Germany; Kaneka Corporation, Japan; Kobe Steel, Japan; Magritek, New Zealand; Microinnova Engineering, Austria; Parr Instrument Company, USA; Syrris, UK; ThalesNano, Hungary; Uniqsis, UK; Vapourtec, UK and Zaiput Flow Technologies, USA. There were also attendees from contract manufacturing organisations (CMOs) including: Angelini, Italy; Asymchem, USA; Cambrex, USA; La Mesta Chimie Fine, France; Snapdragon Chemistry, USA and from academia including: University of Strathclyde, UK; University College London, UK; University of Milan, Italy and University of Bath, UK. Attendees from the agrochemical, fine chemical and pharmaceutical industries were also present, including: Syngenta, Switzerland; GlaxoSmithKline (GSK), UK and Merck, USA.

The event was organised by Tekno Scienze Publisher, Italy and consisted of presentation sessions, poster, exhibition and networking sessions and concluded with a roundtable discussion. There was a large exhibition session. Most of the exhibitors were reactor based but other vendors (for example, pumps), analytical equipment and CMOs were also present.

King Kuok (Mimi) Hii (Imperial College London, UK) was the Chair for the entire event and this was unusual in the fact that normally the chairperson is changed for a different session or theme. This article includes a short summary of the talks and the roundtable discussions.

Progress and Challenges

Alastair Florence (Continuous Manufacturing and Crystallisation (CMAC), University of Strathclyde, UK) was the first presenter giving a keynote talk on ‘Progress and Challenges for Continuous Manufacturing Research’. He highlighted the recent talk by Janet Woodcock (US Food and Drug Administration (FDA), USA) (1) and the Convention on Pharmaceutical Ingredients (CPhI) Annual Industry Report 2018 (2). He presented examples that showed continuous manufacturing (CM) was becoming more established such as the FDA approving tablet production on the continuous manufacturing line at Janssen Pharmaceutica, Belgium, and mentioning a range of processes: wet granulation, roller compaction or direct compression where CM is used to produce the final formulated product. He did highlight that although 90% of companies see CM as important, only 17% see their strategy for continuous as mature. CM is still at the exploratory stage. The pace is increasing, the FDA approved 112 new chemical entities (NCEs) since 2014 and four were approved CM products. He highlighted the companies which are adopting continuous (for example GSK (Singapore), Lilly (Ireland)). The role of data and digital would be important. His case studies were in the area of continuous crystallisation where a digital crystalliser was highlighted using software such as COMSOL Multiphysics® (COMSOL Inc, Sweden) gPROMS Formulated Products (Process Systems Enterprise, UK) and Unity (Unity Technologies, USA). The opportunities were process simplification and intensification. The challenges were in reduction of material and experimental overheads for development, improvement equipment robustness and lack of examples of integrated CM for drug substances.

Laurent Pichon (MEPI, France) gave a talk on the ‘Evolution of the Adoption of Flow Technologies: Facts and Future’. He showed a slide (Figure 1) which indicated that between 2008 and 2018 there was a technology push (raising awareness, curiosity and learning). From 2018 there would be more industrialisation leading to a market pull. This looked to be implemented first in China and India, with Europe, USA and Japan following. Pharmaceuticals would be leading the pull followed by specialty chemicals, fine chemicals (CMO) then agrochemicals and cosmetics (Figure 2). He highlighted several vendor technologies: NiTech® Solutions, UK (for example continuous cooling crystallisation of active pharmaceutical ingredients (APIs)); Corning; CSIRO, Australia; Microinnova Engineering; Uniqsis; Vapourtec; Syrris (electrochemistry in flow and Titan being the first turnkey system for large scale continuous processing with dedicated flow pumps (250 ml min–1 and 20 bar) and numerous large volume reactors). The use of continuous for crystallisation, liquid-liquid or liquid-gas extraction and filtration was mentioned with several companies advocating their technology for liquid-liquid or liquid-gas extraction. The issues being addressed for continuous were solid handling, high viscosity, gas introduction or generation at meso scale, slow reactions and decision process (culture, training, speed).

Fig. 1.

Ten years of flow chemistry. Reproduced with permission from (3). Copyright (2016) Teknoscienze

Ten years of flow chemistry. Reproduced with permission from (3). Copyright (2016) Teknoscienze

Fig. 2.

Market trends (applications). Reproduced with permission from (3). Copyright (2016) Teknoscienze

Market trends (applications). Reproduced with permission from (3). Copyright (2016) Teknoscienze

Gerardo de Leon Izeppi (Microinnova) gave a talk on ‘Economic Driven Technology Selection at Early Stages of a Project’. He talked about estimation of capital costs (capacity factored, parametric models, equipment factored models) and the importance of operational costs. His case study was for a polymer plant (batch vs. continuous manufacture), where CM would be more profitable where the biggest savings came from labour costs and capital costs would have the lowest impact on the profitability.

Anne Kaaden (Ehrfeld Mikrotechnik) gave a talk on the ‘Economic Perspective on Micro- and Millireactors – The Pathway of Being Established As Process Technology’. Ehrfeld Mikrotechnik is a spin-out from the Fraunhofer Institute for Microengineering and Microsystems (IMM, Mainz, Germany) by Professor Ehrfeld who is a pioneer in this area. She highlighted the challenges in implementation of the technology (missing or unpublished references in production scale) and used the lighthouse project as a reference. This is a millireactor in production for which Ehrfeld Mikrotechnik designed, manufactured and supplied a Miprowa® production reactor for Shaoxing Eastlake Biochemical, China, with a production capacity of up to 10,000 tonnes year–1 for a highly exothermic alkoxylation reaction. The Miprowa® millireactor has a throughput of about 1 m3 h–1, has a nominal width of 400 mm, length of 7 m and contains about 150 rectangular reaction channels with exchangeable static mixers. The commission took place in September 2016 and replaced a batch process (ca. 20 batch reactors, volume ca. 50 m3). The advantages were significant: capacity increase, yield enhancement, higher product quality, safety enhancement and reduction of energy consumption and footprint. The reactor was inspected six months after start-up and no fouling or sedimentation in the channels or static mixers was found. The unit has been running in continuous operation since September 2016. A recent press release stated that Shaoxing Eastlake Biochemical has started to implement two more millireactors of the same size, thus tripling production capacity at its Shaoxing site to 30,000 tonnes year–1 (4).

Charlotte Wiles (Chemtrix) gave her presentation on ’10 Years of Flow Chemistry – From an R&D Concept to Examples of Implementation at an Industrial Scale’. Ten years ago, microchannel reactors (10 ml reactors with 100 μm channel dimensions) were widely used which allowed for gram to kilogram production under flow conditions. Scaling up in the early 2000s was proposed by numbering up reactors which was economically unfeasible. Chemtrix’s approach therefore was to increase channel dimensions (100 μm to 1–5 mm) and maintain the key properties (efficient mixing, high thermal control and suitable material of construction). The fundamentals of flow chemistries were discussed and the equipment used, for example LABTRIX® for reaction screening (Suzuki-Miyaura cross coupling), PROTRIX® flow reactor for kilogram scale (for example, Dakin oxidation) and PLANTRIX® industrial flow reactor (for example nitration, API and intermediates). For successful implementation of flow chemistry, she concluded that a cultural change was needed, management support and education was required and that a team was required (for example chemists, chemical engineers, quality assurance (QA), EHS and regulatory affairs).

Hiroaki Yasukouchi (Kaneka Corporation) gave a presentation on ‘Continuous Flow Synthesis for Pharmaceutical Intermediates’. Kaneka Corporation’s flow reactor facilities are in Singapore and Japan. He highlighted the use of phosgene in its flow processes with the associated enhancement in process safety. Examples included a chloroformate reaction in flow where excellent yield was claimed compared with batch reaction (5). Other examples included synthesis of pharmaceutical intermediates such as imidapril, relebactam and solifenacin. A deacylation reaction in flow with a packed bed system was highlighted and excellent yield and scale-up processes were established. In conclusion its flow facilities were applicable to multi-purpose usage, good manufacturing practice (GMP) production and large-scale production.

Process Development

Matthew Bio’s (Snapdragon Chemistry) presentation was on ‘Automation of Experimentation: Chemical Process Development in the Era of Industry 4.0’. He commented that with a batch process, you design the chemistry to fit the reactor, with flow you can design the reactor to fit the chemistry. A key element in moving from laboratory reactors to productions in flow was analysis (at-line) and control strategy. He highlighted the importance of automation. For fast reaction process development, he used the Matteson reaction as a case study and showed evidence of how poor mixing can occur for fast reactions and how to optimise reaction parameters. Pump pulsation could be a problem in this respect. He also showed a production reactor setup which could fit inside a fume cupboard. The strategy employed was reaction design (route and reagent, kinetic analysis, heat flow analysis) to laboratory reactor (optimisation of reactor and process and characterisation of process) to production reactor (confirm design space, set control space for GMP manufacture).

