A Mini-Review of Shape-Memory Polymer-Based Materials

Johnson Matthey Technol. Rev., 2020, 64, (4), 425

Introduction

SMEs refers to the ability of the material to memorise a shape and materials that possess these properties have a multitude of exciting technical and medical applications (114). For materials such as alloys this is commonly in a one-way SME (7, 15), however, there are a variety of materials that are capable of reverting to their permanent shape or original state upon exposure to a stimulus (such as a temperature change) or indeed multiple stimuli (16). SMP-based materials have been widely investigated since the 1980s because of the abundance of potential applications imparted by their interesting properties (for instance, stimuli-responsiveness and ability to change shape), which can lead to technological innovation and the generation of new high value products for technical and medical applications (1, 1719).

The reversible transformation of SMPs functions by primary crosslinking net points (hard segments) memorising and determining the permanent shape, and secondary switching segments (soft segments) with a transition (Ttrans) to reduce strain stress and hold the temporary shape. Below the Ttrans, the material will be in its permanent shape and be stiffer than when Ttrans is reached and the SMPs are more malleable and can be deformed into a desired shape (usually through application of an external force). The deformed state is maintained once the external force has been removed and the system is no longer at or above Ttrans. SMPs revert to their original state once the Ttrans conditions are met. This process describes the SME pathway of SMP-based materials that are thermally-induced (albeit not for some light or chemical-induced systems).

While most SMP-based materials hold a single permanent shape and a single temporary shape, recent advances in SMP technology have allowed the generation of multiple-shaped-memory materials with different stimuli responses (light or chemical) (16, 20, 21). An interesting example of this is a triple shaped-memory material generated by combining two dual SMPs with different glass transition temperatures (Tg) (22, 23), where the SMPs switch from one temporary shape to another at the first Ttrans, and then back to the permanent shape at another, higher activation temperature (22).

SMPs have a large range of properties from stable to biodegradable and transient, elastic to rigid or soft to hard, depending on the structural units that constitute the SMP. Consequently, SMPs not only respond to temperature (24) and magnetism (25) like shape-memory alloys (SMAs) (26), but also to moisture (27), electricity (28), light (29) and chemical stimuli (such as a pH change) (30). Moreover, there are other principles of SME; for instance, a thermal-responsive SMP can proceed via a Diels-Alder reaction (chemical crosslinking/reversible covalent bonds) (31). SMPs tend to have much milder processing conditions than SMAs (<200°C, low pressure), have a greater extent of deformation (strain more than 200% for most materials) and tend to be based on cheap starting materials with simple synthetic procedures (12, 32). After the term ‘shape-memory’ was first proposed by Vernon in 1941 (32), the significance of SMPs was not fully realised until the 1960s, when crosslinked polyethylene (PE) was used to make heat-shrinkable tubes and films (33). Significant investment in the development of SMPs began in the 1980s (34) with rapid progress realised in the last decade, particularly with a view to the generation of shape-memory materials with exciting and versatile features.

Shape-Memory Polymer Function

Two important quantities used to describe SMEs are the strain recovery rate (Rr) and the strain fixity rate (Rf). Rr describes the ability of a material to memorise its permanent shape, while Rf describes the ability of switching segments to fix the mechanical deformation. Rr is calculated using Equation (i):

(i)

where N is the cycle number, εm is the maximum strain imposed on the material and εp is the strain of the sample after recovery. Rf is calculated using Equation (ii):

(ii)

where εu is the strain in the fixed temporary shape. SMPs respond to specific stimuli through changes in their macroscopic properties (for example, shape) (26). The polymer network underlying active movement involves a dual system, one that is highly elastic and another that can reduce the stiffness upon application of a certain stimulus. The latter system incorporates either molecular switches or stimulus sensitive domains (35). Their shape-memory feature is a result of the combination of the polymer’s architecture, and a programming procedure that enables the formation of a temporary shape. Net points consist of covalent bonds or intermolecular interactions and the SMP’s hard segments form the net points that link the soft segments (acting as a fixed phase), whereas the soft segments work as the molecular switches (acting as a reversible phase). The fixed phase prevents free flow of the surrounding polymer chains upon the application of stress. The reversible phase, on the other hand, undergoes deformation in a shape-memory cycle and is responsible for elasticity. For example, if the Ttrans is Tg, the micro-Brownian motion of the network chains is fixed at low temperature (below Tg) and will be switched back on at high temperature (above Tg), recovering its original state. When Ttrans is the crystal melting temperature (Tm), the switching segments crystallise at low temperature (below Tm), and then recover their original state at high temperature (above Tm). In addition, Tg normally extends over a broader temperature range compared to Tm, which tends to have relatively sharper transitions in most cases (26). Moreover, after the exposure to a specific stimulus and the Ttrans is achieved, the strain energy in the deformed state is released, resulting in the shape recovery phenomenon. The general process of this SME for SMPs is depicted in Figure 1, wherein the polymer network structure is either chemically or physically crosslinked and the switching units are made from a semi-crystalline or amorphous phase.

Fig. 1.

(a) The general SME mechanism of SMPs; (b) thermally-responsive SMP

(a) The general SME mechanism of SMPs; (b) thermally-responsive SMP

Shape-memory behaviour can be demonstrated in various polymer systems that are significantly different in molecular structure and morphology. SME mechanisms differ according to the specific SMP(s); for instance, the SME mechanism of the chemically crosslinked semi-crystalline PE SMP. The crystalline phase, with a Ttrans being Tm, is used as the molecular switching unit providing shape fixity. The chemically crosslinked PE network memorises the permanent shape after deformation upon heating (12, 36, 37), and the mechanism of the thermally-induced shape-memory PE (SMPE) is depicted in Figure 2.

Fig. 2.

Molecular model of the thermally-induced SME mechanism of crosslinked SMPE

Molecular model of the thermally-induced SME mechanism of crosslinked SMPE

The associated modulus of elasticity is dictated by configurational entropy reduction that occurs with deformation of the constituent chains and is therefore often termed entropy elasticity. For T>Ttrans (Tg, Tm or other), polymer networks exhibit super-elasticity wherein the polymer chain segments between crosslink points can deform quite freely and are prone to being twisted randomly via rotations about backbone bonds, maintaining a maximum entropy and minimum internal energy as macroscopic deformation occurs (12). The classic prediction from rubber elastic theory is that the resulting elastic shear modulus (G) is proportional to both crosslink density and temperature (Equation (iii)):

(iii)

where ν is the number density of network chains, p the mass density, R the universal gas constant and MC the molecular weight between crosslinks. From a macroscopic viewpoint, the SME in SMPs can be graphically represented in three-dimensions (3D). Tensile strain vs. temperature and tensile stress (for example, elongation) is depicted in Figure 3.

Fig. 3.

A general 3D plot of an SMP during a thermomechanical shape-memory cycle

A general 3D plot of an SMP during a thermomechanical shape-memory cycle

Using the shape-memory strain-temperature-stress relationship description in Figure 3, the features of SMPs that allow for good shape-memory behaviour include: a sharp transition that can be used to quickly fix the temporary shape at low temperature, and the ability to trigger shape recovery at high temperature; super-elasticity above Ttrans that leads to the eventual shape recovery and avoids residual strain (permanent deformation); and complete and rapid fixing of the temporary shape by immobilising the polymeric chains without creep thereafter (12, 37). Thus far, the SME models describing how SMPs recover their original state prominently involve thermo-responsive SMPs. However, careful design of the polymers allows the opportunity for SMPs to possess different stimuli responses and applications.

Shape-Memory Polymer Triggers

A multitude of different triggers for SMEs and SMPs exist. However, an in-depth review is outside the scope of this mini-review, and therefore a few examples are highlighted below.

Thermally-Induced Shape-Memory Polymer

It is possible to generate thermally-induced SMEs in a variety of materials (1820, 3840), however a comprehensive overview is outside the scope of this mini-review. As previously discussed, the SME of SMPs can be thermally-induced, and these SMPs are the most common (26). Figure 1 depicts a general overview of the SME mechanism of SMPs, with a schematic of the SME mechanism for thermally-induced SMPs with Tg (amorphous cases) and Tm (crystalline cases). Figure 2 presents a specific example of the SME mechanism for SMPE with the Ttrans being Tm. In addition, advanced thermomechanical constitutive models have been used to study the materials’ behaviour (for example strain-temperature-stress development with time) in a very accurate way (41). By applying these models to SME mechanistic studies and the detailed characterisation of the SMPs (crosslinks, intermolecular and intramolecular interactions involving the SMPs) (12), a deeper understanding of the SME of SMPs can be achieved, which has proven beneficial for the development of new SMPs and their proposed applications (31). For example, poly(ε-caprolactone) (PCL), typically a biodegradable polymer, has been reported to possess high shape fixity and recovery. This was achieved by integrating reversible bonds within the PCL polymer network via the Diels-Alder addition of 1,2,4-triazoline-3,5-dione (TAD)-anthracene and Alder-ene addition of TAD-indole (42). These PCL SMPs were reported to attain recovery ratios greater than 99% (43). Furthermore, a dual-functional (self-healing and shape-memory) polymer network was achieved by crosslinking a polydimethylsiloxane (PDMS) polymer containing dense carboxylate groups (100% mol) (PDMS-COOH) with small amount of poly(ethylene glycol) diglycidyl ether (PEGDGE) (44). This SMP (PDMS‐COO-E) actuates at body temperature (37°C) with possible strain ca. 200% and shape recovery ratios at 98.06%. In addition, a 25 mm × 4 mm × 1 mm sample cut into two separate pieces healed (the two pieces become one whole piece with no evidence of a cut) when the two cut surfaces were brought into contact after 6 h at 25°C. Thus, the unique material, PDMS‐COO-E, may have a wide range of applications in many fields, including wearable electronics, biomedical devices and four‐dimensional (4D) printing (1, 19). Interestingly, the material was also reported to possess a greater than 85% light transmittance (425 nm to 700 nm) (44), therefore PDMS-COO-E has potential applications in transparent electronic devices. Figure 4 illustrates the possible SME mechanism of PDMS-COO-E. The short PDMS linear chains are crosslinked by chemical covalent interactions and abundant hydrogen bonds into a 3D network. The covalent crosslinked networks of PDMS-COO-E maintain the permanent shape and resilience, whereas, at ca. 37°C the weak hydrogen bonds are broken, and the dynamics of polymer chains increase, resulting in recovering the permanent shape. Meanwhile, a large number of hydrogen bonds enable the samples to heal at temperature without external stimulus (44).

Fig. 4.

The possible mechanism about shape memory effect of PDMS-COO-E polymer. Reprinted with permission from MDPI (44)

The possible mechanism about shape memory effect of PDMS-COO-E polymer. Reprinted with permission from MDPI (44)

Light-Induced Shape-Memory Polymer

It is possible to generate light-induced SMEs in a variety of materials (1820, 38, 40, 45), however a comprehensive overview is outside the scope of this mini-review. Light-activated SMPs (LASMPs) (46) typically use photothermal or photochemical (photocrosslinking or photocleavage) triggers for SMEs. For instance, photothermal LASMPs typically employ photo-absorber molecules and particles that convert light to heat, thereby increasing the temperature at the desired region within the LASMP. Photochemical LASMPs incorporate photosensitive molecules to create or cleave bonds during irradiation with light, imparting potentially very swift SMEs (47, 48). It is possible to improve the response time of SMPs by increasing the thermal conductivity with various conductive additives (49). However, the heating and cooling of materials with substantial thickness takes time, which can be minimised by using light to trigger transitions in LASMPs (46). It is also possible to generate multistimuli-responsive materials using components of the materials that respond to different wavelengths of light (for example, one wavelength of light to induce photocrosslinking, while a second wavelength of light cleaves bonds). It is possible to produce materials that can be reversibly switched between an elastomer and a rigid polymer employing polymers containing cinnamic groups (48) that can be fixed into pre‐determined shapes utilising ultraviolet (UV) light illumination (>260 nm), and then recovered their original state when exposed to UV light at a different wavelength (<260 nm) (49). Figure 5 depicts one example of the process of LASMPs shape recoverability.

Fig. 5.

Schematic of an example of the SME function of LASMPs

Schematic of an example of the SME function of LASMPs

Electrically-Induced Shape-Memory Polymer

It is possible to generate electrically-induced SMEs in a variety of materials (18, 20, 5055), however a comprehensive overview is outside the scope of this mini-review. A variety of electrically conductive materials including organic electronic materials (including conductive polymers such as polypyrrole (PPy) (28, 5658) and carbon nanotubes (CNTs) (59, 60)) and inorganic electronic materials (such as alloys, metals (61) and silver nanowires (NWs)), have been incorporated in materials displaying SMEs to impart swift triggers to the SMEs, enabling a variety of interesting applications.

Highlighting some of the potential of electrically-induced SMEs, electrically-induced SMP composites incorporating shape-memory polyurethane (SMPU) and Ag NWs in a bilayer structure exhibits flexibility and electrical conductivity (6264), which may find applications as capacitive sensors, healable transparent conductors and wearable electronics (65). In such materials the Ag NWs are randomly distributed on the surface layer of the composite to form a conductive percolating network that retains conductivity (200 Ω sq−1) after a 12% elongation. However, continual increase in elongation causes a dramatic increase to the composites’ resistance value and the eventual loss of electrical conductivity (66). When the material (deformed or in its original state), is connected to a typical circuit, a low voltage of 1.5 V was enough to activate a light-emitting diode (LED) (65). The composites possessing a higher Ag NW content exhibited a higher recovery ratio and reached the maximum recovery speed quicker (66). It was assumed that all the heat from electrical (Joule) heating was absorbed by the sample, i.e. no convective loss (67). Therefore, the composites with higher Ag NW content had a lower resistance value and the heating effectiveness was promoted. Heat initiates the thermal Ttrans of the SMPU leading to an improved shape recovery, and voltages as low as 5 V reverted bent composites to their original state within 3 s (66). This represents a good example of a multifunctional SMP and demonstrates the potential of SMP designs driving technological innovation. A schematic of the composite is shown in Figure 6.