Flavien Susanne’s (GSK) talk was on ‘Industrialisation of Continuous Processes: The Place of Process Simulation’. Flow chemistry and continuous processing within GSK has been an up-and-down adventure over the last ten to fifteen years. The company spent a lot of time developing its first flow plant, which was installed about ten years ago in Stevenage, UK (now the site of one of GSK’s global R&D hubs). GSK’s first commercial process came out of that pilot plant and it has built a lot of expertise there. GSK has made a commitment to move toward continuous processing, the idea is to apply as much continuous processing as possible to new drug filings and thus during the last three years, GSK has installed a continuous process in its Global Manufacturing & Supply (GMS) facility in Singapore, which is now up and running. He outlined how it was using process simulation by the use of Dynochem® (Scale-up Systems, Ireland) for kinetics and process development then Aspen (Aspen Technology, USA) or gPROMS (Process Systems Enterprise, UK) and then process design. A system-based approach was at the centre of its process development.

Massimo Bertoldi (La Mesta Chimie Fine) spoke on ‘Flow Chemistry: The Future is Today’. La Mesta Chimie Fine does multistep organic chemistry for sophisticated products in markets such as pharma intermediates and API, agrochemical intermediates, flavour and fragrances, cosmetics, photography industry and fine chemicals. The plant in the French Riviera has a total capacity of 138 m3 batch (plus a continuous facility). The plant has pilot scale: 100–200 l reactors and industrial manufacturing scale: 2000–27,000 l batch reactors which are stainless steel, glass lined or Hastelloy. The reactors can be operated at high pressure, up to 100 bar (2000 l) in batch or semi batch. The plant can also perform distillations (batch, continuous and short path) in glass lined or stainless vessels, up to 60 plates/1 mbar/250°C. The facility also has filter dryers (up to 5000 l) filters, centrifuges, dryers and ovens. It can produce phosgene at 12 kg h–1 in multipurpose continuous flow workshops (500 l h–1). A range of organic reactions can be performed including heterogenous catalytic hydrogenation. It uses a continuous flow reactor: RAPTOR® Technology. RAPTOR® is a tubular continuous agitated reactor, equipped with heating/cooling jacket and a longitudinal shaft having several impellers; temperature range (-100°C to 300°C), pressure (300 bar), heat exchange (150 m2 m–3), residence time (10 seconds to a few minutes), flow rate (5–500 l h–1) and stirring (1500 rpm). He claimed that RAPTOR® is a plug flow mini-reactor in different sizes. One version is equivalent to 70 perfectly stirred mini-reactors with reaction mass moving from one side to the other with the flow. Heat and mass exchanges are due to the stirring system: mixing is always the same and does not change with the rate of introduction nor does it allow any back flow. Examples of continuous manufacture included mesylate, isocyanate decarboxylation and API synthesis.

Reactions in Flow

Elizabeth Farrant (New Path Molecular Research, UK) gave a talk on ‘Libraries, Screening and Therapeutic Peptide Synthesis: The Power of Automated Flow Chemistry’. Peptides are of importance as they play a role in human physiology. Since 2000 there have been 28 new non-insulin peptide drugs. As of 2016, there are more than 50 peptide drugs worldwide with sales of more than US$1 trillion. She outlined the challenges and why flow chemistry could be advantageous. The initial aim of continuous was to separate steps in the synthesis such as activation and coupling. She showed the flow system (bench-top unit). The benefits of flow were efficient synthesis, more control over chemistry and scale (can be scaled linearly).

Mimi Hii (Imperial College London) stepped in to replace a keynote speaker and spoke about ‘Homogeneous Catalysis in Flow’. She highlighted several areas from her research group in the field of homogeneous catalysis at the interface of organic and inorganic chemistry. The group is interested in developing selective catalysts for C–C or C–X bond formations for organic synthesis. A particular area of interest was aerobic oxidations in flow where molecular oxygen is the greenest oxidant for redox reactions, yet aerobic oxidation is one of the most challenging to perform with good chemoselectivity, particularly on an industrial scale. She detailed several reactions such as a safe, practical and selective process for the aerobic oxidation of alcohols to aldehydes and ketones developed using a ruthenium catalyst in a continuous flow reactor (6). The reactor was a commercially available X-CubeTM reactor (ThalesNano) where the catalyst is loaded in one or two cylindrical cartridges which can be heated and pressurised. In a typical experiment, a solution of the alcohol is pumped to a gas mixer where it was pre-mixed and saturated with the gaseous reactant (oxygen or air) before it was passed through the catalyst bed (6). The product stream can then be collected as separate fractions (for single-pass experiments) or, if desired, re-circulated in continuous flow (low conversion per pass) until reaction is complete. A variety of primary and secondary alcohols can be converted to their corresponding carbonyl compounds in good yields and excellent selectivity, with the exception of primary aliphatic alcohols, which gave only moderate conversions. For certain reactions, oxygen can be replaced with air without noticeable decrease in catalyst activity.

Claudio Battilocchio (Syngenta) spoke about ‘Continuous Multistep Processes for the Preparation of Active Ingredients’. One of the advantages of using flow chemistry is the reduced risk from using toxic reagents (particularly if produced in situ using flow and then consumed in a subsequent step). Dihaloformaldoximes are highly versatile and reactive intermediates that can be used to prepare interesting building blocks for organic synthesis. However, dichloroformaldoximes were originally classified as warfare agents (for example, phosgene oxime) and the underlying toxicity and safety issues make the production and use on a large scale challenging. He described flow set-ups using aqueous streams of glyoxylic acid with hydroxylamine aqueous solution converting to hydroxyiminoacetic acid. The reaction was exothermic and so a thermal imaging camera was used to monitor temperature and design a process where careful migration of the hazard was achieved by using internal heat exchangers. He spoke about the assembly of a fully integrated continuous process, generating dichloroformaldoximes on demand. The advantages claimed were: (a) use of bench-stable starting material feeds; (b) generation and direct use of highly energetic intermediates; (c) improved process robustness and reliability over the batch mode, on a large scale (ca. 100−500 g) and (d) high productivity, using a small footprint system, equating to kilogram amounts of product per day.

Elin Stridfeldt (EnginZyme, Sweden) gave a presentation on ‘EziGTM – Enabling Flow Applications in Packed-Bed Reactors for Enzyme Catalysts’. EnginZyme’s remit was making biocatalysis suitable for industry. She detailed the advantages and disadvantages associated with using enzymes for catalysts in reactions. The immobilisation (cross-linking, encapsulation, binding to carrier) of enzymes was attractive but has many limitations (for instance activity loss, time consuming, not general for all enzyme types). A simple solution to immobilise enzymes in industry was required. Its solution was EziGTM which is used for immobilisation of His-taggedTM enzymes, performed in a single step from cell lysate (intracellular expression) or cell-free culture supernatant (extracellular expression). Binding by the His-tag enriches the enzyme in the immobilisation process and offers a non-destructive binding which results in high retention of catalytic activity. The carrier material is inert and suitable for organic solvents as well as aqueous media. It also has excellent fluid properties which minimises diffusion limitations, to give an effective heterogeneous biocatalyst which is suitable for use in batch reactions and flow chemistry applications. The enzyme can be stripped off and the support reused. Examples were given where EziGTM-lipase in flow outperforms the commercially available catalyst (710).

Advantages and Challenges of Flow

In a slight change Alessandra Vizza (Corning Reactor Technologies), Andrea Adamo (Zaiput Flow Technologies) and Jürgen Kolz (Magritek) spoke about ‘Integrating Continuous Processes: Reaction, Separation and Analytics’. The chemical reaction demonstrated was a biphasic system with a phase transfer catalyst which integrated Corning’s G1 SiC reactor to allow for a high mixing capacity and chemical compatibility. The phase separator from Zaiput Flow Technologies was installed at the outlet of the G1 reactor to separate the organic phase from the aqueous phase. A Spinsolve® benchtop NMR spectrometer from Magritek was then used on a stop flow mode to quickly analyse the chosen layer. Within ten seconds, the 1H-NMR spectrum was obtained which allowed for an accurate monitoring of the reaction processing.

Wouter Debrouwer (Creaflow, Belgium) talked about the ‘The HANU-reactor: Development of a Continuous Flow, Pulsating Plate Photoreactor’. In recent years photochemistry has seen a revival thanks to the advent of photoredox catalysis, development of irradiation sources and continuous flow reactors. The HANU-reactor is a unidirectional continuous flow plate reactor equipped with static mixing elements and is scalable by widening the process channel. The reactor has a borosilicate or quartz window and can operate up to 80°C and 10 barg using split and recombine + pulsatile flow. Case studies for intramolecular [2+2] cycloaddition (Cookson’s diketone and Paternò-Büchi) and thiol-ene reaction were presented. A pilot scale version of the HANU-reactor has been installed at Ajinomoto Bio-Pharma Services in Wetteren, Belgium. The unit will enable scale-up of photochemical processes that were developed and optimised in the laboratory HANU-reactor. Full implementation of the pilot reactor in a GMP environment will follow in 2019.