Fig. 6.

(a) transmission electron microscopy (TEM) image of Ag NWs; (b) atomic force microscopy (AFM) image of Ag NWs; (c) schematic illustration of composites fabrication process; (d) the LED turned on as the composite was applied with voltages (the inset shows the circuit connecting with the composites). Reprinted with permission. Copyright 2014 Elsevier (66)

(a) transmission electron microscopy (TEM) image of Ag NWs; (b) atomic force microscopy (AFM) image of Ag NWs; (c) schematic illustration of composites fabrication process; (d) the LED turned on as the composite was applied with voltages (the inset shows the circuit connecting with the composites). Reprinted with permission. Copyright 2014 Elsevier (66)

Polymeric blend SMPs can be constructed from two immiscible polymeric matrices. The shape-recovery of these systems can be controlled with relative ease by varying the ratio of the polymer blends (68). However, this process may have adverse effects on shape-memory characteristics and diminish the material’s performance, thereby limiting potential applications. On the other hand, SMP functionality may also be enhanced with other capabilities. For instance, it was recently reported that a new hybrid SMP was developed by combining single-walled CNTs (SWCNT) into a poly(lactic acid) (PLA) and thermoplastic polyurethane (TPU) SMP system, containing poly(ethylene glycol) (PEG) plasticiser (68). By incorporating PEG, the hybrid SMP composite achieved a lower temperature Tg (for example, 10 wt% of PEG lowered Tg of the PLA/TPU sample from 60°C to 40°C), meanwhile enhancing the dispersion of SWCNT (for instance, even at 4 wt% of SWCNT loading, 100% SMP tensile strain was possible, much greater than previously reported electrically-induced SMP studies, i.e. 12% discussed previously). In addition, the presence of the SWCNT can stabilise the SMP system and enhance its shape-fixity after deformations at room temperature conditions (68). Furthermore, the material was capable of a conductivity above 10−7 S cm−1, which can be considered conductive, as documented (68). The PLA/TPU SMP composite (2 wt% SWCNT and 10 wt% PEG) also achieved shape-recovery, via Joule heating derived from electricity, in 80 s when currents of 125 mA were applied. The high stiffness of SWCNT filler results in decreasing shape-recovery performance because of the hindrance on the polymer chain movements (68). As a result, under room temperature stretching, the Rf and Rr values obtained were ca. 80% and 65%, respectively. Therefore, when its shape-recoverability is compared to other SMPs (shape-recovery ratios being upwards of 98%), the material is lacking. However, the hybrid SMP composite does possess electroactive ability, thus a trade-off relationship between shape-memory/recovery and electroactive ability needs to be carefully considered when designing similar materials.

Water-Induced Shape-Memory Polymer

It is possible to generate water-induced SMEs in a variety of materials (18, 20, 38, 39, 6972), however a comprehensive overview is outside the scope of this mini-review. Water is an important stimulus due to the fact it is abundant in a multitude of different environments, non-toxic and safe for a variety of applications.

An interesting example highlighting the potential of such materials is based on strong and flexible composite films (73) utilising the combination of a flexible interpenetrating polyol-borate network (74) and electroactive PPy (75, 76) that exchange water with the environment resulting in film expansion or contraction. The free-standing multi-functional SMP films were prepared by electropolymerisation of pyrrole in the presence of the polyol-borate complex (composed of pentaerythritol ethoxylate (PEE) coordinated to boron(III)) (74), wherein the interpenetrating network enables water-gradient-induced displacement, converting chemical potential energy in water gradients to mechanical work (73), and results in adaptation of the architecture in response to an environmental condition change (i.e. sorption and desorption of water which drives the SME process, as depicted in Figure 7). The design of the water-responsive PPy-PEE composites was creatively applied to prepare actuators and generators driven by water gradients. The film actuator can generate contractile stress up to 27 MPa, lift objects 380 times heavier than itself and transport cargo 10 times heavier than itself (73). An assembled generator associating the actuator with a piezoelectric element driven by water gradients, outputs alternating electricity at ca. 0.3 Hz, with a peak voltage of ca. 1 V (73). The electrical energy can be stored in capacitors that could power micro and nanoelectronic devices (73). The SME mechanism for this SMP differs to that of Figure 1 and Figure 2, utilising water as the shape-memory trigger for Ttrans, and the original and deformed state interchange automatically via water sorption and desorption states. However, the shape-memory phenomenon remains the same, further demonstrating the potential of SMP designs driving technological innovation.

Fig. 7.

Design and performance of a water-gradient–driven generator: (a) the assembly of a piezoelectric polyvinylidene fluoride (PVDF) element with a PEE-PPy actuator to form the generator; (b) the connection of the generator with a 10 MW resistor as load; (c) the configuration of the rectifying circuit and charge storage capacitor; (d) the generator’s output voltage onto the 10 MW resistor; (e) voltage across a capacitor when being charged by the generator. The inset shows a stepwise increase in the capacitor voltage accompanying each cycle of the energy conversion process. Reprinted with permission. Copyright 2013 The American Association for the Advancement of Science (73)

Design and performance of a water-gradient–driven generator: (a) the assembly of a piezoelectric polyvinylidene fluoride (PVDF) element with a PEE-PPy actuator to form the generator; (b) the connection of the generator with a 10 MW resistor as load; (c) the configuration of the rectifying circuit and charge storage capacitor; (d) the generator’s output voltage onto the 10 MW resistor; (e) voltage across a capacitor when being charged by the generator. The inset shows a stepwise increase in the capacitor voltage accompanying each cycle of the energy conversion process. Reprinted with permission. Copyright 2013 The American Association for the Advancement of Science (73)

pH-Induced Shape-Memory Polymer

It is possible to generate pH-induced SMEs in a variety of materials (18, 20, 38, 7780), however a comprehensive overview is outside the scope of this mini-review. An example of the interesting properties of such pH-responsive SMPs and their composites is produced by blending poly(ethylene glycol)-poly(ε-caprolactone)-based polyurethane (PECU) with functionalised cellulose nanocrystals (CNCs) displaying pH responsive pyridine moieties (CNC-C6H4NO2) (81, 82). At high pH values the pyridine is deprotonated, facilitating hydrogen bonding interactions between the pyridine groups and hydroxyl moieties on the cellulose, whereas at low pH values, the protonation of the pyridine moieties diminishes these interactions. By comparison, carboxylic acid functionalised cellulose nanocrystals (CNC-CO2H) responded to pH variation in the opposite manner (8385). When the functionalised CNCs were combined with PECU polymer matrix to form a nanocomposite network, the mechanical properties of PECU were improved along with the pH-responsiveness of CNCs (85). The percolated network of pH-sensitive CNC in the polymer matrix served as the switching units for the shape-memory composite, the SME process of this material is depicted in Figure 8 (81, 82). The CNC serves as the switching unit of the SMP composite within the matrix of PECU which is physically crosslinked and microphase separated to yield the net points. Such pH-responsive shape-memory nanocomposites have promise in the design of biomaterials for biomedical applications (for example, SMP-based drug delivery systems triggered by transition along the digestive tract) (83).

Fig. 8.

Schematic representation of the pH-responsive shape-memory materials, which rely on hydrogen bonding switching mechanism in the interactions between cellulose nanocrystals (CNC–C6H4NO2) within polymer matrix upon immersion in hydrochloric acid solution (pH = 4) or sodium hydroxide solution (pH = 8). Reprinted with permission. Copyright 2015 American Chemical Society (81)

Schematic representation of the pH-responsive shape-memory materials, which rely on hydrogen bonding switching mechanism in the interactions between cellulose nanocrystals (CNC–C6H4NO2) within polymer matrix upon immersion in hydrochloric acid solution (pH = 4) or sodium hydroxide solution (pH = 8). Reprinted with permission. Copyright 2015 American Chemical Society (81)

Magnetically-Induced Shape-Memory Polymer

It is possible to generate magnetically-induced SMEs in a variety of materials (18, 20, 38, 8688), however a comprehensive overview is outside the scope of this mini-review. The SMP devices discussed thus far are being researched with potential application into wearable electronics, nanoelectronics (such as actuators), biomaterials and biomedical devices (1, 18, 19). However, in some instances (such as medical devices) a key challenge is the design and implementation of a safe and effective method of actuating a variety of device geometries in vivo. As previously discussed, a pH‐triggered SMP design can be potentially effective when utilised as drug delivery devices, when the target environment has a substantial pH difference (for instance, the digestive system) (83). However, the development of electrically and thermally-triggered devices that safely operate in vivo is difficult due to the (generally) high temperatures these SMPs can reach (relative to biological systems). For instance, the electroactive PLA-TPU SMP composite (2 wt% SWCNT and 10 wt% PEG) reaches temperatures greater than 70°C in 80 s as shape-recovery is achieved (68).

An alternative method of achieving actuation is inductive heating by loading ferromagnetic particles into an SMP system and exposing the doped device to an alternating electromagnetic field (89), benefiting from the innate thermoregulation offered by a ferromagnetic material’s Curie temperature (Tc, at which a ferromagnetic material becomes paramagnetic, losing its ability to generate heat via a hysteresis loss mechanism) (90). By using particle sizes and materials that will heat mainly via a magnetic hysteresis loss mechanism over an eddy current mechanism, it is possible to have an innate thermoregulation mechanism that limits the maximum achievable temperature to Tc (89). Therefore, by selecting ferromagnetic particle materials with a Tc within safe medical limits, Curie thermoregulation eliminates the danger of overheating and the need for a feedback system to monitor implanted device temperatures (89). However, this technology is not only useful when applied to medical devices. Other useful applications include remote activation in which wires or connections to SMP devices could be eliminated, simplifying the design and reducing possible points of failure. An example of this method of actuation involves the incorporation of 10% by volume nickel zinc ferrites (for example C2050 (Ceramic Magnetics Inc, USA) and CMD5005 (Ceramic Magnetics Inc), particle sizes ca. 50 μm with spherical shapes) with an ester-based thermoset polyurethane (PU) SMP, MP5510 (SMP Technologies Inc, Japan) (Tg of 55°C) (89). The magnetic field utilised to achieve shape-recovery was a copper-wound solenoid coil with a 2.54 cm diameter, 7.62 cm length and with a total of 7.5 turns. The unit possessed an adjustable power setting capable of outputting 27 W to 1500 W at between 10 MHz and 15 MHz frequency (note: this high frequency may induce eddy currents in the tissue, causing undesirable direct heating of the human body in medical applications) (91). However, an alternating magnetic field of 12.2 MHz and approx. 400 A m−1 (centre of the inductive coil) at room temperature was used for actuation to demonstrate proof of concept for the device. It was also reported that clinically useable frequencies (50 kHz to 100 kHz) (92) should still be effective (89), albeit this could result at a different quantitative level (i.e. shape-recovery and memory performance may be reduced). Furthermore, C2050 and CMD5005 possess a Tc of 340°C and 130°C, respectively. These temperatures exceed physiological limits and are therefore not practical for medical devices currently, however, these doped SMP composites did not exceed temperatures above the respective Ni Zn particle Tc values, signifying a thermoregulation characteristic. In addition, it was stated that the 10% volume of Ni Zn particles did not impact the SMPs shape-memory properties significantly (89). The Tg increased from 55°C to 61.4°C and the shape-recovery of a flower and foam-based device was achieved within 15 s to 25 s, at a temperature range of 23°C to 78.6°C. The potential applications for this device are illustrated in Figure 9. Optimisation of this device/design is still required before it can be considered clinically viable, however, this SMP composite highlights very interesting characteristics, remote activation (via magnetic fields inducing thermally-triggered actuation) and thermoregulation (via Tc temperature of the material being employed).

Fig. 9.

SMP devices used to evaluate feasibility of actuation by inductive heating: (a) flower shaped device shown in collapsed and actuated form; (b) SMP foam device shown in collapsed and actuated form. Reproduced with permission. Copyright 2006 IEEE Transactions on Biomedical Engineering (89)

SMP devices used to evaluate feasibility of actuation by inductive heating: (a) flower shaped device shown in collapsed and actuated form; (b) SMP foam device shown in collapsed and actuated form. Reproduced with permission. Copyright 2006 IEEE Transactions on Biomedical Engineering (89)

Shape-Memory Polymer Classification

As highlighted above, SMP materials are diverse and respond to many different external stimuli (including temperature, light, electricity, water, pH and electromagnetic fields) by a variety of mechanisms. Although SMPs can be classified based on their composition and structure, stimulus and shape-memory function, their classification can be difficult, as organising these polymeric smart materials into one or two simple categories is an over-simplification of their abilities and characteristics (93).

SMPs are considered to consist of net points and molecular switches or stimuli sensitive domains. These net points can be achieved by covalent bonds (chemically crosslinked) or intermolecular interactions (physically crosslinked). Chemically crosslinked SMPs involve suitable crosslinking chemistry and are referred to as thermosets (94, 95). Physically crosslinked SMPs involve a polymer morphology consisting of at least two segregated domains and are referred to as thermoplastics (96). The network chains of the SMP can be either amorphous or crystalline and therefore, the Ttrans is either a Tg or Tm. The network architectures are thought to be constructed through crosslinking net points, with polymer segments connecting adjacent net points. The strongly crosslinked architectures ensure the polymer can maintain a stable shape on the macroscopic level (93). Thermoplastic polymers exhibit a more reversible nature (97), meaning the physical crosslinked net points can be disrupted and reformed with relative ease. The interconnection of the individual polymer chains in a physically crosslinked network is achieved by the formation of crystalline or glassy phases. For thermoset polymers, the individual polymer chains are connected by covalent bonds and are therefore more stable than physically crosslinking networks and show an irreversible nature (98100).

Regarding thermo-responsive SMPs, they can be classified according to the nature of their permanent net points and the Ttrans related to the switching domains into four different categories: (a) physically crosslinked thermoplastics, Ttrans = Tg; (b) physically crosslinked thermoplastics, Ttrans = Tm; (c) chemically crosslinked amorphous polymers, Ttrans = Tg; (d) chemically crosslinked semi-crystalline polymer networks Ttrans = Tm (93).

Thermoplastic Shape-Memory Polymers

For the physically crosslinked SMPs, the formation of a phase-segregated morphology is the fundamental mechanism behind the thermally-induced SME of these materials (93, 99). One phase provides the physical crosslinks while the other acts as a molecular switch. They can be further classified into linear polymers, branched polymers or a polymer complex. Linear SMPs may consist of block copolymers and high molecular weight polymers, the typical physically crosslinked SMP is linear block copolymers, such as PU. In polyesterurethanes (PEU), oligourethane segments are the hard-elastic segments, while polyester serves as the switching segment (99).

Thermoset Shape-Memory Polymers

For chemically crosslinked SMPs, two methods are commonly used to synthesise covalently crosslinked networks (36, 41). The first method relies on addition of a multi-functional crosslinker during polymerisation (41), whereas the second method relies on the subsequent crosslinking of a linear or branched polymer (36). The networks are formed based on many different polymer backbones. Covalently crosslinked SMPs possess chemically interconnected structures determining the original macroscopic shape. The switching segments of these materials are generally the network chains between net points, and a Ttrans of the polymer segments is used as the shape-memory switch. The chemical, thermal, mechanical and shape-memory properties are determined by the reaction conditions, curing times, the type and length of the network chains and the crosslinking density (35). Comparing physically crosslinked SMPs with chemically crosslinked SMPs, the chemically crosslinked SMPs often show less creep, thus, any irreversible deformation of the polymer during shape recovery is less. This is because covalent crosslinked networks are more stable than physical crosslinked networks. As a result, chemically crosslinked SMPs usually show better chemical, thermal, mechanical and shape-memory properties than physically crosslinked SMPs (96). For example, the shape recovery ratio of thermoplastic SMPU is usually in the range of 90% to 95% within 20 shape recovery cycles, and the elastic modulus is between 0.5 GPa and 2.5 GPa at room temperature (26). Additionally, when exposed to air, it is sensitive to moisture and therefore possesses unstable mechanical properties. In contrast, an epoxy SMP shows better overall performance as a shape-memory material. The shape recovery ratio typically reaches 98–100%, the elastic modulus between 2 GPa and 4.5 GPa, and it is generally stable in the presence of moisture (26). Thermoplastic SMPs (such as SMPU) are mostly researched and used as functional materials at a small scale, such as for biomaterials (30, 97). However, thermosetting SMPs (for example styrene-based SMP (SSMP) and epoxy SMPs) are generally used for structural materials, such as space deployable structures and automobile actuators (97, 98).

Shape-Memory Functionality

The approaches to designing different shape-memory functions become more abundant as scientists and engineers better understand the SME mechanism of SMPs. For instance, discussed thus far are examples of SMPs with polymeric blends, addition of crosslinking species, incorporation of electroactive and ferromagnetic substances. All of which enhances an SMP device functionality, enabling unique and interesting characteristics which can be tailored to a plethora of applications (for example, self-healing and wearable electronics, drug delivery and implantable medical devices) (101110). Further still, one-way SMEs, two-way SMEs (such as dual shape PPy-PEE, discussed previously), triple SMEs, multiple SMEs and even temperature-memory effects (TMEs) have been widely investigated in SMPs (34). As the types of SMP materials increasingly diversify, two and even three different types of shape-memory functions can be achieved simultaneously in the same SMP material (34, 111). These types of materials can usually be achieved when combining different SMPs possessing different properties. A schematic of one-way, two-way, dual shape and triple shape functionality SMPs is shown in Figure 10, and an integrated insight into the classification of SMPs is shown in Figure 11.

Fig. 10.

The varying shape-memory functionality of SMPs

The varying shape-memory functionality of SMPs

Fig. 11.

The classification of SMPs based on composition and structure, stimulus triggers and the possible type of shape-memory functions

The classification of SMPs based on composition and structure, stimulus triggers and the possible type of shape-memory functions

An example of a selective triple shape multicomposite SMP was documented to incorporate a neat SSMP (112) and two SSMP composites (113). One incorporated iron(II, III) oxide nanoparticles while the other CNT nanoparticles. This unique SMP composite successfully possessed three different regions within the sample: neat SSMP, SSMP-Fe3O4 and SSMP-CNT. Because of this, the material also possessed distinct shape-memory capabilities with different triggers. For instance, the material was documented undergoing a three-step shape-memory recovery process, subjected to an alternating magnetic field of 30 kHz, a radio frequency (RF) field of 13.56 MHz and direct oven heating at 130°C (113). Furthermore, the Rf and Rr for the original shape to the first temporary shape (and back to the original shape) was reported at 93% and 93%, respectively. Meanwhile, the Rf and Rr for the first temporary shape to the second temporary shape (and back to the first temporary shape) was at 95% and 99%, respectively (113). The SME mechanism for this multicomposite is represented in Figure 12 and it was concluded that this unique material has promising characteristics to be used in biomimetic materials. Examples of applications of SMP-based materials and their composites are highlighted in Table I.

Table I

Examples of Applications of SMP-Based Materials and Their Composites

Application References
Actuators (for example, for generators) (73)
Biomedical devices (such as drug delivery systems, expanding foam and endovascular thrombectomy device) (44, 83, 89)
Multipurpose/multifunctionality (for example, self-healing, biocompatible, body temperature actuation and selective triple shape-memory) (44, 113)
Thermoregulators (89, 90)
Wearable electronics (65, 68)

Fig. 12.

Schematic of the selective shape recoveries of the multicomposite SSMP induced by alternating magnetic field heating, RF field heating and oven heating, respectively (an, bn and cn stand for the n sections of SSMP–Fe3O4, neat SSMP and SSMP–CNT, respectively). Reproduced by permission of The Royal Society of Chemistry. Copyright 2015 The Royal Society of Chemistry (113)

Schematic of the selective shape recoveries of the multicomposite SSMP induced by alternating magnetic field heating, RF field heating and oven heating, respectively (an, bn and cn stand for the n sections of SSMP–Fe3O4, neat SSMP and SSMP–CNT, respectively). Reproduced by permission of The Royal Society of Chemistry. Copyright 2015 The Royal Society of Chemistry (113)

Conclusion

As the understanding of SMPs continually develops among the academic and industrial communities, the generation of new and potentially innovative SMPs will be more rapid while we realise the full potential of these materials. SMPs are one of the most interesting of polymer classes within the field of functional polymers. In addition, SMP composites can enhance the already impressive capabilities of SMPs by imparting new functional characteristics, broadening the potential applications of these materials and enabling a multipurpose material. SMPs and their composites are capable of industrially important applications (examples of which include: self-healing (101104), generators driven by water gradients (73), sensors (72), task-specific medical devices (18, 105) and wearable electronics (106110), a few examples of which are highlighted in Table I. The literature published to date de-risks investment from governments and industry to raise the technology readiness levels towards products on the market.

By |2020-09-10T13:40:12+00:00September 10th, 2020|Weld Engineering Services|Comments Off on A Mini-Review of Shape-Memory Polymer-Based Materials

Preparation and Evaluation of a Composite Filler Micro-Embedded with Pseudomonas putida for the Biodegradation of Toluene

Johnson Matthey Technol. Rev., 2020, 64, (4), 396

1. Introduction

The massive discharge of volatile organic compounds (VOCs) has a great negative impact on the environment (1). Toluene is a common pollutant in VOCs and is produced in a large number of industrial activities, such as chemical refining and dye processing. Toluene stimulates skin and mucosa, and when it reaches a certain high concentration, it also causes paralysis of the human nervous system. Compared with photocatalysis and chemical oxidation, using a biofilter to remove VOCs is more economical and environmentally friendly (2). More important is that it does not produce secondary pollution. The key element to ensure the removal capacity of the biofilter is the preparation of the filler. As a carrier for the transfer of pollutants, the filler can provide a suitable growth environment for microorganisms (3).

Micro-embedding technology is a method which uses physical or chemical methods to keep microorganisms in a defined space, ensuring microorganisms with high activity. The principle of using micro-embedding technology to degrade VOCs is to use a hollow porous membrane to intercept microorganisms inside the filler. The pore size of the hollow porous membrane is smaller than that of microbial cells, so that microorganisms can be embedded. The VOCs can enter the interior of the embedded carrier freely due to the small particle size, and the degradation products can flow out of the carrier through the pore size (4, 5).

A large number of studies have been carried out on different types of fillers. Chen et al. (6) used a two-layer biofilter filled with new mixed packing materials to remove hydrogen sulfide gas. Dumont et al. (7) prepared a nutritional slow-release filler (UP20) to biodegrade H2S. In the above studies, the fillers were not embedded with microorganisms. The concentration of microorganisms in the filler was small, and the removal efficiency of the biofilter was low in the start-up phase, resulting in a longer start-up period. Zhu et al. (8) used a composite packing material with functional microorganisms to remove H2S. However, toluene does not biodegrade easily due to the presence of a benzene ring. Zuo et al. (9) found that engineered P. putida could simultaneously degrade organophosphates, pyrethroids and carbamates. Muñoz et al. (10) studied the long-term performance and stability of P. putida in a toluene removal bioreactor. The above studies have found that P. putida is highly effective in degrading organics containing benzene rings.

However, there is a lack of studies on filler micro-embedded P. putida for toluene biodegradation. Existing problems with biofilters packed with fillers include bed clogging, low biomass concentration and pressure drops. These problems become more prominent when the biofilter is operated under high VOC loading rates or long-term operation (11). For example, Ryu et al. (12) found that the benzene removal efficiency of a well-designed biofilter decreased from greater than 90% to approximately 75% after 27 days of operation due to clogging caused by the excess growth of biomass.

The main objective of this study was to evaluate the performance of a self-developed filler micro-embedded with P. putida for toluene removal under various inlet loading rates. The variations in start-up period, pressure drop, biomass concentration and tolerance to transient shock loading were monitored throughout the experiments. Special attention was paid to the analysis of the microbial community attached to these fillers and to monitoring the evolution of the microbial community in various periods.

2. Material and Methods

2.1 Preparation of Filler

The composite filler was mainly composed of polyvinyl alcohol, sodium alginate, polypropylene fibre, decomposed plants, calcium carbonate and activated carbon. First, polyvinyl alcohol and sodium alginate, as the embedding and protective agents, were heated, dissolved and cooled to 35°C. Then polypropylene fibre as the skeleton, decomposed plants as nutrients and calcium carbonate as the pH buffer were added into the liquid agent, respectively. Additionally, activated carbon and P. putida BRJC1032 (screening from the activated sludge) were mixed with above agents to increase the physical adsorption capacity and biodegradation capacity of toluene. After that, the mixtures were stirred in a container for 15 min and extruded to spherical particles. Finally, these particles were cross-linked in boric acid-calcium chloride solution and dried at room temperature for 24 h. Taking the mechanical strength as a single variable factor, the proportions of polyvinyl alcohol, sodium alginate and polypropylene fibre were adjusted to obtain the optimal ratio. After many tests and modifying the design, the optimum proportions of each component of the filler were determined as follows: polyvinyl alcohol accounted for 30%~36%, sodium alginate accounted for 12%~18%, polypropylene fibre accounted for 4%~8%, decomposed plants accounted for 15%~25%, calcium carbonate accounted for 15%~25%, activated carbon accounted for 4%~10% and P. putida accounted for 0.5%~1.5% (13). The schematic pictures of the size and the composition of the composite filler can be seen in Figure S1 and Figure S2 in the Supplementary Information.

2.2 Experimental Setup

The experimental system used in this experiment is shown in Figure 1. Three biofilters were constructed with transparent organic glass pipes. Each biofilter consisted of three modules (each module is 105 mm in inner diameter and 500 mm in height), and all of them were filled with 300 mm composite fillers. A sampling port was set in the top of each module. Toluene gas was prepared by mixing fresh air with pure toluene in a mix chamber, and then introduced into the bottom of each biofilter through the three models in sequence.

Fig. 1.

Schematic diagram of the experimental set-up

Schematic diagram of the experimental set-up

Three biofilters, namely biofilter 1 (BF1), biofilter 2 (BF2) and biofilter 3 (BF3), were used in this experiment to evaluate the start-up performance. BF1 was packed with the composite filler micro-embedded with P. putida, and both BF2 and BF3 were packed with the sterilised fillers without any microorganisms. However, the nutrient solution used for BF2 at the start-up period was mixed with the P. putida suspension and the microbial concentration of the suspension was the same as that of the P. putida suspension added in the preparation of the composite filler in BF1. Specially, nutrient solution (0.11 K2HPO4, 0.04 KH2PO4, 0.025 NH4Cl, 0.067 MgSO4, 0.036 CaCl2, 0.25 FeCl3, 0.03 MnSO4, 0.04 ZnSO4, 0.03 (NH4)2Mo7O4·4H2O; unit: g l−1; adjusted to pH = 7.0 with NaOH) for microorganism growth was sprayed into the filler bed from the top of three biofilters throughout the experiment. The nutrient solution was intermittently sprayed onto the top of the three biofilters with a spray intensity of 1.5 l h−1 by a peristaltic pump for one hour out of every three hours and the nutrient solution was changed every seven days.