André H.M. de Vries (InnoSyn, The Netherlands) gave a talk on ‘Flow Chemistry at Industrial Scale: Enlarging Operating Windows and Increasing Productivity’. InnoSyn has a range of innovative technologies (falling film photoreactor, cryogenics, continuous flow reactors and mixers, three-dimensional (3D) metal printed assets) for challenging chemistries (catalytic hydrogenations, catalysed deuterations, enzymatic resolutions, asymmetric transformations, preferential crystallisations, photochemistry (racemisation of quaternary carbon centre) and organometallics). 3D printing using a selective laser melting process produces homogenous metal objects directly from 3D computer aided design (CAD) data, by selectively melting fine layers of metal powder with a laser beam. He showed 3D printed flow reactors and static mixers with intricate details possible in mm sized channels giving full flexibility. He gave several examples (for instance, Matteson reaction) where flow reactors were used from laboratory to full scale demonstration.

Jonathan Knight (Cambrex) gave his presentation on ‘Challenges and Advantages of Moving from an Industrial Batch Operation to an Industrial Continuous Flow Operation’. He outlined some of Cambrex’s commercial flow operations such as nitration (nitrobenzene derivatives), liquid-liquid extraction and oxidations using nitric acid. This was continuous oxidation in a tube reactor at temperatures up to 200°C and pressure up to 40 bar, capacity 8 tonnes day–1, annual production 2000 tonnes, recycling of NO into dilute nitric acid and differently substituted aromatics can be oxidised. He gave details of its mounted CaMWaveTM KiloLAB Flow Reactor which is a skid unit which can do temperature up to 200°C, pressure up to 20 bar, flowrate up to 200 ml min–1, 10 l per single run, classical heating or heating via microwaves through flow through quartz glass section in microwave cavity (Figure 3). The system can be adapted to use a plate reactor and perform heterogeneous reactions (up to 10 wt% solids). In-house reactor design was demonstrated for continuous stirred tank reactors (CSTR) which had been designed to optimise heat transport, >30% solids in feed, reaction and product slurry, handle exothermic reactions generating 5 kW, high shear mixers both in feed tank and reaction vessels to ensure homogeneous slurry and high mass and heat transfer and reactor jacket design for optimised cooling capacity. Computational fluid dynamics (CFD) modelling for the intense mixing in the agitation zone was shown. He gave other examples of flow operation and companies (for example Lilly, GSK and Vertex Pharmaceuticals, USA) who are incorporating continuous into manufacturing operations.

Fig. 3.

CaMWaveTM KiloLAB reactor

CaMWaveTM KiloLAB reactor

Akira Matsuoka (Kobe Steel) gave a presentation on ‘Practical Case Studies on How Large Capacity Micro Channel Reactor (SMCR®) Promotes Industrialisation of Flow Chemistry’. Kobe Steel has a flexible SMCR® demo unit with a processing volume of 30 ml, channel length 1 m to 3 m, installed heat exchanger, with an operating temperature of 200°C and pressure up to 3 MPa for €50k. He gave examples of rare metal recovery (liquid-liquid extraction with reduced processing compared to mixer settler), homogeneous liquid-liquid reaction and mentioned gas to liquids for gas-liquid-solid reactions.

John Tsanaktsidis (CSIRO) gave a presentation on ’Continuous Heterogeneous Catalysis Using CSM Technology’. He talked about CSIRO’s facility for developing flow chemistry solutions for the chemical manufacturing industry. The capabilities include liquid-liquid, gas-liquid processes, catalysis (homogeneous and heterogeneous processes), solid-liquid (slurry) and downstream processing. The FloWorks facility will be a 410 m2 industry-facing facility for flow chemistry due for completion by the end of November 2018. The facility will house up to eight researchers and is intended to be a collaborative space for chemists and engineers from academia and industry to facilitate technology transfer solutions for continuous chemical manufacturing. The catalytic static mixer (CSM) technology was shown as a tubular reactor system with static mixer inserts. The static mixers were produced using additive manufacturing techniques and were design optimised (CFD and engineering fluid dynamics (EFD)) for surface area, fluid flow (pressure drop) and heat and mass transfer. The surface morphology of the static mixers was developed by cold-spray, electrochemical and chemical coating techniques (wash-coating, carbonisation). A prototype reactor was used for continuous hydrogenation showing selective hydrogenation of vinyl acetate to ethyl acetate. Nitro reductions were also highlighted, for example linezolid (first oxazolidinone drug) leading into the second generation synthesis of linezolid by Pfizer, USA (11). He showed that no (or negligible) leaching of the metal from the static mixer occurred. He showed the combination of CSM with photocatalysts.

Wouter Stam (Flowid) gave his presentation showing the ’The benefits of Using SpinPro for Multiphase Reactions’. The SpinPro Reactor is a continuous reactor that allows chemical reactions to take place in seconds in a highly controlled and safe manner. The claim is that it performs reactions under process intensified conditions resulting in high energy and resource efficiency, improved product quality and flexibility in production and development. He did emphasise that the SpinPro Reactor is not to be confused with a ‘thin film spinning disc reactor’. The SpinPro Reactor is another type of spinning disc reactor (rotor-stator type). Significantly large shear rates in the gasses and liquid can be induced, which in turn leads to a much larger interfacial area available for mass transfer and a higher degree of turbulence and micro mixing. In addition, the volume of the reactor is completely filled with liquid. The SpinPro technology is well suited for multiphase chemistry, liquid-gas, liquid-liquid or combinations. Furthermore, it can handle precipitation reactions and controlled emulsifications.

Integration of Flow

Miguel Gonzalez (Asymchem, USA) gave a talk on ’A Continuous Journey of Flow Chemistry Integration into the Global Business of Manufacturing Intermediates and API’s’. Asymchem’s chemical engineering laboratory was set up in 2009, mainly for flow chemistry research. Its services include assessment of flow reaction feasibility, design of prototypes, process definition and optimisation, equipment design and validation and technology transfer to production. It has developed different types of equipment to support a wide range of reaction types and implemented processes on a wide range of scales. Flow chemistry capabilities include ozonolysis/ozonation, reactions with diazomethane, nitration, electrochemistry, Curtius rearrangement and continuous catalytic hydrogenation.

A bit of a diversion was supplied by Carsten Damerau (HNP Mikrosysteme) who gave a talk on ‘Pumps – Enabling Continuous Flow Chemistry’. To the dismay of the audience he announced that there was a range of pump types for liquid and gas and there was no universal pump system that covered all applications. He showed the consequences of a pulsating feed producing erratic stoichiometric conditions in static mixers and capillaries, unwanted reactions and therefore lower yield of desired product (12). Selecting a pump with the lowest pulsatile effects was advocated and the use of two or more pumps giving hydraulic interaction was shown. He did give solutions such as flow meters in a closed loop control. He advocated the use of micro annular gear pumps of the hermetic inert series giving high chemical resistance against oxidising and reducing media, acids and bases. They are hermetically sealed, long service life, wear-resistant, ultra-hard materials giving precise dosage (low pulsation) via rotary micro annular gear technology with no valves. He illustrated the use of pumps for feed modules and modular plants showing the example of a system used by GSK for an API production system made by Zeton, Canada.

Ernie Hillier (Waters, USA) finished the presentation session by talking about ’PAT/CM A 10 Year Journey – Starting with Collaboration, Lessons Learned, Partnerships – Where We Are Today’. He talked about the development of high-pressure liquid chromatography (HPLC) and how Waters had developed a system to cut analysis time from about 30 min to <1 min using the ACQUITY UPLC system. He showed examples of peptide analysis for HPLC, where analysis time was reduced and the quality of data was improved using the UPLC system. For continuous manufacture the requirements of at-line analysis require fast decision making. He showed Waters’ PATROL system which had been employed in a few continuous processes in collaboration with Pfizer, Merck and Lilly and advocated the merits of collaboration.

Round Table Discussion

Oliver Kappe (University of Graz, Austria) led a round table discussion in the last hour on ’How has Flow Chemistry Impacted on Chemistry in the Last 10 Years?’. The panel included the speakers with questions and comments from the audience. A recent publication was highlighted: ‘Continuous Processing in Pharmaceutical API’ which looked at a survey of pharmaceutical companies and CMOs (13). There was agreement about the statement in the article that continuous processing at scale has primarily been about enabling reaction chemistry, while postprocessing and analytical remain in the very early stages of development and implementation. Digital and process analytical technology (PAT) were mentioned in this context as well as auxiliary equipment and supply chain issues. Data and control systems will be key as well as standardised systems, i.e. modules within modules (one pump for one chemistry, change to another manufacturer for different chemistry, pump control system must integrate). There were many stories regarding flow chemistry from the last ten years with more examples. Companies seem to be sharing more so there is ‘less competition’, indeed an example is highlighted above where vendors are collaborating to produce an overall package for a customer. Pharmaceutical companies appear to be using CMOs more (big pharma is risk averse and CMOs have teams working on continuous). A big talking point was that many of the realised industrial processes employing continuous are based in China, while few were in Europe. This could be due to factors such as existing assets and the risk averse nature of the industry. A discussion point was also training, for example education for chemists (undergraduate courses still rely on batch systems for practical training, can we have continuous examples in synthesis for undergraduate or graduate chemists?). A theme that most of the panel agreed with was culture and integration of skills (education requirement; use of teams: analytical chemists, organic chemists, process safety, mechanical and chemical engineers to work together). The mood of the panel was optimistic in that the last ten years had seen a shift towards continuous (flow) and although there was still learning required, more implementation of flow (continuous) chemistry by industry would be realised in the near future.

Conclusions

The key messages from the event:

  • The main key advantage that the speaker(s) advocated for the use of flow chemistry (or continuous processing) was environment, health and safety (EHS). This was emphasised in the majority of the talks

  • The next ten years for flow chemistry is going to be crucial. There was optimism that flow is going to happen. A few speakers mentioned that Woodcock (US FDA) had recently presented (October 2018) at the 3rd International Symposium on Continuous Manufacturing of Pharmaceuticals on ‘Modernizing Pharmaceutical Manufacturing: FDA View’ (1). Her key statement from that talk was “the technology is available and used in other sectors and the regulators were on board and will continue to support”. The CPhI Annual Industry Report 2018 (published in October 2018) also highlighted in that there was a “warning to pharma manufacturers that don’t invest in continuous manufacturing that they will be forced out of the market” (2)

  • There are a few examples of flow in commercial production. This is more evident in China than Europe and there was a feeling that the pace would accelerate if examples from Europe are publicised. CMOs also commented that they were sometimes not allowed to publicise the route (i.e. continuous) by the customer

  • Although equipment vendors highlighted their technology solutions regarding continuous, it was felt that auxiliary equipment was one of the factors that hampered implementation (for example pumps)

  • Vendor companies are collaborating (not competing) in different areas of the process, playing to strengths i.e. process chemistry in flow with downstream process in flow.

By |2019-05-30T08:38:00+00:00May 30th, 2019|Weld Engineering Services|Comments Off on 10th International Symposium on Continuous Flow Reactor Technology for Industrial Applications

In the Lab: Bespoke Green Nanomaterials: Discovery, Design, Applications and Manufacture

Home > Journal Archive > In the Lab: Bespoke Green Nanomaterials: Discovery, Design, Applications and Manufacture

Johnson Matthey Technol. Rev., 2019, 63, (3), 152

Siddharth Patwardhan, a chemical engineer and materials chemist, currently leads the Green Nanomaterials Research group with a vision to develop sustainable, scalable and economical routes to functional nanostructured materials. He has experience of sustainable routes to nanomaterials for engineering and biomedical applications. He is a Fellow of the Royal Society of Chemistry, UK, and the Engineering and Physical Sciences Research Council, UK, and is leading a number of projects on the development of green manufacturing routes to functional nanomaterials, for example energy storage materials. He has published over 70 papers.

The Researcher

  • Name: Siddharth V. Patwardhan

  • Position: Professor of Sustainable Chemical and Materials Engineering

  • Department: Chemical and Biological Engineering

  • University: The University of Sheffield

  • City: Sheffield, UK

  • Email: s.patwardhan@sheffield.ac.uk

  • Website: https://www.svplab.com/

About the Research

1. “Green” Nanomaterials

Green chemistry has started to see impact on organic chemistry, where researchers have effectively utilised and embedded some of the 12 principles of green chemistry in designing processes. The total global production of all types of nanomaterials is of the order of several million tonnes per annum, with a global market worth US$3.4 billion, which is enjoying a continuous growth. The applications of nanomaterials span across many areas such as catalysis, coatings, fillers, cosmetics, clothing, healthcare and water treatment. However, nanomaterials have not received much attention in terms of making their production sustainable and green. Traditional methods for nanomaterials production are environmentally damaging because they produce thousands of kilograms of waste per kilogram of product and their manufacturing is generally >1000 times more wasteful than that of bulk chemicals. Given this harsh reality, our aim is to invent green routes to functional nanomaterials that are suitable for a range of applications.

2. Current Methods and their Challenges

Current nanomaterials manufacturing methods suffer from many problems leading to high costs, an extremely adverse environmental impact (for example hazardous waste) and unsustainable production. At present, nanomaterials are manufactured using top-down (lithography, milling and etching) or bottom-up (vapour deposition, sol-gel, precipitation, pyrolysis, solvothermal) approaches. Top-down approaches predominate current manufacturing processes for nanomaterials. Bottom-up approaches, used in electronics, are promising and are known to precisely control properties of nanomaterials, but they also suffer from various issues such as high consumption of water and energy, poor materials utilisation efficiencies, need for ultrapure reagents and use or production of toxic or hazardous chemicals. These issues clearly stress the urgent need for developing fundamentally new production methods for nanomaterials that are green and sustainable.

3. Bioinspired Green Nanomaterials

Biology, via biomineralisation, produces large quantities of sophisticated and hierarchically organised nanostructured biominerals under mild conditions. Harnessing this biological approach to develop routes for producing bespoke nanomaterials has exciting prospects and it encompasses most of the 12 principles of green chemistry. We have developed a fully synthetic approach where the use of cheaper synthetic molecules inspired from biology (called ‘additives’) has been introduced to establish bioinspired green synthesis (Figure 1).

Fig. 1.

(a) Learning from biomolecules responsible for biological mineral formation; (b) synthetic bioinspired additives have been developed, which facilitate the rapid formation of silica under mild conditions; (c) these additives can be removed using conventional methods or a recently developed, room temperature purification, which allows the reuse of the additive, yet producing pure porous silica (1) CC-BY

(a) Learning from biomolecules responsible for biological mineral formation; (b) synthetic bioinspired additives have been developed, which facilitate the rapid formation of silica under mild conditions; (c) these additives can be removed using conventional methods or a recently developed, room temperature purification, which allows the reuse of the additive, yet producing pure porous silica (1) CC-BY

Until recently, such syntheses were limited to simple systems where the additives (for example citric acid or tea extracts) acted as reducing agents in the synthesis of metal nanoparticles and the reaction schemes were straightforward (for example gold and silver). However, the vast majority of functional nanomaterials such as metal oxides and ceramics follow more complex reaction pathways which include cluster formation, aggregation, self-assembly, polymerisation and so on. We have extensively investigated bioinspired synthesis of such complex nanomaterials (for example silica) at laboratory scales using synthetic additives (Figure 2).

Fig. 2.

Representative examples of nanomaterials produced using a bioinspired approach. (a) Spherical nanoparticles synthesised using poly-arginine additive. Reprinted by permission from Springer (2), Copyright 2003; (b) a TEM showing the internal porous structures of nanoparticles; (c) poly-lysine mediated hexagonal plates of silica (3) Copyright (2006) American Chemical Society; (d) bioinspired method used to develop functional coatings on surfaces. Reprinted with permission from (4). Copyright (2007) American Chemical Society

Representative examples of nanomaterials produced using a bioinspired approach. (a) Spherical nanoparticles synthesised using poly-arginine additive. Reprinted by permission from Springer (2), Copyright 2003; (b) a TEM showing the internal porous structures of nanoparticles; (c) poly-lysine mediated hexagonal plates of silica (3) Copyright (2006) American Chemical Society; (d) bioinspired method used to develop functional coatings on surfaces. Reprinted with permission from (4). Copyright (2007) American Chemical Society

Our proposed process takes only 1–5 min, operates at room temperature in water, produces almost no waste, yet provides superior control of product properties. In contrast, for example, traditional syntheses of mesoporous silica suffer seriously from a range of issues such as the use of toxic precursors, long synthesis (2–6 days), requirement of hydrothermal conditions and extremes of pH. The key benefits of our method are as follows:

  • A rapid process (takes only minutes), operates at room temperature and in water

  • It is a one-step route, with substantial reductions in time and energy usage

  • A mild and facile processing using non-hazardous chemicals

  • It offers superior control for producing tailored materials for the desired application.

This method is applicable to a wide range of nanomaterials and to date over 50 materials have been produced using a bioinspired green synthesis. Ultimately, our aim is to develop processes that will help reduce environmental burden from nanomaterials, yet without compromising on their utilisation. One of the areas of expertise we have in the group is to undertake the synthesis of bespoke nanomaterials using biologically inspired green routes in order to design novel materials for a range of applications.