2.3 Toluene Concentration Analysis

The determination of toluene concentration was carried out by adsorption of activated carbon and desorption of carbon disulfide, and then the toluene gas was injected into a gas chromatograph (GC-2014, Shimadzu, Japan) equipped with a packed column (free fatty acid phase (FFAP) capillary column, 30 m × 0.25 mm × 0.25 μm) and a flame ionisation detector (FID). The gas chromatography nitrogen was used as the carrier gas with a flow rate of 1 ml min−1. Temperatures of the injection port, column and detection port were set to 150°C, 65°C and 150°C, respectively. Gas samples were collected from the inlet and outlet of the biofilter with a gas-tight syringe and injected into the GC daily (14). Data were obtained from the workstation by automatic comparison of the peak area of the inlet and outlet samples with the baseline of toluene. The performance of the biofilter was evaluated in terms of (%) RE and the elimination capacity (EC) as a function of toluene loading. The RE and EC were calculated as in Equations (i)(iii):

(i)

(ii)

(iii)

where the Cin and Cout are the inlet and outlet toluene concentration (mg m−3), the V is the volume of the whole biofilter (l) and Q is the gas flow rate (l min−1).

2.4 Physical and Chemical Property Analysis

The specific surface area and the porosity of the filler were measured by a surface area analyser (Gemini® VII 2390, Micromeritics®, USA). Solid samples were filtered and the pH value of the filtrate was detected using a Bioblock 90431 electrode connected to a C-835 Bioblock multiparameter analyser (Fisher Scientific, France).

The mechanical strength of the composite filler was measured by using a compressive strength-testing instrument (YHKC-2A, Taizhou Yinhe Instrument Plant, China). The pressure drop of the packed bed was measured using a digital pressure gauge (testo 510, Testo SE & Co KGaA, Germany) connecting two ends from the inlet and outlet. The pressure gauge had a measuring range of 0–100 kPa, a resolution of 1 Pa and an accuracy of ±0.3 Pa.

The saturated moisture content: some packing fillers were chosen randomly and immersed into distilled water for 2 h to adsorb as much water as possible. Then the packing fillers were removed and placed in a vacuum oven (DZF6050, Yiheng Scientific Instrument Co Ltd, China) at 105°C for at least 12 h until its weight remained stable.

The concentration of microorganisms in the filler was determined by plate counting. Approximately 10 g fillers were taken out homogeneously from the three modules of the running biofilter, and then put into a conical flask with 90 ml distilled water. After that, the mixture was shaken in a thermostatic shaker bath for 2 h at 25°C to obtain the liquid containing microorganisms. Next, a series of solutions were prepared by different dilution factors (1, 10, 102, 103, 104 and 105 times). Each 0.1 ml solution was taken and inoculated into three types of plate cultures (beef-protein, Rose Bengal medium and Gause’s No.1 medium) for bacteria, fungi and actinomycetes, respectively. The plates were placed in a biochemical incubator (CLIN-250, Tianjin Huabei Experimental Instrument Co Ltd, China) for 2–7 days at 28°C. Finally, the number of microorganism colonies in each plate was counted. Moreover, all the glass vessels used in this experiment were sterilised by using a seating automatic electro-thermal pressure steam steriliser (Model ZDX-35B, Shanghai Medical Instrument Manufactory, China) (15, 16).

2.5 DNA Extraction and Sequencing

Approximately 10 g fillers were randomly sampled from the lowest module of BF1 system at the 25th day, 65th day, 95th day and 145th day. Then the samples were sealed with aluminium foil and frozen at −4°C in a fridge.

Microbial DNA was extracted from the above four samples using the E.Z.N.A.® soil DNA Kit (Omega Bio-tek Inc, USA) according to the manufacturer’s protocols. The final DNA concentration and purification were determined by a NanoDropTM 2000 UV-vis spectrophotometer (Thermo ScientificTM, USA), and DNA quality was checked by 1% agarose gel electrophoresis. Polymerase chain reaction (PCR) was conducted according to the following: 3 min of denaturation at 95°C, 27 cycles of 30 s at 95°C, 30 s of annealing at 55°C, 45 s of elongation at 72°C and a final extension at 72°C for 10 min. PCR was performed in triplicate in 20 μl mixtures containing 4 μl of 5 × FastPfu Buffer, 2 μl of 2.5 mM deoxyribonucleotide triphosphates (dNTPs), 0.8 μl of each primer (5 μM), 0.4 μl of FastPfu Polymerase and 10 ng of template DNA. The resulting PCR products were extracted from a 2% agarose gel, further purified using the Axygen® AxyPrep DNA Gel Extraction Kit (Corning Inc, USA) and quantified using QuantiFluor®-ST fluorometer (Promega, UK) according to the manufacturer’s protocol (16).

Purified amplicons were pooled in equimolar fashion and paired-end sequenced on a MiSeq platform (Illumina Inc, USA) according to the standard protocols established by Shanghai Majorbio Bio-Pharm Technology Co Ltd (Shanghai, China). The acquired sequences were compared with 16S rRNA gene sequences in the National Center for Biotechnology Information (NCBI) database.

3. Results and Discussion

3.1 Physicochemical Properties of the Filler

Physicochemical properties of the experimental filler used in this study and some other materials from the references are listed in Table I (13). As shown in Table I, the experimental filler is spherical with a diameter of approximately 10 mm. The bulk density of the experimental filler is approximately 271 kg m−3, similar to that of pine bark, and lighter than most of the reference fillers. The mechanical strength is greater than that of pine bark but smaller than that of volcanic stone (>500 N) (17). The porosity rate is approximately 13%, which is significantly smaller than other fillers and helps toluene to better contact microorganisms in the filler when entering the biofilter (18, 19). The initial pH of the filler is 7.0 ± 0.2. The specific surface area is approximately 1.3 ± 0.1 m2 g−1, which is similar to that of lava rock and composite filler. Compared with lava rock, UP20 and slow-release filler (7, 8, 16), the saturated moisture content and organic matter rate are higher, which can provide water and nutrients for microorganisms in fillers. In addition, the decomposed plant fibre contained within the filler can provide nutrients for microbial growth during experimental operation (20). The selected microbial source added to the filler was P. putida, and the activated carbon was contained in fillers, which can adsorb toluene quickly, promoting toluene to enter the biofilter. The filler in the biofilter did not appear to have deformation, accumulation or other phenomena after operating approximately 150 days. The results indicated that the fillers had favourable properties as biofilter media, and maintained characteristics under long-term operation.

Table I

Physicochemical Properties of the Fillers

Filler Size, mm Bulk density, kg m−3 Mechanical strength, N pH Saturated moisture content, % Porosity rate, % Specific surface area, m2 g−1 Organic matter rate, %
Experimental filler 10 ± 2 271 ± 17 153 ± 5 7.0 55.3 ± 3 13 ± 2 1.32 53 ± 4
Pine barka (17) 244 5.7 56.3 59.9 18.39 98.2
Lava rocka (17) 591 5.9 28.9 65.4 2.77 0.6
UP20 (7) 7 920 6.9 47
Composite filler (8) 12 471 427 10.5 49 38 3.91
Slow-release filler (16) 50 164 7.9 46.7 88

3.2 Start-up Performance

The removal efficiency of the three biofilters during the start-up period is presented in Figure 2. Three biofilters, operated at low toluene concentrations (100–120 mg m−3) and an EBRT of 35 s, demonstrated different removal performance for toluene at the start-up period. The removal efficiency of BF1 increased from the initial 40% to 80%, and stabilised between 82% and 85% after the eighth day (21, 22). The removal efficiency of BF2 showed a downward trend in the first few days and then rose to approximately 85% at the 14th day. The removal efficiency of BF3 gradually declined from the beginning, and it decreased to almost zero on the 16th–18th days (14, 23). The results showed that fillers embedded with activated carbon and polypropylene fibres have a certain adsorption capacity. However, the removal efficiency was gradually reduced when the filler reached adsorption saturation, as shown in the BF3 trend line in Figure 2. For the same reason, the BF2 line also showed a downward trend at the beginning. Due to the substantial growth of microorganisms, the subsequent removal efficiency gradually increased as shown in the BF2 trend line. Compared with BF2, the fillers in BF1 embedded with P. putida showed unique degradation of toluene at the beginning. The filler-embedded microorganisms entered the working state faster than those cultured with the bacterial solution. These results indicated that the biofilter packed with the composite fillers prepared by micro-embedding could be quickly started up and the microorganisms in the biofilter could well utilise toluene as the carbon source (22).

Fig. 2.

Removal performances of BF1 (packed with the fillers micro-embedded with P. putida), BF2 and BF3 during the start-up period

Removal performances of BF1 (packed with the fillers micro-embedded with P. putida), BF2 and BF3 during the start-up period

3.3 Continuous Biodegradation Performance

Toluene continuous removal experiments were performed in three phases based on controlling the EBRT of BF1 to 35 s (Phase 1, day 10 to day 49), 18 s (Phase 2, day 50 to day 80) and 12 s (Phase 3, day 81 to day 110). The results of these experimental stages (Figure 3) are described below. Initially, the biofilter was operated at a low loading rate of toluene (10.5 g m−3 h−1) corresponding to a low inlet concentration (100–120 mg m−3) and high EBRT (35 s) to facilitate proper microbial growth and establish steady-state conditions (8, 23). Steady state was achieved on the 10th day of operation, which was evident from the constant value of the removal efficiency (83%). On the 18th day, the inlet concentration increased to 200 mg m−3, the removal efficiency was almost stable at 88% after a slight decrease. On the 28th day, the inlet concentration increased to 400 mg m−3, and the removal efficiency dropped rapidly to 72% and finally stabilised at 90% after five days of continuous operation. However, when the inlet concentration was controlled at 800 mg m−3, the removal efficiency did not reach a correspondingly high state (less than 80%). In Phase 1, the initial rapid increase within 90% of RE may be due to some extent to competition among microorganisms in the filter unit (14, 21, 23).

Fig. 3.

Time course of the inlet and outlet concentration and the removal efficiency of BF1

Time course of the inlet and outlet concentration and the removal efficiency of BF1

Again, in Phase 2, the inlet loading rate was increased and maintained at 81.2 g m−3 h−1 with a corresponding EBRT of 18 s, and the toluene inlet concentration varied between 100 mg m−3 and 400 mg m−3. The removal efficiency reached a maximum when the inlet loading rate was less than 41.4 g m−3 h−1 and was stable above 90%. However, the removal efficiency was only slightly decreased and then stabilised close to 86% at the end of this phase. This result might be attributed to the decrease in residence time of toluene in the biofilter. At a higher flow rate, the contact time between the toluene and the microorganisms in the fillers was shortened and that resulted in deterioration of the biodegradation ability of the filter bed, leading to lower removal efficiency (24). Similarly, in Phase 3, the toluene inlet concentration increased from 100 mg m−3 to 400 mg m−3, and the intake load increased to 123.3 g m−3 h−1 with a corresponding EBRT of 12 s. During this phase, the removal efficiency of toluene gradually decreased to 80%, and no significant improvement in removal efficiency was observed (17, 22).

Elimination capacity, another important indicator of the biofilter, was also used to assess the ability of the biofilter in terms of toluene removal. Figure 4 demonstrates the relationship of elimination capacity upon the inlet loading. It could be seen from Figure 4 that the elimination capacity presented a slow increase with the increase of inlet loading rates. The maximum elimination capacity of the biofilter was 101 g m−3 h−1, which is better than other typical biofilters. For example, Zhu et al. (10) used composite packing materials to remove H2S and observed a maximum elimination capacity of 65 g m−3 h−1. Liu et al. (18) reported compost-based biofilter with a maximum elimination capacity of 50 g m−3 h−1 for toluene.

Fig. 4.

Toluene elimination capacity of BF1 versus the inlet loading

Toluene elimination capacity of BF1 versus the inlet loading

The concentration of toluene in the nutrient solution was 0.3 ± 0.1 g l−1 (the saturated solubility of toluene in water was 0.5 ± 0.1 g l−1). This may be due to the short contact time between toluene and the nutrient solution. In addition, part of the toluene dissolved in the nutrient solution was utilised by the filler with circulation of the nutrient solution.

The above results showed that a sudden increase in the inlet loading will cause the removal rate to decrease within a certain period of time. As the experiment proceeds, the system will gradually return to a higher removal rate. When the microorganisms grew under suitable conditions, the recovery ability of the system also increased. However, when the inlet loading rate was too high, the degradation ability of the microorganisms was exceeded, resulting in a relatively low removal rate. After entering the biofilter, toluene is first adsorbed by activated carbon and biofilms in the filler, and then biodegraded by microorganisms in the filler. A certain amount of toluene will be dissolved in the nutrient solution, but with the circulation of the nutrient solution, part of the toluene will be degraded by the microorganisms in the filler again.

3.4 Tolerance for Transient Shock Loading

To test the ability of the biofilter to resist sharp load change, two interference-shutdown experiments were operated after running for 114 days. Figure 5 shows the performance evaluation during shutdown and restart periods of BF1 under transient shock loading. When the inlet toluene concentration decreased from 400 mg m−3 to 200 mg m−3, the removal efficiency increased to 90%. Then, the biofilter was subjected to a three-day shutdown experiment and the removal efficiency was restored to 81.2% after running three days. Compared with the shutdown experiments of Singh and Wang (22, 23), the interrupt experiment in this study better reflects the change of flow in actual operation. In the second experiment, when the inlet toluene concentration increased from 400 mg m−3 to 800 mg m−3, the removal efficiency decreased drastically to 62%, and time for the RE to reach at 80.9% was only six days after seven days of shutdown operation. This result clearly indicates that a certain amount of toluene absorbed in activated carbon was supplied to the microorganisms during the shutdown operation of the system, and the microbial activity was maintained; in addition, the decomposed plant fibres also provided a carbon source for the microorganisms, as found by Jorge and Livington (25).