4. From Lab to Manufacturing

In order to make this new method accessible and impactful, we have started designing scale-up strategies. We have taken a systematic approach in terms of both process scale-up and process intensification, as summarised next. We performed a techno-economic analysis of our method in order to assess the economic feasibility. The results show that using our green methods can reduce the energy usage of the reaction step by ~95% when compared with a traditional process and the ‘green’ nanomaterials (GN) would cost the same as the lowest grade commercial counterparts, yet provide significantly better quality and properties. This is promising and supported further development work.

We performed a number of scalability assessments of our method next (Figure 3). Initially, the synthesis was carried out in laboratory-scale continuous flow reactors (at small scale: 10–50 ml). Constantly learning from the results and refining the process, we have increased the scale from a few millilitres to 1 l, 5 l and reaching 40 l. The process seems to work in both batch and continuous mode in tank and tubular reactors. Key learning from these scale-up trials include that the method is readily scalable and the recoverable yield does not change with scale. However, as expected, we noticed that transport properties, in particular mixing, significantly affected the materials’ properties. We are currently developing models and design rules for enabling larger scale production of the bioinspired method, without compromising materials’ properties.

Fig. 3.

(a) Pictorial representation of our scale-up journey from 2 ml – 40 l scale; (b) the new purification method developed is show as a block flow diagram, adapted from (5)

(a) Pictorial representation of our scale-up journey from 2 ml – 40 l scale; (b) the new purification method developed is show as a block flow diagram, adapted from (5)

We have also focused on some aspects of downstream processing, in particular, purification of the products. In order to render porosity and purity for organic-mediated synthesis, calcination was typically used. However, it is prohibitively energy intensive. Solvent reflux forms an alternative, but it is not always effective, hard to transfer between systems and energy intensive as it requires solvent reflux. This creates economic barriers to commercialisation and hence prohibits industrialisation. In order to address these issues, we have now invented a new method for purification, which involves mild acidification and operates at room temperature and takes a few minutes (Figure 3(b), (5)). This new method allows a complete removal of organics, with an added possibility of composition and porosity control. Given that this is a non-destructive method, >90% water and additive can be recycled, further improving the sustainability and economics.

5. Applications

We have demonstrated the potential of green methods by applying them to the synthesis of a range of nanomaterials as well as testing them in real-life applications. The focus is on increasing technology readiness level (TRL) and delivering technologies that are ready for commercialisation. Currently, we are developing GN for a number of sectors as shown in Figure 4 and outlined below.

Fig. 4.

Applications of GN in: (a) selectively removing pollutants from contaminated water (or air) via adsorption (6) Published by The Royal Society of Chemistry; (b) drug delivery systems (7). Copyright (2016) American Chemical Society, reproduced by permission; (c) developing catalysts such as iron supported on porous silica for Fischer Tropsch synthesis

Applications of GN in: (a) selectively removing pollutants from contaminated water (or air) via adsorption (6) Published by The Royal Society of Chemistry; (b) drug delivery systems (7). Copyright (2016) American Chemical Society, reproduced by permission; (c) developing catalysts such as iron supported on porous silica for Fischer Tropsch synthesis

5.1 Environmental Engineering

By tailoring the porosity and chemical functionality, we have designed GN for removal of pollutants from air and water via selective adsorption. Examples include the removal of formaldehyde and volatile organic chemicals from polluted air, in particular, indoor environments. In addition to being scalable and cheaper, these sorbents have better capacity and reusability compared to their commercial counterparts. Similarly, by incorporating specific functionality such as organic or inorganic ligands, we are able to remove water pollutants, for example arsenic or organic dyes (Figure 4(a)).

5.2 Biomedical Applications

We have exploited the benign nature of the synthesis for development of new drug delivery systems (DDS) via in situ encapsulation. We have further assessed their biocompatibility and toxicity. There are a number of nanomaterials-based DDS studied in labs, including one of the most promising candidates – mesoporous silica. However, there are no silica based DDS on the market, despite their promise 18 years ago, due to their unsustainable, uneconomical and energy intensive synthesis. In GN-based DDS, the drug loading and release can be controlled by formulation chemistry, in particular by modulating drug-additive interactions. As shown in Figure 4(b), GN show dramatic improvement in drug release performance when compared to a mesoporous silica benchmark. Further, through a number of assessments, we have shown that GN are far more biocompatible than other nanomaterials, thus becoming promising candidates for DDS.

5.3 Catalysts and Biocatalysts

Further utilising the benefits of the mild synthesis, we have been able to immobilise a range of metals (gold, iron, palladium) or enzymes (lipase, anhydrase, peroxidase, invertase) on GN (Figure 4(c)), which have great potential for Fischer-Tropsch synthesis, catalytic reduction, C-C coupling reactions of pharmaceutical relevance and hydrolysis reactions for biofuels or chemical feedstock production and beyond. Again, the ability to tune the synthesis in order to tailor materials properties as well as a one-step method provides significant benefits.

5.4 Energy Materials

The bioinspired methods have been applied to design novel materials for energy storage and carbon capture applications. For example, combining the sustainable and economical attributes of the bioinspired method provides great potential to develop materials technologies for next generation electrodes for lithium-ion batteries.

Summary

Learning from biology, we have invented a green platform technology, with the following features:

  • Cheaper than existing processes (less waste, low energy needs)

  • Scalable technology

  • Great control over product attributes.

This technology enables the green preparation of functional materials with wide-ranging engineering and biomedical applications.

By |2019-05-23T10:35:15+00:00May 23rd, 2019|Weld Engineering Services|Comments Off on In the Lab: Bespoke Green Nanomaterials: Discovery, Design, Applications and Manufacture

Celebrating better measuring on World Metrology Day

When is a kilogramme not a kilogramme? When it is not defined in the International System of Units (SI). To mark the launch of its recently revised version, the SI has been chosen as the theme of this year’s World Metrology Day.

Standardized measurement literally makes the world go around. It is necessary for many diverse fields, including science and engineering, and is essential for new inventions and supporting innovation in both industry and society.

The SI brochure, published by the Bureau International des Poids et Mesures (BIPM), describes the International System of Units and is an important tool for the scientific community as it contains the definitions of measurement units.

The theme of this year’s World Metrology Day, celebrated annually on 20 May, is “The International System of Units – Fundamentally better”, which this year recognizes the work behind the newly revised SI that comes into force on this day.

Research into new measurement methods, such as those using quantum phenomena, underpin the revision in order to better meet the needs of future users for the benefit of the whole world.

The ISO and IEC 80000 series1 of standards on quantities and units, referenced in the SI brochure, is also undergoing a revision to align with the new version, and many of the revised ISO parts are due to be published in the next few months.

This series of standards is important to the SI brochure as it provides harmonized terms, definitions and symbols of quantities and units used in science and engineering, providing a unified language for communicating accurate measurement information between scientists, engineers and everyone involved in measurement.

The standards are used by metrology and technical institutes, academia, technical book writers and translators and standards developers, as well as across many industries and society at large.

The ISO 80000 series was developed by technical committee ISO/TC 12, Quantities and units, the secretariat of which is held by SIS, ISO’s member for Sweden. It is available from your national ISO member or through the ISO Store.

Learn more about the redefinitions of the International System of Units in this informative video.


1) The ISO and IEC 80000 series features eleven ISO standards and two from the International Electrotechnical Commission (IEC).

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By |2019-05-17T07:46:50+00:00May 17th, 2019|Weld Engineering Services|Comments Off on Celebrating better measuring on World Metrology Day

In the Lab: Multiphase Continuous Flow Reactors for the Synthesis of Molecules and Materials

Home > Journal Archive > In the Lab: Multiphase Continuous Flow Reactors for the Synthesis of Molecules and Materials

Johnson Matthey Technol. Rev., 2019, 63, (3), 150

Saif A. Khan is an Associate Professor in the Department of Chemical and Biomolecular Engineering at the National University of Singapore (NUS). He is a chemical engineer by training and his research spans the areas of chemical reaction engineering, microfluidics, micro- and mesoscale flow reactors and their applications in chemistry and materials science. His research group at NUS develops new microfluidics-based ‘factories’ for the continuous manufacture of pharmaceuticals and advanced materials in collaboration with several industrial partners worldwide, including GlaxoSmithKline (GSK), UK; Pfizer, USA and Johnson Matthey, UK. He has also co-founded two start-up companies focused on advanced materials manufacture and ophthalmic drug delivery respectively. He serves as a Scientific Editor for the Royal Society of Chemistry (RSC) journal Reaction Chemistry and Engineering and on the Editorial Board of the American Institute of Physics (AIP) journal Biomicrofluidics.

About the Research

Multiphase reactions, which involve reactants in more than one fluid phase (often accompanied by a homogeneous or heterogeneous catalyst), are ubiquitous in the petrochemical, fine chemical and pharmaceutical industries. Reactions such as hydrogenation and oxidation are mainstays in the manufacture of valuable molecules or intermediates. There is also an increasing interest in multiphase reactions promoted by visible light photocatalysis. These reactions typically involve a strong interplay between physical transport processes, such as the transfer of molecules across fluid phases or heat dissipation and intrinsic chemical rate processes. As a result, the rates of industrial processes are often limited by heat and mass transport, especially in batch reactors used in the fine chemical and pharmaceutical industries. Aggressive process conditions (such as high temperatures and pressures) are typically required to achieve viable productivity.

About the Researcher

  • Name: Saif A. Khan

  • Position: Associate Professor of Chemical and Biomolecular Engineering

  • Department: Department of Chemical and Biomolecular Engineering

  • University: National University of Singapore

  • Street: 4 Engineering Drive 4, E5 #02-09

  • City: Singapore

  • Post Code: 117585

  • Email: saifkhan@nus.edu.sg

Milli- or mesoscale multiphase flow reactors, in which the characteristic transverse dimension of the reactor is in the 1–5 mm range (with lengths ranging from 0.1 m to >10 m), offer an exciting alternative to these challenges, especially for industries that produce low-volume and high-value materials. Such reactors offer the benefits of highly controlled multiphase flow patterns and tremendously intensified transport processes, while also allowing production of valuable molecules and materials at the kilograms per day scale with a desktop footprint.

Researchers at Khan Lab are actively engaged in the design and prototyping of multiphase continuous flow reactors and processes for the synthesis of molecules and materials ranging from catalytic nanoparticles to molecular drug crystals. For example, triphasic segmented flow reactors have been developed for highly intensified hydrogenations under ambient conditions with the use of a colloidal metal catalyst (1). A proof of concept eight-fold parallelised system with complete catalyst recovery and recycle has also been demonstrated (2). This reactor concept has been recently deployed for the robust, non-fouling synthesis of catalytically active palladium nanoparticles at the 10 l day–1 scale, in a collaborative project with Johnson Matthey (see Figure 1) (3). This reaction is particularly challenging to control in a conventional flow reactor, given the aggressive reagent (sodium borohydride) used to reduce the aqueous palladium precursor solution; uncontrolled evolution of hydrogen gas typically leads to severe reactor fouling. The highly intensified mass transport in the triphasic flow reactor allows the rapid mixing of reagents and removal of evolved hydrogen gas into co-flowing nitrogen ‘sink’ bubbles, thereby preventing outgassing and fouling.

Fig. 1.

Schematic of a triphasic segmented flow reactor for the continuous synthesis of catalytically active palladium nanoparticles at the ~10 l day–1 scale – Adapted from (3) by permission of The Royal Society of Chemistry

Schematic of a triphasic segmented flow reactor for the continuous synthesis of catalytically active palladium nanoparticles at the ~10 l day–1 scale – Adapted from (3) by permission of The Royal Society of Chemistry

In addition to flow chemistry, methods for the controlled continuous production of microscale solid particles, such as drug products or intermediates, are also a strong focus of research interest at Khan Lab; recent demonstrations in this area include a continuous emulsions to particles process for the production of spherical crystalline drug materials or composites, in collaboration with GSK (4, 5).

Other ongoing projects at Khan Lab include: (a) the development of small-scale reactor systems that allow effective deconvolution of physical and chemical rate processes, thereby enabling the measurement of kinetic data for intrinsically fast multiphase reactions; (b) the design of novel photocatalytic flow reactors that intensify photon flux in light-limited scenarios; and (c) the combination of high throughput microfluidic materials synthesis and machine learning methods to map and learn patterns in complex, non-equilibrium materials synthesis spaces.

Acknowledgements

Professor Khan acknowledges the members of his group for all their energy and creativity in envisioning the future of chemical processes. Our work has also benefited greatly from active engagement and input of industry collaborators from GSK, UK; Pfizer, USA and Johnson Matthey, UK.

By |2019-05-16T07:02:22+00:00May 16th, 2019|Weld Engineering Services|Comments Off on In the Lab: Multiphase Continuous Flow Reactors for the Synthesis of Molecules and Materials

Standards brighten up the International Day of Light

Artificial lighting has come a long way since the lightbulb was invented some 150 years ago. To celebrate the important role that light plays in all aspects of our lives and the sustainable development of society, today is UNESCO’s International Day of Light. 

Held every year on 16 May to mark the anniversary of the first successful operation of the laser in 1960, the International Day of Light (IDL) features hundreds of official events and activities all over the world that showcase how light in science, technology, art and culture can help achieve the organization’s mission of education, equality and peace. 

A key goal of the day is to “promote the importance of lighting technology and the need for access to light and energy infrastructure in sustainable development, and for improving quality of life in the developing world”.

In collaboration with the International Commission on Illumination (CIE), a key member of the Steering Committee of the IDL, ISO has recently published two new documents that directly contribute to this goal:

  • ISO/CIE 20086, Light and lighting – Energy performance of lighting in buildings, provides a method for effectively calculating lighting use for the estimation of the total energy performance of a building.
  • ISO/CIE TS 22012, Light and lighting – Maintenance factor determination – Way of working, contributes to the safe and efficient use of light energy by helping organizations to ensure the continuous maintenance of lighting installations.

Ad de Visser, Chair of the ISO technical committee in charge of their development, said these documents are a key tool for organizations to improve their energy performance and help new technologies to evolve, both of which play a key role in sustainable development.

“By being able to effectively calculate the energy performance of lighting systems in a building, organizations can make more informed decisions on how to improve it,” he said.

“Continuous maintenance is equally important to this goal as it prevents faults in lighting, improving safety and efficiencies.”

ISO/CIE 20086 and ISO/CIE TS 22012 were developed by ISO technical committee ISO/TC 274, Light and lighting, whose secretariat is held by DIN, ISO’s member for Germany, in collaboration with the CIE, a key ISO partner. The ISO committee and CIE have worked together for over 30 years on a wide range of standards and standards-type documents related to lighting and have many more in the pipeline.

The standards are available from your national ISO member or through the ISO Store.

By |2019-05-15T09:05:27+00:00May 15th, 2019|Weld Engineering Services|Comments Off on Standards brighten up the International Day of Light

New International Standard for measuring the performance of cities going “smart”

City living is on the rise, having gone from 751 million of the world’s population in 1950 to 4.2 billion in 2018. What’s more, it’s expected to reach 6.7 billion in 20501. How can cities adapt and prepare to ensure they provide adequate resources and a sustainable future? They can’t improve what they can’t measure. The latest in the ISO series of standards for smart cities aims to help.

The ISO 37100 range of International Standards helps communities adopt strategies to become more sustainable and resilient. The newest in the series and just published, ISO 37122, Sustainable cities and communities – Indicators for smart cities, gives cities a set of indicators for measuring their performance across a number of areas, allowing them to draw comparative lessons from other cities around the world and find innovative solutions to the challenges they face.

The standard will complement ISO 37120, Sustainable cities and communities – Indicators for city services and quality of life, which outlines key measurements for evaluating a city’s service delivery and quality of life. Together, they form a set of standardized indicators that provide a uniform approach to what is measured, and how that measurement is to be undertaken, that can be compared across city and country. The standards also provide guidance to cities on how to assess their performance towards contributing to the United Nations Sustainable Development Goals, the global roadmap for a more sustainable world.

Bernard Gindroz, Chair of ISO/TC 268, Sustainable cities and communities, the ISO technical committee that developed the standard, said ISO 37122 defines indicators as well as methods and practices that can make a rapid and significant difference to their social, economic and environmental sustainability. 

“When used in conjunction with ISO 37101, which defines a management system for sustainable development in communities, and ISO 37120, this standard helps cities implement smart city projects and projects across a range of areas,” he said.

“These include those that respond to urbanization issues such as population growth, climate change and political and economic instability, through better engagement with their societies. It offers effective leadership methods, latest technologies and practices that help them improve the quality of life of their citizens and achieve their environmental goals, while facilitating innovation and growth.

ISO 37122 will be complemented by ISO 37123, Sustainable cities and communities – Indicators for resilient cities, which is due to be published later this year.

ISO 37122 was developed by technical committee ISO/TC 268, Sustainable cities and communities, the secretariat of which is held by AFNOR, ISO’s member for France. It is available from your national ISO member or through the ISO Store.


1) United Nations 2018 Revision of World Urbanization Prospects

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By |2019-05-14T14:27:21+00:00May 14th, 2019|Weld Engineering Services|Comments Off on New International Standard for measuring the performance of cities going “smart”

New standard helps SMEs get ahead with ISO 14001

Implementing an environmental management system (EMS) based on ISO 14001 might seem like a big task, but that doesn’t mean it is just for the bigger players in the market. Breaking it down into phases is the key. A newly revised guidance document just published helps businesses of all shapes and sizes put an EMS in place in the way that suits them – and reap the benefits every step of the way.

The environment is changing rapidly and businesses need to keep on top of what this means for them in order to survive – and thrive. An environmental management system (EMS) based on ISO 14001 helps organizations effectively manage the risks and capitalize on the opportunities that our changing world brings. Implementing an EMS provides a number of benefits such as more efficient use of natural resources and energy, enhanced compliance with legal requirements and better relations with customers.