Fig. 5.

Performance evaluation during shutdown and restart periods of BF1 under transient shock loading

Performance evaluation during shutdown and restart periods of BF1 under transient shock loading

3.5 Biomass Concentration and Pressure Drop in the Biofilter

The attached growth biomass concentration and pressure inside the device were measured during 1–60 days in the biofilter, as shown in Figure 6. The pressure drop increased more obviously from 56 Pa to 373 Pa. The biomass concentration in the biofilter gradually increased from 5 × 104 colony forming units (CFU) g−1 (the filler was placed in the refrigerator for 1 month, and the biomass concentration was reduced to 5 × 104 CFU g−1) to 4 × 108 CFU g−1 on the 60th day, which was consistent with the trend in the pressure drop (24, 26). The above result indicates that the increase in system pressure drop was mainly due to the rapid growth in microbial biofilm formation and inlet loading rates. The efficient growth and reproduction of microbial biomass played an important role in the efficient operation of the system and the growth of the microorganisms affected the pressure drop across the packed bed and the ease with which the packed bed was clogged. Low biomass reduces the removal efficiency. In contrast, excess biomass reduces the space required for gas and liquid to pass through the biofilter, which leads to an increase in the system pressure drop (27). Although the biomass concentrations in the biofilter increased and the porosity of the system was reduced, this process did not cause blockage of the system and had no significant effect on the removal performance.

Fig. 6.

Biomass concentration and pressure drop changes in BF1 during the first 60 days

Biomass concentration and pressure drop changes in BF1 during the first 60 days

4. Bacterial Community Analysis

To explore the bacterial communities in the biomass attached to BF1, genetic sequencing analyses were carried out. Sequencing of 16S rRNA genes amplified from the active bacterial communities during the operational stages revealed 21 phyla, 41 classes, 96 orders, 184 families and 347 genera (28, 29). The community analysis at phylum level of the fillers is shown in Figure 7. The four operational stages were sampled at the 25th day, the 65th day, the 95th day and the 145th day, where the 25th day, the 65th day and the 95th day had a different EBRT and the same inlet toluene concentration, and the 145th day was after two interference-shutdown experiments. The dominant phyla were Firmicutes (63.4 ± 8.7%), followed by Actinobacteria (14.6 ± 3.9%) and Proteobacteria (10.1 ± 4.2%). With decreased EBRT, the abundance of Firmicutes remained high, but the abundance of Actinobacteria decreased, and the abundance of Proteobacteria increased. This is mainly due to a reduction in residence time leading to the inability of microorganisms to fully utilise toluene, and a reduction in the carbon source leading to a change in the proportion of microorganisms (30). After two interference-shutdown experiments, the abundance of Bacteroidetes increased and the normal microecological balance was broken, which indicated that Bacteroidetes is a sensitive biological indicator, similar to the results found by Wolińska (31). Using this indicator (the increase in Bacteroidetes), it can be judged whether the biofilter is in an unstable state, which would provide some guidance for practical engineering applications.

Fig. 7.

Bacterial community analysis of the fillers sampled at the 25th day, the 65th day, the 95th day and the 145th day in BF1

Bacterial community analysis of the fillers sampled at the 25th day, the 65th day, the 95th day and the 145th day in BF1

In the four operational periods, few Pseudomonas (abundance less than 1%, as shown in Figure S3) were found in the sampling of the above four periods. As the inlet loading rate increased, the abundance of Pseudomonas genus increased from 4.7 × 10−4 to 1.9 × 10−3. After two intervention-shutdown experiments, the abundance of Pseudomonas genus decreased to 8.5 × 10−5, which indicates that the biofilter was not in a sterile environment and that there are other microorganisms competing with the P. putida added to the filler. When the environmental conditions and the nutrients in the biofilter became unsuitable for the added microorganisms and were suitable for other microorganisms, the other microorganisms were activated and enriched (32). However, in the start-up phase, the biofilter embedded with P. putida started quickly, and the removal efficiency of toluene remained high, which indicated that the added P. putida contributed to the efficient operation of the biofilter (33). These results indicated that the biomass could maintain itself by microbial community changes, and the rapid re-adaptation of the biofilter could contribute to the activity retention of its biomass during the starvation period.

Acknowledgments

5. Conclusions

A composite filler micro-embedded with P. putida was prepared and evaluated for the biodegradation of toluene. The biofilter packed with the fillers could start up quickly with 85% RE on the eighth day, and tolerate substantial transient shock loadings. The RE of the biofilter remained above 90% when the EBRT was 18 s and the intake load was not higher than 41.4 g m−3 h−1. In the experimental period of 145 days, no filter plugging phenomenon was observed. Moreover, the high removal efficiency and elimination capacity contributed to rich bacterial communities for the efficient biodegradation of toluene. The communities mainly included Firmicutes, Actinobacteria and Proteobacteria, and the abundance of Bacteroidetes increased significantly during the recovery period. The composite filler exhibited favourable physicochemical properties in this experiment and its practicability in industrial engineering should be further investigated.

Acknowledgments

The authors would like to acknowledge the support of the National Natural Science Foundation of China (No. U1304216), the Science and Technology Plan of He’nan Province, China (No. 122102310366), the University Key Research Project of He’nan Province, China (No. 19A610002 and 19A150010), and the China Postdoctoral Science Foundation (No. 2018M632794).

The Authors


Yuxi Yan received a bachelor’s degree from Zhengzhou University, China, in 2018 and is currently studying for a master’s degree at Zhengzhou University. His research interests include the biodegradation of VOCs.


Rencheng Zhu received his PhD from Nanjing University of Aeronautics and Astronautics, China, in 2017 and currently serves as an associate professor at Zhengzhou University. His research interests include the governance of VOCs and the characteristics of automobile exhaust emissions.


Shunyi Li received his PhD from Sun Yat-sen University, China, in 2005. He is currently an executive director of the Henan Environmental Protection Federation, China, and a professor at Zhengzhou University. His research interests include the management of VOCs and the management of odorous gases.

By |2020-09-07T09:16:08+00:00September 7th, 2020|Weld Engineering Services|Comments Off on Preparation and Evaluation of a Composite Filler Micro-Embedded with Pseudomonas putida for the Biodegradation of Toluene

Guest Editorial: Breaking Down Barriers and Borrowing from Biology

Johnson Matthey Technol. Rev., 2020, 64, (4), 394

Introduction

As humans, we seem to desire structure, relationships and laws to understand the universe. Through increased understanding, we can solve the problems and challenges that we perceive. This method and the output are given the label of science. At its best, science provides exquisite understanding, life-changing solutions or sometimes both.

The downside of the structures and rules we impose is that they can create inertia. Because the structure or rule served a purpose in the past, we can be more willing to stand by it blindly than openly seek the understanding or solutions we truly desire; a dynamic seen in the natural and social sciences alike and revealing more about human nature than the universe. One such structure is that of the disciplines within science. We should challenge ourselves to be very clear on the purpose of any structures we adhere to and be ready to remove barriers that get in the way of progress. One such example is uncovering the fertile ground of interdisciplinary research. In recent years interdisciplinary research has been of increasing importance across the sciences. Volume 64 of the Johnson Matthey Technology Review started a celebration of interdisciplinary science by looking at when chemistry collaborates with physics (1) and in this issue, we will celebrate the cross-disciplinary contributions of biology with other fields.

This wide-ranging issue explores topics such as: what we can continue to learn from organisms in unusual environments; how we might leverage biology in artificial situations; and even how we manage the interface between human-made, controlled systems and the outside world. In particular, the diversity of industrial applications is striking. Some are familiar to Johnson Matthey and this journal such as fine chemical synthesis, while others, such as hides and textiles, show that as boundaries within science are removed, previously distant industries will have much to learn from one another.

Themes on Interdisciplinary Science

I have reflected on three themes as this issue has come together. There are numerous examples on each theme and I would challenge the reader to think “what next?” for each:

  1. Interdisciplinary understanding coming into biology; for example, computational methods and coding which go hand-in-hand with the biological understanding required for directed evolution of proteins

  2. Interdisciplinary understanding coming from biology; for example, improved understanding of biochemical pathways and the relevant biological structures being coupled with synthetic chemistry understanding to allow much more targeted small molecule therapeutics to be designed

  3. Platform technologies; for example, clustered regularly interspaced short palindromic repeats and CRISPR-associated protein 9 (CRISPR-Cas9) genome editing where you can custom design the edit while following standardised procedures.

This third theme is perhaps the most important as it turns niche expertise into something accessible to scientists across fields. Understanding the technology may be beneficial but is not a prerequisite to accessing it. Biology follows favourably in the footsteps of computing in producing such platform technologies and it is an attribute that perhaps we should value and prioritise more in other fields. To expand on this theme, it is exciting to look both backwards and forwards to the contributions made possible by platform technologies from the field of biology. Often these point back to unlocking our understanding of the structure and function of DNA at a molecular level and have resulted in some of the most impactful scientific contributions of the last 50 years or so. Our health has been a significant beneficiary of these advances with cancer drugs providing an illustrative case study. Looking back, we can see recent classes of therapeutics that were significantly enabled by this flow of understanding and platform technologies such as tyrosine kinase inhibitors and antibody-based therapies (2). Most importantly, patient outcomes have improved substantially in part, thanks to these therapies (3).

Looking to the future, gene and cell therapies appear to be following a similar pattern and will hopefully deliver similar patient benefits. Outside of cancer treatments and healthcare, we can see many industries set to benefit from being able to access biological understanding and technologies. This is particularly as we seek to learn from biology and reduce our impact on the planet by using materials and energy in keeping with what Earth can sustain.

Conclusions

As you read through this issue, I hope you enjoy reading something outside of your current field. I would take you back to my earlier challenge and see if you can gain any greater insights by not seeing the separation between your field and those of the authors. Rather, question what you can leverage, what you can learn and what next?

By |2020-09-07T06:58:20+00:00September 7th, 2020|Weld Engineering Services|Comments Off on Guest Editorial: Breaking Down Barriers and Borrowing from Biology

Evolution in the Engine Room: A Review of Technologies to Deliver Decarbonised, Sustainable Shipping

Evolution in the Engine Room: A Review of Technologies to Deliver Decarbonised, Sustainable Shipping | Johnson Matthey Technology Review


Johnson Matthey Technol. Rev., 2020, 64, (3), 374

doi:10.1595/205651320×15924055217177

Evolution in the Engine Room: A Review of Technologies to Deliver Decarbonised, Sustainable Shipping

Technology options for the shipping sector to meet international ship emissions limits

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Article Synopsis

One of the more evocative cases of disruptive innovation is how steam powered vessels displaced sailing ships in the 19th century. Independent of wind and currents, shipping entered a new age. Faster shipping enabled more efficient trading and easier international travel. It fuelled economic growth and wealth creation. This transition was not rapid, taking half a century to evolve, a period in which hybrid vessels, those using sails and steam generated power were a common sight. The age of steam brought a period of change which affected many aspects of shipping, not only its appearance and practices but also its environmental impact. It facilitated further disruption and the emergence of what has become the industry standard for a ‘prime mover’: the diesel engine. Achieving the decarbonisation of the shipping fleet as soon as possible this century will be one of the most significant disruptions the shipping sector has had to manage. Meaningful change by 2050 requires strategic development and decisive action today, made all the more complicated by the immediate demands that the sector manages both the current and longer term impact that the COVID-19 pandemic will have on the shipping industry. This paper looks briefly at the transition from wind power to carbon based fuel power to gain insight into how the shipping sector manages disruptive change. It also reviews some technology options the shipping sector could adopt to reduce its environmental impact to meet a timetable of international requirements on ship emissions limits. The paper will focus on how the engine room might evolve with changes in: (i) energy conversion, how power is generated on board, i.e. the engine; and (ii) energy storage, i.e. choice of fuel.

**The complete article is available by downloading the PDF. Full text HTML is coming soon!**

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By |2020-07-14T09:41:20+00:00July 14th, 2020|Weld Engineering Services|Comments Off on Evolution in the Engine Room: A Review of Technologies to Deliver Decarbonised, Sustainable Shipping

The Role of Zero and Low Carbon Hydrogen in Enabling the Energy Transition and the Path to Net Zero Greenhouse Gas Emissions

Home > Journal Archive > The Role of Zero and Low Carbon Hydrogen in Enabling the Energy Transition and the Path to Net Zero Greenhouse Gas Emissions

Johnson Matthey Technol. Rev., 2020, 64, (3), 357

1. Introduction

The use of hydrogen is not new. Fuel cells were invented over 150 years ago and have been providing on-board power to space missions for over 50 years. Industry makes millions of tonnes of hydrogen every year, with its main uses (in pure and mixed forms) being: oil refining (33%), ammonia production (27%), methanol production (11%) and steel production via the direct reduction of iron ore (3%). Hydrogen is manufactured primarily from the conversion of natural gas (~75%) and coal (~20%), with 2% from electrolysis. The associated CO2 emissions are of the same magnitude as those of the UK and Indonesia combined (1).

The urgent need to minimise and then eliminate CO2 and other GHG emissions to avoid a climate catastrophe is driving new dialogue around ways to achieve this, and hydrogen is moving to the centre in many of these discussions. For example, the Committee on Climate Change (CCC), the UK Government’s independent advisor on climate change, said in its net zero policy document that moving from the previous target of 80% GHG emissions reduction to the net zero target “changes hydrogen from being an option to an integral part of the strategy” (2).