Improving environmental performance is made easier with formal systems in place. However, small and medium-sized enterprises (SMEs) often find EMS implementation difficult due to fewer staff and resources.

ISO 14005, Environmental management systems – Guidelines for a flexible approach to phased implementation, provides SMEs with a means to overcome this by enabling them to meet the requirements of an EMS in a phased, flexible way that is adapted to their specific needs. It allows them to start benefitting from the very beginning while ultimately meeting the requirements of ISO 14001. The standard has just been revised to ensure it is up to date and continues to meet market needs.

Martin Baxter, Chair of the ISO subcommittee that developed the standard, said ISO 14005 allows companies to easily measure the business value and benefits of implementing an EMS and ensuring they get a return on their investment.

“There are many advantages of taking a phased approach,” he said.

“Companies could start with specific projects that are most relevant or urgent, such as improving energy efficiency or resource productivity. When they know that these projects are delivering business success, they can build their system as the needs arise, incorporating customer environmental requirements or engaging more of their employees in enhancing environmental performance, to eventually address all the requirements of the EMS.”

ISO 14005 was developed by technical committee ISO/TC 207, Environmental management, subcommittee SC 1, Environmental management systems, the secretariat of which is held by BSI, ISO’s member for the United Kingdom. It can be purchased from your national ISO member or through the ISO Store.

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By |2019-05-09T07:56:34+00:00May 9th, 2019|Weld Engineering Services|Comments Off on New standard helps SMEs get ahead with ISO 14001

What technologies are helping us go green in the latest ISOfocus?

Due to the rising energy scarcity as well as global warming, countries are now paying much closer attention to clean-energy technologies and using green tech in industry. ISO has just released its May/June 2019 issue of ISOfocus dedicated to everything clean, green and sustainable.

CEO of the Standards Council of Canada Chantal Guay writes in her introductory remark: “The need to adapt to a climate that is changing is no longer a choice, it is a necessity. An opportunity exists for innovation to deliver the very best green technology and to ensure the built environment is resilient.

“Right now, we have this great opportunity to act so that our children and their children can enjoy the world now and in the future – let’s join forces and make it happen.”

The latest ISOfocus brings together in-depth analysis of key issues affecting green technologies – from pollution to climate change – and the latest technological developments from all areas of the globe, including Canada, Costa Rica and Australia.

In this issue, the magazine looks into several game-changing technologies that help realize the “green” goal. One approach is presented in an article on clean cookstoves solutions where technology advances have resulted in an increasing number of models that have significantly lower emissions than traditional stoves and open fires.

The magazine also features new sustainable technologies and practices in a wide area of topics such as electrically propelled cars, safely managed sanitation and environmental management. Experts in these areas have shared their invaluable research, views and opinions, and commentary to make this issue both interesting and informative.

Find out how ISO standards support green technologies and ensure a cleaner, more sustainable planet by reading the latest ISOfocus.

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You will find international topics covering everything from IT and transport to personal stories and everything in between.
By |2019-05-08T06:49:21+00:00May 8th, 2019|Weld Engineering Services|Comments Off on What technologies are helping us go green in the latest ISOfocus?

The high-tech world of toilets

Well over half the world’s population does not have access to safe sanitation. For many people, this means the indignity and risks that come of having no toilets. The answer, it seems, lies in new sustainable treatment plants. ISO and the Gates Foundation have joined forces to show how clean toilets and standards can change people’s lives forever.

In 2010, the United Nations (UN) formally declared that access to clean water and safe sanitation are fundamental human rights. Aligned to this, the UN’s Sustainable Development Goal SDG 6 states that everyone should have access to safe sanitation by 2030. This, in turn, would eliminate open defecation, which billions must still endure. According to the Joint Monitoring Programme for Water Supply and Sanitation, the official United Nations mechanism tasked with monitoring progress towards SDG 6, 2.3 billion people lack any form of sanitation at all, whilst over two hundred million tonnes of human waste go untreated each year.

A young Indian girl fills a metal container with water from a well.In the developed world, most if not all people take advanced, interconnected sewerage and wastewater treatment systems for granted, whilst in the developing world, 90 % of sewage ends up in lakes, rivers and oceans. This causes pollution which creates a health hazard for animals, plants and people. “Sixty per cent of the human race does not have access to safely managed sanitation,” reveals Sun Kim, a Program Officer at the Bill & Melinda Gates Foundation and Chair of project committee ISO/PC 318, in charge of developing a standard for community-scale sanitation systems.

Moreover, clean water and sanitation are closely connected since uncontrolled sewage frequently contaminates water resources, with often devastating consequences. “If we don’t have safe sanitation, then clean water will get tainted,” observes Kim. Shockingly, 1.8 billion people globally use a source of drinking water contaminated with faeces. Hence, it is not surprising that, according to the World Health Organization (WHO), unclean water and poor sanitation are the world’s second biggest killer of children. So how can we solve this conundrum?

Non-sewered solutions

Building conventional types of interconnected sewers and waste treatment systems is one answer to the problem, yet these require huge amounts of money and time to build – two resources that are not so easily available in the developing world. Is there a way to create non-sewered systems that do all the things these big systems do without the cost and infrastructure? “We believe the answer is yes,” says Sun Kim. In fact, ISO and the Gates Foundation are achieving this together through the work of ISO/PC 318, whose secretariat is held by the national standards bodies of the United States and Senegal under an ISO twinning arrangement.

Local villagers waiting with plastic canisters to get safe water from a public water well. Villagers line up with plastic canisters to get safe water from a public water well in Nyarusiza, Uganda.

Managed sanitation systems without interconnected sewers are known as non-sewered sanitation systems. Following significant support from the Gates Foundation, ISO began by developing International Workshop Agreements (IWAs) on the subject. The Gates Foundation promotes and sponsors research and investment in areas such as education, agriculture, global health and sanitation for the developing world, whilst ISO can help get targeted specifications to market in less than a year using the fast-track process offered by an IWA.

Although IWAs often evolve into fully fledged ISO standards, they provide much-needed solutions in the meantime. The ISOfocus (#126) of January/February 2018 already described the work on IWA 24, which specifies general safety and performance requirements for the design and testing of non-sewered sanitation systems. It then served as the basis for ISO 30500, an International Standard for small-scale, safe, self-contained and self-sufficient toilets complete with faecal treatment, that came out towards the end of last year.

ISO/PC 318, meanwhile, developed IWA 28 for community-​scale systems that can treat the waste from tens of thousands to hundreds of thousands of people using stand-alone toilets that function “off the grid”. IWA 28 specifies requirements for the design, performance, testing, certification and operation of independent, self-contained and energy self-sufficient units known as faecal sludge treatment units (FSTUs). ISO/PC 318 is now in the process of converting IWA 28 into an ISO standard, the future ISO 31800.

Photo: Gates Archive/Samantha Reinders

Buckets of faecal waste. The Pollution Research Group’s Faecal Sludge Lab is a professional research facility housed in the University of KwaZulu-Natal’s School of Engineering.

Framing the technology

But before we reach that milestone, let’s take a look at the history behind this IWA. After developing the concept of FSTUs, the Gates Foundation approached researchers and industry to give shape to the idea. “We worked with TÜV SÜD to create a private standard for FSTUs, which we then proposed as a seed document for ISO 31800,” explains Kim. TÜV SÜD is a German engineering and technology organization which specializes in performance testing for technology development, verification and certification.

ISO/PC 318 developed IWA 28 for areas with sizeable populations such as larger towns and cities. Many urban areas in the developing world might have rudimentary systems to collect and transport large amounts of faecal material but may lack the means to treat the waste, with the result that it is then dumped into the environment. IWA 28 describes the processes, procedures, specifications and test procedures underpinning the equipment that can deal with the faecal sludge safely, reliably, sustainably and efficiently.

In essence, IWA 28 provides a framework that dovetails with the circular economy and embodies them both safely and sustainably. To that end, IWA 28 specifies requirements to ensure that there are the means in place to receive, store and then process faecal sludge in the FSTU. The minimum requirements include the need to use the faecal material as a fuel and for energy recovery, together with controls and limits on any air emissions, odour, noise and effluent. There are also requirements for the end products of process, for example when the treated faecal sludge is converted to material that farmers can use as a fertilizer.

Photo: Gates Archive/Sam Phelps

Janicki Omni Processor waste treatment plant in Dakar with worker in blue overalls standing in the foreground. The Janicki Omni Processor was installed in Dakar, Senegal, in 2015 and now treats the faecal sludge of up to a hundred thousand people.