This article will present an overview of some ongoing and planned demonstration projects, outlining the importance of such activities in providing confidence that the hydrogen approach is the right one for multiple geographies around the world and that there are technologies that are ready to be deployed today.

2. Net Zero Policies and Their Implications

The IPCC reported in November 2018 that global warming should be limited to 1.5°C (3), and they showed that this requires net CO2 and GHG emissions to become zero by 2050. Achieving net zero by 2050 is going to be very challenging, both at the country and the worldwide level. While CO2 emissions in the developed economies have generally either stabilised or started to drop, those in rapidly developing countries such as China and India are increasing significantly, as shown in Figure 1.

Fig. 1

Historical and projected annual CO2 emissions from major countries and regions. Reprinted from (4) under a Creative Commons Attribution 4.0 International license

Historical and projected annual CO2 emissions from major countries and regions. Reprinted from (4) under a Creative Commons Attribution 4.0 International license

The global requirement for energy to drive industry, transportation, heating and cooking is also rising, placing further stress on efforts to limit global warming (5). Nevertheless, several national governments have set net zero targets, and some have already enshrined them in legislation (6, 7, 8). In the UK, the Department of Business, Energy and Industrial Strategy (BEIS) responded to the IPCC report by commissioning the CCC to review the implications of a net zero target, and to assess whether there was a credible pathway to achieve zero GHG emissions. The CCC’s ground-breaking work outlined a bottom up approach to a total energy system decarbonisation, achieving net zero. On the back of this, the UK was the first of the G20 major global economies to legislate a net zero emissions target by 2050 when it updated the Climate Change Act early in 2020 (6). 15 other countries have now set net zero targets, including Sweden (2045), Denmark, France and New Zealand (all 2050) and several others (including Chile, Spain and the EU27, through the European Commission) are discussing the target and its timeline (9).

The implications of net zero are marked. In the past, those emissions most costly and difficult to abate could be left. However, net zero means that most sectors will have to become completely emission free. Furthermore, processes which offer negative emissions will become extremely important to offset areas such as aviation where a zero emission pathway will be extremely challenging for the foreseeable future. For example, the combustion of biomass with the capture and storage of the CO2 generated is one route to negative emissions, as is the more well-known example of planting trees.

3. The Role of Hydrogen in Enabling Global Decarbonisation and Net Zero

Hydrogen is regarded as a flexible energy vector, and this section discusses its potential application in a number of key sectors: power generation (including energy storage), transportation, industrial and chemical processes and heating buildings (10). There are many divergent forecasts, as the appreciation of the role that hydrogen could play in reducing global emissions develops (2, 10, 11). However, many proposals require at least a tenfold increase in production of low carbon hydrogen over the fossil fuelled production today. As an example in 2017 the Hydrogen Council produced a report which described the scaling up of hydrogen out to 2050. The analysis showed a requirement for 78 exajoules (EJ) of low carbon hydrogen versus 10 EJ of fossil derived hydrogen today. The split proposed between different sectors was 9 EJ for power generation, 22 EJ for surface transport, 16 EJ for industrial energy, 11 EJ for building heat and power, 9 EJ of new process feedstocks and 10 EJ to convert existing feedstocks (10) to low carbon hydrogen.

3.1 Power Generation

One reason that hydrogen did not take off previously as part of global decarbonisation efforts was that there were other sectors with high CO2 emissions that could be reduced more cost effectively. From a policy perspective it was easier and cheaper to focus on the power sector where large reductions in emissions have been achieved. For example, in the UK the carbon intensity of electricity generation was almost halved between 2013 and 2017 (12) by the removal of coal from the system and the deployment of high levels of renewables such as solar and wind as well as conversion of some coal to biomass. The relative return has been high as there was an existing infrastructure to plug these new generation sources into, which to date has been largely able to cope with the move from large centralised generation facilities to more distributed power generation (such as wind and solar). However, the existing system may struggle to run stably as the proportion of renewables increases further. For example, there was a major loss of power across several regions in the UK in August 2019 when the system lost stability, partially caused by loss of a large off-shore wind farm (13).

Increasing the renewable content in the power generation sector is a key lever in moves towards net zero across many sectors, and renewable energy now accounts for a third of global power capacity (2). In the UK, up to 40% of electricity generation comes from renewables today, including 20% from wind, 12% from biomass and 6% from solar (14, 15). This increasing trend will clearly continue, driven both by the needs to decarbonise the power generation sector, and by the continued reductions in the cost of wind and solar power installations. Figure 2 shows the dramatic drop in the cost of utility scale solar, on-shore and off-shore wind power between 2012 and 2023 (17), showing how competitive renewables have become with fossil fuel power generation. A recent report from Bloomberg New Energy Finance (BNEF), USA, (18) states that from 2010 to the present day, there has been an 85% reduction in the cost of solar power and a 49% reduction in the cost of wind power. Indeed, the BNEF report goes on to say that more than two thirds of the global population today live in countries where solar or wind, if not both, are the cheapest form of new electricity generation. By 2030, new wind and solar are forecast to get cheaper than running existing coal and gas plants almost everywhere, if the transmission system costs are ignored.

Fig. 2

Cost of generation for utility scale renewables and fossil fuels from 2012 to 2022 (16)

Cost of generation for utility scale renewables and fossil fuels from 2012 to 2022 (16)

As well as the system stability challenges mentioned above, another concern with increased future reliance on renewables is how to maintain supply when the sun isn’t shining and the wind isn’t blowing. This introduces the need for large scale energy storage, with different storage and release timescales depending on location. For example, California and the UK have economies of comparable sizes, and have a similar total electricity demand, but the seasonal variation in energy demand is lower in California than in the UK, due to its more stable climate. In California, therefore, the main requirement is for short-term energy storage, storing excess solar energy during the day for use in the evening and overnight, so battery-based solutions make sense here. In the UK (and in large parts of Europe) there are massive seasonal demand fluctuations, so very large amounts of excess energy must be stored for much longer periods of time. In fact, as the proportion of renewables increases there will be a need for even more seasonal energy storage as the fossil fuel baseload has been reduced, which lends itself to a gas-based solution. Hydrogen will play a key role here since it can be generated from water through electrolysis using excess renewable energy (to make zero carbon hydrogen), as well as by advanced gas reforming with carbon capture utilisation and storage (CCUS) (to make low carbon hydrogen), as discussed later. Crucially, hydrogen is able to provide underground storage of a zero‐carbon fuel at the multi-Terawatt hour (TWh) scale required for inter-seasonal energy storage. This underground hydrogen storage can be in depleted gas fields or salt caverns, depending on local geological conditions (19).

Turbine manufacturers are already turning their attention to hydrogen gas turbines. Most have a turbine capable of taking a blend of hydrogen and natural gas today and are working on 100% hydrogen turbines. In this way, hydrogen provides the required flexible, dispatchable power to compliment the growth in variable renewable generation.

3.2 Transportation

There is no doubt that many countries have made significant steps to decarbonise the power sector, but this is not the case for other sectors such as transport where emissions have increased over the past 10 years (20, 21). Even in Europe, where tailpipe CO2 levels are regulated and where there is a strong drive to improve fuel efficiency (and reduce CO2) to minimise fuel and vehicle taxation costs, the last two years have seen an increase in the average CO2 emissions of new cars in the European fleet (see Figure 3). This has been partly driven by the reduction in sales of diesel vehicles (which are more fuel efficient than comparable gasoline vehicles) and by the increase in sales of larger cars, such as sport utility vehicles (SUVs). Nevertheless, this trend is going in the wrong direction and needs to be reversed rapidly.

Fig. 3

Average CO2 emission of new cars sold in Europe (22)

Average CO2 emission of new cars sold in Europe (22)

The two main routes towards net zero ground transportation are based on uptake of battery electric vehicles (BEVs) and fuel cell electric vehicles (FCEVs). BEVs are already being sold in significant numbers and in the passenger car sector these will make up a large proportion of sales in a future, decarbonised world (22). However, there are transport applications where hydrogen fuel cells constitute a more suitable zero emission powertrain, such as in long haul trucking. Hydrogen (when pressurised in storage tanks) can have a much higher energy density than batteries and refuelling with hydrogen can be carried out in a similar timeframe to filling current fuel tanks, while the batteries required to meet the needs of long haul trucks would need to be very large, and therefore expensive and heavy, and require a long time to charge (23). Fuel cells also match the needs of cars covering large annual distances, where the long range and fast refuelling advantages make a compelling combination. In addition, fuel cell powered locomotives are starting to be introduced, and these could provide a cheaper route than electrification to decarbonise rail transport for branch lines (24).

Many governments (25) have developed strategies around the future use of hydrogen in transportation and have set targets on the uptake of FCEVs and the number of installed hydrogen refuelling stations (HRS) to provide their fuel. For example, the uptake of FCEVs is projected to increase massively in China, on the back of strong government policy and incentives. The government is planning to have over one million FCEVs in the vehicle fleet by 2030. Japan and South Korea are also strongly focused on developing into hydrogen economies, and part of this involves increased uptake of FCEVs in the transport sector, with concomitant HRS infrastructure development. As well as being driven by energy security considerations, this government focus on hydrogen also provides support and stimulus for large domestic original equipment manufacturers who are the leaders in global FCEV introduction: Toyota, Japan, and Hyundai, South Korea.

So fuel cells will work alongside batteries to play an important role in reducing the CO2 footprint of ground transportation. Furthermore, FCEVs also have a battery, so there are some very direct synergies between the two technology approaches.

3.3 Industrial Heat and Feedstock for Chemical Processes

The main historical use of hydrogen has been in refineries to process crude fuels into refined fuels, to remove sulfur and as a feedstock for ammonia and methanol production (26). In future, these processes will need to be decarbonised further by moving to a low carbon hydrogen feedstock, but it is not a simple process as plant sizes are large and are heavily integrated. Retrofit opportunities are available, but they will often not decarbonise the processes in line with net zero targets.

New processes are being considered such as the use of electrolysis to provide hydrogen for ammonia production. Currently these are small prototypes and it is unclear at what point the economics of such a route could be considered competitive. Among others, ENGIE, France, and Yara International ASA, Norway, have announced a project in Western Australia (27) based on using solar power, however there are challenges in storing electricity or hydrogen to buffer for night‐time as chemical plants do not like to be started up and shut down repeatedly.

With the move to net zero there has been a focus on heavy industry. Under the previous GHG reduction targets of 80%, it was recognised that heavy industry is hard to decarbonise and it would be likely that residual emissions would be left in certain sectors. However, net zero means that nearly all emissions need to be removed from the industrial sector as there are other areas that are even harder to decarbonise, such as aviation. The challenge for industry is it has few routes to decarbonisation since high temperature processes have historically used fossil fuels and conversion to electrification is not deemed technically or commercially feasible in many cases. Hydrogen is viewed as the most viable technical alternative and given the correct support to value the low carbon product could be the most economical solution.

The other major issue with industrial processes is the scale. Today a world scale methanol plant can produce 5000 tonnes per day (tpd) from fossil fuels, primarily natural gas and coal. To convert a single plant of this scale to using hydrogen produced by electrolysis would require power from more than 500 of the world’s largest wind turbines (28). There are examples of plants (29) that can use renewable energy to generate hydrogen for production of methanol when combined with captured CO2, but these are currently at much smaller scale than required for a world market of greater than 75 million tonnes per annum (30).

3.4 Heating Buildings

Recently heating is an area in focus particularly in the UK where currently 85% of domestic houses use natural gas. With a net zero ambition all heating must be fully decarbonised. Whilst electric heat pumps can be an efficient route and will play a part to low carbon heating (particularly in new housing stock), the uptake of this technology is low, so alternative solutions will be required and again hydrogen offers a number of advantages as it can be retrofitted into existing systems in the home (31).

The challenge posed by heating in the UK (and a number of countries worldwide) is that there is a marked seasonal variation in energy requirement through the year. An often-cited graph (Figure 4) demonstrates this well, showing the energy demand in the UK between 2015 and 2018 split between the different fuels. What is clear is that the UK relies heavily on gas to provide a secure and resilient energy system. Gas provides on average around three times more energy than electricity and at peak demand this can increase to more than five times more energy. The other stark feature of the graph is how constant the demand for electricity and transportation fuel are, whilst the demand for gas is very seasonal. The ability to store gas in large volumes and the infrastructure in place to deliver gas to the end user allows for the rapid response to changes in demand profile.

Fig. 4

Annual trends in the UK’s daily use of energy for electricity, transport and gas. Data are from the National Grid, Elexon and BEIS. Charts are licensed under an Attribution-No Derivatives 4.0 International license. By Grant Wilson, University of Sheffield, UK

Annual trends in the UK’s daily use of energy for electricity, transport and gas. Data are from the National Grid, Elexon and BEIS. Charts are licensed under an Attribution-No Derivatives 4.0 International license. By Grant Wilson, University of Sheffield, UK

The proposal from the CCC for net zero requires the capacity of the electricity grid to double, both in terms of generation and transmission, to accommodate the large increase in BEVs. To date the UK has made great strides in decarbonising power, but realistically three to four times more renewable generating capacity is needed and network infrastructure to meet the new requirement before considering using large amounts of renewable electricity for heat or to make hydrogen to be used for heating. Therefore, it has widely been proposed to use low carbon hydrogen, manufactured from natural gas at large scale, to provide decarbonised heating. Initially this would be by blending hydrogen into the grid. In the future when the safety case has been proven there could be the move to 100% hydrogen in the UK’s gas transmission and distribution system.