For its part, “ISO 31800 is ‘technology agnostic’ and not specific to any one technology, such as sludge combustion, anaerobic digestion or other forms of biological or thermal system,” adds Kim. “We even have a research partner developing a technology that uses supercritical water oxidation. It depends on what is suitable for the environmental conditions, as long as the design of FSTU uses faeces as a fuel to kill pathogens, using the calorific value of the faecal sludge,” he adds.

All-in-one treatment

The engineering firm Sedron Technologies from the USA is represented in ISO/PC 318 and developed the first prototype FSTU that evolved in synergy with IWA 28. Known as the “Omni Processor”, this technology uses sewage sludge as a fuel to both dry the sludge and then complete the process within the FSTU. This unique technology is fast on its way to revolutionizing the waste-processing industry. For example, a pilot plant was installed in Dakar, Senegal, in 2015 and has been successfully operating at that location ever since.

The aim now is to create standards to support a variety of technologies, in the hopes of replicating the Dakar success story. IWA 28 specifies very stringent requirements for process control, functionality, environmental impacts and certification. So what is the rationale for this? “The idea is to strike a balance between technical requirements to ensure pathogens are neutralized, together with the likelihood of acceptance in as many countries as possible, and supporting local customers such as utilities, governments and businesses,” explains Kim.

The forthcoming ISO 31800 will also help ensure that the performance of FSTUs is maintained for the long haul. “While the standard is written for the initial evaluation of manufactured FSTUs, elements of the performance requirements could be used to monitor the system’s long-term performance too,” he adds.

Photo: Gates Archive/Sam Phelps

Seated in front of a computer screen, a technician controls the automated system that operates the Janicki Omni Processor. A technician controls the automated system that operates the Janicki Omni Processor.

It’s a winner!

In many ways, the concept of an FSTU is a win-win, with the means to provide sanitation for areas that lack sewers connected to sewage treatment plants. There are also environmental benefits; as well as eliminating water pollution caused by untreated faecal sludge, FSTUs will also reduce climate change impacts. This is because untreated sewage ferments and then releases methane, which is a very powerful greenhouse gas – thirty times more powerful than carbon dioxide. “Instead of methane emissions produced from the natural anaerobic digestion of faecal sludge, direct treatment and conversion to carbon dioxide would have less impact on climate change. Also, since the carbon dioxide emissions would primarily be from consumed food, they are part of the ongoing carbon cycle and not a release of carbon previously locked in fossil fuels,” explains Kim.

Photo: Gates Archive/Sam Phelps

Worker transporting waste to the Omni Processor in a wheelbarrow. Waste is transported to the Omni Processor for treatment. 

“We believe that an FSTU is better from a pathogen perspective, better from an environmental perspective, and when compared with letting the faecal material digest uncontrolled, it is also better from a greenhouse gas perspective,” emphasizes Kim.

But such solutions must be economically viable too, or manufacturers and potential users will not embrace them. So ISO 31800 will also provide a foundation for economic sustainability by providing the frameworks for testing and certification in addition to specifications for efficient, effective and economic operability. These factors, in turn, will give confidence to the buyers, operators and users of FSTUs. “From our perspective, sustainability has many different aspects. But for this standard to be far-reaching, it really must support viable businesses,” concludes Kim. And based on the experiences in Dakar, ISO 31800 has a strong potential to succeed.

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ISO/PC 318
Community scale resource oriented sanitation treatment systems
By |2019-05-08T06:24:42+00:00May 8th, 2019|Weld Engineering Services|Comments Off on The high-tech world of toilets

Beyond technology

The same disruptive technologies that are changing our lives and revolutionizing virtually every sector of the economy can be used to create a more sustainable world. By setting the standards that frame these initiatives, ISO/TC 207 helps scale solutions to our most urgent environmental challenges. 

Just a decade ago, the term “green business strategy” evoked visions of fringe environmentalism and a high cost for minimal good. Recently, however, a new common wisdom has emerged that promises the ultimate reconciliation of environmental and economic concerns.

This new vision sounds great, yet is it realistic? ISOfocus sits down with Sheila Leggett, who began her term in 2018 as Chair of ISO technical committee ISO/TC 207, Environmental management, building on a distinguished career as a biologist, ecologist, industry consultant and environmental legislator. Having served on Canada’s Natural Resources Conservation Board and, later, the National Energy Board, Leggett’s experience is broad and her knowledge detailed.

The idea that a renewed interest in environmental management will result in a more sustainable world has widespread appeal. It is not surprising that ISO/TC 207 standards are so much in demand. Their standards portfolio, after all, tries to spur innovation and create business opportunities – for the good of all. Here, Leggett gives the lowdown on environmental management, and how a strategy good for the world can also be good for your bottom line.

ISOfocus: To what extent is ISO/TC 207 on pace with green technologies? Can you tell us a bit about how the different standards contribute (particularly ISO 14034 on EVT)?
Photo: Sheila Leggett

Sheila Leggett Sheila Leggett, Chair of ISO technical committee
ISO/TC 207, Environmental management.

Sheila Leggett: ISO/TC 207 is system-based, which means it focuses on creating frameworks for standardization, rather than following specific green technologies. All of our work in environmental management systems is done through the lens of sustainable development.

ISO 14034, Environmental management – Environmental technology verification (ETV), is a great example of how experts within ISO/TC 207 identified a market need and developed a standard to meet current and future requirements. This environmental technology verification standard provides independent verification of the performance of new environmental technologies and allows developers to demonstrate performance of their technology to the market.

With so many different technologies in the marketplace, it was agreed that an internationally recognized performance standard would level the playing field for technological innovators, provide credible, independent assessment of environmental technologies, and result in the achievement of sustainable environmental targets. Recently published, this standard has already been adopted by 39 countries.

What are the main challenges in making sure that ISO/TC 207 standards are used throughout the world? What is the added value of participating in international events such as COP24?

In my view, the main challenge in making sure the ISO/TC 207 standards are used is raising awareness about this set of standards and illustrating the value from their application. For example, we recently heard from one company that applying the ISO 14000 family of standards to its business has helped it to develop a new product from what was previously considered waste materials. This additional product increased its market base and reduced its waste volumes.

Another challenge we see is that the uptake of ISO 14000 standards is largely dependent on geographical location. We are putting great effort into understanding why this should be the case, and what further actions we can take to encourage broader acceptance. One of our goals, therefore, is to ensure that the standards are applicable globally. We are fortunate to have strong representation from both developing and developed countries within our technical committee, as well as from countries with economies in transition.

From that perspective, the added value of participating in international events such as COP24 is the increased visibility they bring us, by showcasing standards that are directly relevant to the important policy discussions being held. The ISO/TC 207 standards are a set of tools that can be used to provide stability and certainty in the field of environmental management systems. Assessing and controlling the environmental impact of an organization’s activities, products or services is an important area of growing awareness to a broad range of organizations. Gaining exposure for the ISO 14000 standards through a wide range of events also provides us with valuable feedback on the current standards, ideas for future updates and the market need for potential additional standards within the field of environmental management systems.

A smart robot in a greenhouse helps with the harvesting of melons.

To what extent has ISO/TC 207 adapted its strategy (business plan) in order to meet the market demand for greener products and services (and green sustainable development-oriented policies)?

Over the past two years, we have reviewed and updated our strategic business plan. In the process, we confirmed that ISO/TC 207 standards have a role in the sustainable growth of the economy, including green economy activity.

Our updated plan references – and was informed by – the United Nations Sustainable Development Goals (SDGs), which are designed to shift the world onto a more sustainable path in just over a decade. Of the 17 SDGs, at least 14 are directly or indirectly addressed by the scope of ISO/TC 207’s work in standardization. Part of our vision is that the implementation of the ISO 14000 standards offers a significant and positive contribution to achieving/delivering the SDGs. In setting this as part of our vision, we believe that our strategies will help meet the market demand for sustainable development, which will include greener products and services.

You have some great new projects on the go, including green financial projects and guidelines for incorporating ecodesign. Please tell us a bit about these and what future projects you will be working on.

Examples of new areas we have been working on include standards for climate adaptation and green finance, including green bonds. We are excited to be discussing potential collaborations with the recently announced technical committees ISO/TC 322 and ISO/TC 323, which are focused on sustainable finance and the circular economy, respectively. We are also having similar discussions with the International Electrotechnical Commission’s technical committee IEC/TC 111 that looks more specifically at environmental standardization for electrical and electronic products and services.

You have 85 countries participating in the work of ISO/TC 207 (with another 37 as observers). How do you all do such a good job of keeping the momentum going?

We are fortunate to have a great many countries committed to the objectives and mandate of ISO/TC 207. Spurred on by this positive energy, participating countries put forward their most dedicated experts who generously share their talents and expertise to determine, within the ISO 14000 framework, the areas that most urgently require the updating of existing standards or the development of new work. It is the commitment and dedication of some of the best minds in the field that keep our motivation alive.

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This news comes from the ISOfocus

By |2019-05-08T06:23:14+00:00May 8th, 2019|Weld Engineering Services|Comments Off on Beyond technology
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