Again in the UK, the H21 report (32) has been instrumental in setting out a clear, rational plan to cover all requirements for a transition from natural gas to hydrogen, using Leeds as a test case. The proposal had four steam methane reformers produce hydrogen coupled with CCUS. The hydrogen is then distributed through the polyethylene piping that is rolling out across the gas distribution network. The domestic side would require burners to be changed (for example gas boilers, cooking hobs and ovens), but this was done in the 1960s when the UK transitioned from town gas (which contained around 50% hydrogen) to natural gas (which contains essentially no hydrogen) (33). A lot of attention has been paid to the H21 work as it gave a fully costed route using existing technology blocks with a scheme to roll it out across a real network by domain. The work was recently extended to cover the North East of England.

Trials are taking place in the UK at Keele University where an ITM Power electrolyser (ITM Power, UK) is blending hydrogen into the private university gas network. The project (34) is led by Cadent, UK, and it is funded by the Office of Gas and Electricity Markets (Ofgem) (£6.8 million). To cover the domestic use case BEIS has awarded (35) £25 million to a project managed by Arup, UK, called Hy4Heat. The UK is well placed as an iron gas main replacement programme (36) has been running for a number of years converting piping to polyethylene, which is a much better material for transporting hydrogen. Iron piping has issues with embrittlement when in contact with hydrogen, which would lead to safety issues. Other trials looking at 100% hydrogen in the gas grid under the H21 programme are being led by Northern Gas Networks, UK, which include research and development (R&D) as well as operational and maintenance considerations of conversion.

As mentioned above, one of the key considerations for heating is to be able to store large volumes of energy and distribute it across the country. In the next section we will consider how hydrogen can be made, stored and distributed.

4. Low and Zero Carbon Hydrogen Production, Storage and Distribution

While hydrogen can be produced through the electrolysis of water, most of the hydrogen produced today is manufactured by steam methane reforming (SMR), in which, at high temperatures, natural gas is converted to hydrogen and CO2. As identified by the CCC, production of bulk low-cost, low carbon hydrogen from fossil resources is an integral part of meeting the UK’s net zero obligations (and net zero targets around the world). It can also make a significant and important contribution to the UK’s pressing 4th and 5th carbon budget shortfalls. The low cost aspect is important: at present the cost of manufacturing hydrogen by advanced gas reforming incorporating downstream CCUS (to ensure the hydrogen has a low carbon footprint) is around US$1.50–2.80 kg−1, while the cost of hydrogen from renewables is much higher, falling between US$3.00–7.50 kg−1 (1). Hydrogen made from electrolysis using renewable electricity is regarded as zero carbon and is referred to as ‘green’ hydrogen, while that made via methane reforming with CCUS is regarded as low carbon and referred to as ‘blue’ hydrogen. While the end-point in a fully decarbonised ecosystem will be green hydrogen, the most cost effective way to integrate hydrogen broadly into a wide range of applications today (and for the foreseeable future in many parts of the world) is to use blue hydrogen. For example, the CCC’s Net Zero report and roadmap predicts that the UK will require approximately 270 TWh of hydrogen in 2050 (up from around 15 TWh today), and they estimate that around 80% of this will be blue hydrogen, with the remaining 20% being green, as shown in Figure 5 (2).

Fig. 5

Projected net zero UK demand for hydrogen in 2050, and the proportion generated by electrolysis (green hydrogen) and advanced gas reforming (blue hydrogen). Copyright (2019) Committee on Climate Change (2)

Projected net zero UK demand for hydrogen in 2050, and the proportion generated by electrolysis (green hydrogen) and advanced gas reforming (blue hydrogen). Copyright (2019) Committee on Climate Change (2)

Before we discuss the routes to blue hydrogen, electrolysis will be outlined. Electrolysis uses electricity to split water into hydrogen and oxygen. This reaction takes place in an electrolyser, which like fuel cells consists of an anode and a cathode separated by an electrolyte. There are two commercially available technologies:

  • Alkaline technology has been commercially available for many years. The electrolyte is a liquid alkaline solution of potassium hydroxide and materials like nickel, carbon-platinum, cobalt and iron are used for the electrodes. Alkaline is considered a well-known, lower risk technology, and generally has a lower capital cost than proton exchange membrane (PEM) but a higher operating cost (37)

  • PEM technology is more recently commercialised. The electrolyte is a PEM, which allows diffusion of H+ from one electrode to the other. One electrode is Pt and the other is iridium/iridium oxide. Ir/IrOx is necessary because it can withstand the acidic conditions of the cell (many metals dissolve under these conditions) (38).

There are two other types of electrolyser at earlier technology readiness levels:

  • Anion exchange membrane (AEM) is similar to PEM but anions diffuse through the electrolyte. AEM is expected to be as efficient and dynamic as PEM but membrane development is required for it to withstand the alkaline conditions (39)

  • Solid oxide electrolysers run at high temperature (600–800°C) and could make use of waste heat or steam in industrial processes. Currently there are issues relating to the durability of the ceramic materials at high temperatures.

The topic of electrolysis will be revisited in the future as there are important advances required to enable large scale deployment. In the near term, as mentioned above, the consensus is that blue hydrogen will be key. Johnson Matthey, UK, has developed a process known as Low Carbon Hydrogen (LCHTM), which has a gas heated reformer and autothermal reformer at its core to generate blue hydrogen from natural gas, shown in Figure 6 (40). This approach gives a higher hydrogen yield and is more energy efficient than existing SMR technologies. And, crucially, this process is easier and cheaper to decarbonise through CCUS than an SMR. The process delivers a high CO2 capture rate, high efficiency and low-cost solution, providing significant benefits compared with SMR and alternative autothermal reforming (ATR) technologies. The approach is based on established chemical process engineering, designed to operate at scale, enabling carbon reduction for industry, dispatchable power, domestic heating and transport.

Fig. 6

The LCHTM flowsheet

The LCHTM flowsheet

The main benefits of the LCHTM technology compared to the current SMR technology with >95% CO2 capture rates are:

  • a cost-effective way of producing low carbon hydrogen with a CO2 stream that is suitable for transport and geological storage

  • the hydrogen product is of suitable quality and quantity to be used for a range of applications including domestic, industrial and, in the future, power generation and fuel cell vehicles

  • high reliability and robustness in terms of the ramp rates and turndown capability which can match demand

  • eliminates the cost issues associated with the SMR post-combustion CO2 removal unit

  • small plot plan allowing efficient utilisation of existing available area and option for installation of larger plants in case of increasing hydrogen demand.

A comparison of the process performance for LCHTMversus an SMR is shown in Table I, where the hydrogen production rate has been fixed and a minimum CO2 capture rate of 95% has been required.

Table I

Comparison of Process Performance and Total Capital Cost for a Steam Methane Reforming versus an LCHTM plant.

Parameter Units SMR flowsheet LCH flowsheet
Natural gas as feed kNm3 h−1 39.74 38.31
Natural gas as fuel kNm3 h−1 5.36 0
Total natural gas kNm3 h−1 45.10 38.31
Natural gas energya MW 439 400
Hydrogen production kNm3h−1 107.4 107.4
Hydrogen energya MW 322 322
Natural gas efficiency % 73.3 80.6
CO2 captured tonne h−1 83.7 76.3
CO2 emitted tonne h−1 4.4 3.7
CO2 captured % 95.0 95.4
ISBL + OSBLb CAPEX £, millions 261 159

Overall, the LCHTM technology offers the UK and other countries a ‘low regrets’ way of moving towards a net zero scenario as all of the unit operations have been deployed at scale in other areas, such as in production of methanol and ammonia. Design work has confirmed that a single train is capable of producing 300 MW (lower heating value) of high purity hydrogen. Furthermore, work has been conducted that indicates that a 1.5 GW hydrogen plant could be built in a single train with a number of equipment items in parallel.

One of the major barriers to hydrogen deployment versus other renewable technologies has been the requirement to build new infrastructure immediately, particularly for generation and distribution to the various customers. Today much of the hydrogen market is dominated by captive supply where generation is next to use, for example hydrogen production for use at a refinery for upgrading transport fuels.

The view that hydrogen can be crucial to decarbonise multiple market sectors means that hydrogen production at scale will be required. It is envisaged that a hub and spoke model will work best, with centralised production facilities bearing the brunt of the load, supplemented by smaller production facilities operating away from large emissions centres. The clustering of existing industry, gas facilities (liquified natural gas, gas turbines), ports, major pipelines and intersections with hydrogen production and CCUS facilities represents the lowest cost route to net zero. The additional ability to reuse existing gas distribution networks in some countries will play a large role in reducing transport costs.

Before returning to examples of key UK projects it is worth discussing how energy is moved as this is one of the key infrastructure challenges to make a dramatic energy transition. Transportation and storage are costly elements of the value chain. At small scale distributed production will rely on local storage and distribution, for example tube trailers. At large scale the reuse of gas pipelines will allow hydrogen to be moved around cost effectively and there are known and available solutions for storing hydrogen such as salt caverns. More capacity will be required to deal with the volumes of gas required, but this is not seen as a barrier for deployment.

There is another opportunity that hydrogen offers, which is to move renewable energy from where it can be generated at very low cost to where it can be monetised. There are areas of the world which have very good utilisation factors for renewables, but they are not near demand centres and the cost and practicality of a transmission system would not be viable. The focus has been on using hydrogen to transport the energy in a chemical bond. Different strategies are being considered, such as liquefication of hydrogen, synthesis of a hydrogen containing molecule (ammonia or methanol) that can be converted back to hydrogen or use of a carrier (liquid organic hydrogen carriers) where an organic molecule is hydrogenated and dehydrogenated. The main considerations are process efficiency, energy density, safety and whether there is existing infrastructure (41).

Extensive studies have been carried out and large-scale projects are now being initiated to demonstrate how low and zero carbon hydrogen can be manufactured at scale and integrated at a city-wide and regional level (4245). In the UK, BEIS are currently engaged in supporting a number of studies covering the whole value chain to understand the current technology options and potential lowest cost solutions. The strategy is being developed as part of the Clean Growth Plan. In addition, since the announcement of the UK’s Net Zero legislation there have been further funding streams announced, which are either live (Industrial Strategy Challenge Fund), under consultation (Industrial Energy Transformation Fund) or will be consulted on in 2020 (Low Carbon Hydrogen). However, this should only be considered as the tip of the iceberg. Of critical importance to the sustained roll out of low carbon hydrogen will be the business models that allow private investment, which improves the supply chain and increases scale ultimately driving down costs to the consumer.

Whilst no definitive policy changes have been made to date in the UK there has been much more focus on how the UK can lead in low carbon technologies and embed this at the heart of plans for clean growth. BEIS has responsibility for both the Clean Growth Plan and Industrial Strategy. It has recently been much more active in the hydrogen and CCUS space, considering production, transport and use. Another £33 million has been made available under the Hydrogen Supply Competition (HSC) focused on production (46).

5. Case Study: HyNet

The HyNet project comprises the development and deployment of a 100 kNm3 h−1 (equivalent to 300 MW of hydrogen, lower heating value) hydrogen production and supply facility to be sited at Essar Oil’s Stanlow refinery utilising Johnson Matthey’s LCHTM technology. It could represent one of the first deployments of a technology proven in other sectors to the production of clean hydrogen and will achieve this at scale, at higher efficiency than other reforming technologies and with a very high carbon capture rate. It therefore will deliver low cost, low carbon bulk hydrogen.

This plant is core to the North West HyNet project. It is not a theoretical plant design but one that meets the specific regional demands, delivered on a specific project site. It will provide a foundation reference design for replication through multiple lines in the North West, elsewhere in the UK and internationally. When associated with the HyNet CO2 transport and storage infrastructure, this delivers low cost, low carbon hydrogen for key industrials alongside non-disruptive blending to over two million households as part of delivering a net zero industrial cluster in the region. A schematic of the concept is shown in Figure 7.

Fig. 7

A schematic of the HyNet project. Provided courtesy of HyNet

A schematic of the HyNet project. Provided courtesy of HyNet

Having completed prefeasibility work under Phase 1 (47) of the BEIS HSC, the full front-end engineering design and wider operational, delivery, contracting and consenting programme is underway as part of Phase 2 of the HSC, which will deliver a shovel-ready project, providing the basis for a final investment decision. The project is being developed by a consortium of Johnson Matthey, as technology provider, SNC-Lavalin, Canada, as project delivery specialists, Essar Oil which owns the land, and led by project developer Progressive Energy, UK.

6. Case Study: Acorn

The Acorn Hydrogen Project, in North East Scotland (Figure 8) places advanced reforming technology at its core. The project will deliver a replicable process for cost-efficient hydrogen production based around natural gas, whilst capturing and sequestering climate changing CO2 emissions.

Fig. 8

A schematic of the Acorn project to be located in Scotland at St Fergus. Provided courtesy of Pale Blue Dot

A schematic of the Acorn project to be located in Scotland at St Fergus. Provided courtesy of Pale Blue Dot

By 2025, the plant could be the first operational clean hydrogen plant in Europe, enabled for early development by the Acorn CCUS Project which is under development at the same location. North East Scotland is home to the oil, gas and renewables supply chain, which has the capability, capacity, technology and assets to diversify into a future hydrogen supply chain, creating economic value and jobs for the region and supporting a just transition to a low carbon economy. Clean hydrogen can be blended into the National Transmission System (NTS) and used in the region for decarbonising heat, industry and transport.

Phase 1 of the HSC delivered a feasibility study for an advanced reforming process at St Fergus (48). The basis of the study was export of hydrogen at a 2% by volume blend into the NTS. No technical issues were identified. Crucially, the work has also strengthened the partnering and route to market aspects of the Acorn Hydrogen Project.

The Acorn Hydrogen Project is led by Pale Blue Dot Energy, UK, and benefits from strong industry study partners in Shell, The Netherlands, Chrysaor, UK and Total, France, while Johnson Matthey will play a significant role in providing a hydrogen technology option for the project. Acorn Hydrogen offers Scotland and the UK the opportunity to capture up to 19 million tonnes CO2 equivalents of CO2 per year through the build-out, enabling the UK to reach its net zero obligations by 2050 and Scotland by 2045.

These are not the only projects that are being discussed in the UK. Recently announced, the Zero Carbon Humber (49) project brings together Equinor, Norway, Drax, UK and National Grid, UK with a vision to cut the emissions from the largest UK hotspot and again has hydrogen at the core. Johnson Matthey is also involved in a project called Cavendish (50) looking to produce low carbon hydrogen at the Isle of Grain, which would provide decarbonised dispatchable power to service London as well as providing a decarbonised gas for domestic heating.

It should be noted that this is not purely a UK opportunity as shown by the projects being discussed in The Netherlands, H-Vision project (51) at the Port of Rotterdam as well as Magnum (52), which is the conversion of a natural gas combined cycle gas turbine (CCGT) to hydrogen. The recently published US Hydrogen Roadmap (53) also discusses routes to hydrogen and sees a role for low carbon hydrogen production from natural gas.

7. Conclusions and Recommendation

Low carbon hydrogen has the potential to play a large role in supporting the journey to net zero. Projects should be deployed in the next 10 years to learn the real costs of operation and stimulate the supply chain. It will take time to build the volume of hydrogen production and the infrastructure for hydrogen use in all the sectors discussed above. There is always the question of balancing supply and demand, but with the many potential use cases building capacity will be a key starting point. Hydrogen produced by electrolysis powered by renewables is the ultimate answer and efforts need to be developed and scaled up, but it will struggle to deploy at the scale required in many locations in the near term. Both routes to low carbon hydrogen will be needed and they should be seen as complimentary with a transition happening over time.

By |2020-07-14T08:46:33+00:00July 14th, 2020|Weld Engineering Services|Comments Off on The Role of Zero and Low Carbon Hydrogen in Enabling the Energy Transition and the Path to Net Zero Greenhouse Gas Emissions

East Asian Transportation

Johnson Matthey Technol. Rev., 2020, 64, (3), 338

1. Introduction

Decarbonisation of transport relates to the structure of energy consumption in the transport sector, unless vehicle-mounted carbon capturing devices are considered. The structure of primary energy consumption in the world and final energy demand for transportation services in 2016 are shown in Figure 1. Obviously, the main pattern for transport decarbonisation is associated with substitution of petroleum for other energy carriers with lower carbon footprints. Such energy carriers are gas (primarily methane), electricity and hydrogen. Vehicles utilising the last two types of energy as input, provided that hydrogen is used as fuel for fuel cells (FCs), are called zero emission vehicles (ZEVs). However, it is necessary to take into account the origin of these energy carriers, since their source could be coal, oil or natural gas. The ultimate solution to the issue of transport decarbonisation is complete electrification of transport, including the use of so-called ‘green’ electricity and hydrogen, i.e. those originated from renewable or nuclear energy. The fact that water vapour has global warming potential is beyond the scope of the topic under discussion.

Fig. 1.

World energy consumption in 2016. Mtoe = millions of tonnes of oil equivalent (1). IEA, All rights reserved

World energy consumption in 2016. Mtoe = millions of tonnes of oil equivalent (1). IEA, All rights reserved

Transport decarbonisation patterns have several aspects: social, economic, technological and institutional. The social aspect is affected by fears of future crude oil supply exhaustion and anthropogenic impact on the environment. The economic drivers are profit-making for vehicle manufacturing and energy supply businesses and value-added ambitions for national governments, including substitution of energy import by establishing domestic innovative energy technology chains. The technological aspect relates to maturing and commercialisation of technologies for more effective utilisation of traditional fuels and the ‘green’ production, transportation and storage of electricity and hydrogen. The institutional factor refers to the regulatory mechanisms to reduce greenhouse gas (GHG) emissions associated with passenger and cargo traffic by all transportation modes, both at national and international levels. Other issues of technological and comparative socio-economic assessments of transport systems involving the shift from petroleum to gas fuel, improvements in vehicles’ energy efficiency, introduction of biofuels, carbon capturing systems and rationalisation of transport services remain outside the scope of this article. Aspects of transport decarbonisation, related to the creation and development of hydrogen technologies in the industrialised economies of East Asia in recent years, will be considered further.

2. East Asian Economies as Forerunners

The East Asian economies of Japan, South Korea, China and Taiwan are among the global leaders in a number high-technology industries. More than half of cars, buses, trucks and more than 90% of newbuild ships in the world are produced in these economies (Figure 2 and Figure 3), and they hold significant share of the world’s electric vehicles stock and sales, including infrastructure for charging battery electric vehicles (BEVs), see Table I and Table II. The industrial might of East Asian countries combined with energy resource shortage has led to their overwhelming dependence on coal, oil and gas imports. Taiwan, Japan and South Korea are characterised by extreme dependency on energy imports (Figure 4), while China is the world’s largest energy importer (Figure 5).

Fig. 2.

World’s vehicle production by major type and country of manufacturing, 2018 (2)

World's vehicle production by major type and country of manufacturing, 2018 (2)

Fig. 3.

Deliveries of new ships by major vessel type and countries of construction, 2017 (3)

Deliveries of new ships by major vessel type and countries of construction, 2017 (3)

Table I

Electric Car Stock and Sales in 2018 (4)a

World China Japan South Korea Share of China, Japan and South Korea in the world
millions %
Electric car stock (BEV and plug-in hybrid electric vehicle (PHEV)) 5122 2306 255 60 51
Electric light commercial vehicle (LCV) stock (BEV and PHEV) 244 138 8 60
New electric car sales (BEV and PHEV) 1975 1079 50 34 59
New electric LCV sales (BEV and PHEV) 80 54 0 68
Table II

Electric Vehicle Supply Equipment Stock in 2018 (4)a

World China Japan South Korea Share of China, Japan and South Korea in the world
Units %
Publicly accessible chargers (slow and fast) 538,609 275,000 29,971 9303 58
Publicly accessible slow chargers 395,107 163,667 22,287 5394 48
Publicly accessible fast chargers 143,502 111,333 7684 3910 86

Fig. 4.

Energy import dependency of East Asian economies in 2018 (5)

Energy import dependency of East Asian economies in 2018 (5)

Fig. 5.

Top 12 net energy importers in 2018 (5)

Top 12 net energy importers in 2018 (5)

The carbon footprint of transportation systems is usually measured from ‘tank to wheel’, i.e. GHG emissions from fuel and energy stored on-board the vehicle. Following this approach a BEV is considered a ZEV even in cases where the electricity stored in its battery is produced from coal or gas. However, ‘tank-to-wheel’ GHG emission is an important metric when strictly defined common transportation systems like roads, aviation, water and railways are considered. The respective share of these modes within the total final energy consumption for transport in four East Asian economies in 2016 and their share by energy consumed are shown in Table III.

Table III

The Structure of Energy Consumption in East Asiaa by Transportation Modes in 2016 (6)

Indicator Petroleum, Mtoe Gas, Mtoe Electricity, Mtoe Total, Mtoe Share by mode, %
All modes 397 29 13 439 100
  Road 293 29 5 326 74
  Airb 51 51 12
  Waterb 50 50 11
  Rail 4 8 12 3
Share by energy, % 90 7 3 100

The per capita GHG emissions from domestic transportation, and particularly those of road vehicles in South Korea, Taiwan and Japan are significantly higher than the world’s average GHG emissions (Figure 6). As the International Energy Agency (IEA)’s report shows (7), the GHG emissions due to international bunkering are relatively small in comparison to domestic transportation emissions. However, it seems that a significant part of such emissions, induced by international marine and aviation traffic originated in East Asia, is attributed to the countries proportionally to the traffic within their economic zones, not by the site of actual fuel bunkering. This shows a strong link between international initiatives for GHG emissions reduction and energy policy drivers for the development of low-carbon technologies for mobile energy systems in East Asian economies.

Fig. 6.

The intensity of GHG emissions in East Asia in 2017 (7). Data sources: UN and IEA

The intensity of GHG emissions in East Asia in 2017 (7). Data sources: UN and IEA

It is clear that shifting from petroleum to natural gas and electricity will lead to lower carbon footprints. Electrification eventually will end up in zero ‘tank-to-wheel’ GHG emissions. Importantly, vehicle electrification could be based on two approaches: (a) electricity generated outside the vehicle; and (b) electricity generated on board. The latter implies existence of fuel storage, electricity generator and power transmission within a single vehicle. If such a transport vehicle (ship, aircraft, locomotive, road or off-road vehicle) is fuelled by ‘green’ hydrogen or electricity, it is a true ZEV under the ‘well-to-wheel’ terms.

East Asia is already a leader in FC electric vehicle (FCEV) production. Currently, there are more than 11,000 FCEVs in the world, and while most FCEVs are used in the USA, up to 85% of them have been produced in East Asia (8). East Asian economies are characterised by the widespread use of light vehicles for individual movement, such as mono-, bi- and tricycles, mopeds and motorcycles, thus different types of battery and FC scooters are under development (9).

Despite extensive railway electrification in East Asia, FC locomotives are being designed in Japan and South Korea. International aviation will not be a priority for the implementation of hydrogen technologies, while electric propeller aircrafts and drones could be powered by FC. Recent advances in liquefied natural gas (LNG) fuelled ships and its combination with FC technologies will bring new impetus to low-carbon powertrain development for water transport systems.

Electrification is the main option for ultimate decarbonisation for all types of transportation systems. The trends of transport electrification are determined by advances in storage of electricity and hydrogen, and by improvements in onboard powertrain (the efficiency of the transformation of stored energy into mechanical work) for these types of energy carriers.

The Johnson Matthey Technology Review provides significant contribution to the FC and car batteries technologies development, which is recorded in the issue on the occasion of the 200th anniversary of the journal (10, 11).

Road vehicles are ideal for the development of hydrogen and electric battery technologies because:

  • the lifespan of such vehicles is relatively short

  • the vehicle cost is relatively low

  • the share of the powertrain cost in total vehicle cost is higher

  • requirements for weight compactness are much tighter than for ships, locomotives and aircraft

  • learning experience is quickly gained for technologies and safety procedures due to the car fleet’s long operating hours

  • the availability of hydrogen infrastructure for general use (shared with buildings and industry).

The main advantages of hydrogen technologies over those based on batteries are higher gravimetric density of onboard energy storage and the speed of vehicle refuelling (Table IV). Similar to battery-based transportation systems, progress in FC technologies needs intensive hydrogen infrastructure development.

Table IV

Comparison of Fuel Cell Electric Vehicle and Battery Electric Vehicle Technologies in Terms of Mobility (1214)

Indicator Tesla Roadster (BEV) Toyota Mirai (FCEV)
Weight Electric battery, 450 kg 2 tanks (~5 kg of H2@ 70 Mpa) = 128 kg; FC 114 kW = 56 kg
Energy stored on board 53 kWh 167 kWh
Energy efficiency (at the wheel) 96% 43% (LHVa)
Gravimetric energy density of the energy delivered 113 Wh kg−1 390 Wh kg−1
Refuelling time Hours (tens of minutes for urgent charging) 3–5 min (routine procedure)

The commercialisation of FCEVs and introduction of hydrogen infrastructure will lead to the creation of hydrogen mobility energy systems, the ultimate stage for all carbonless non-catenary electrified transportation modes. It is the start of the process of transitioning energy systems to full independence from fossil fuels.

The most worked out concept for a sustainable circular society within East Asian economies has been developed in Japan (Figure 7) (15). Hydrogen technologies are an integral part of this concept, which introduces hydrogen as a new energy carrier ‘electrofuel’ (8), fungible to electricity.

Fig. 7.

The concept for a sustainable circular society in Japan, where hydrogen is instrumental as new energy carrier. CCU = CO2 capture and utilisation; CCS = CO2 capture and storage; EOR = enhanced oil recovery (injection of CO2 to enhance oil production combined with CCS); AI = artificial intelligence; IoT = internet of things (15). Copyright NEDO

The concept for a sustainable circular society in Japan, where hydrogen is instrumental as new energy carrier. CCU = CO2 capture and utilisation; CCS = CO2 capture and storage; EOR = enhanced oil recovery (injection of CO2 to enhance oil production combined with CCS); AI = artificial intelligence; IoT = internet of things (15). Copyright NEDO

Japan acts as an international icebreaker, capturing leadership positions in hydrogen energy systems development at a national level. This East Asian economy provides an example of energy institutions’ reformation to decarbonise transportation by substituting petroleum for hydrogen. At the summit of the G20 leaders in Osaka in June 2019, the report “The Future of Hydrogen: Seizing Today’s Opportunities” was presented (8). The report was prepared by the IEA on behalf of the Government of Japan.

The energy supply framework and policy drivers to reduce carbon intensity in the transport sector for China, Japan, South Korea and Taiwan will now be reviewed. Since the topic for discussion on technological and institutional options to reduce carbon footprints of transport services in East Asia is very broad, the study will focus on programmes for hydrogen technologies and related institutional developments.

3. China

3.1 Energy Consumption and Transportation Sector

Coal and crude oil occupied 66% and 20%, respectively, of China’s total primary energy supply in 2016. The share of natural gas was only 6%, and the same niche was occupied by renewables. In 2016 the country imported 68% of crude oil and 36% of natural gas consumed (6). According to China’s energy strategy, by 2030 at least 20% of primary energy supply should be provided by renewables, and GHG intensity of gross domestic product (GDP) should be 60–65% lower than the 2005 level (16).

China’s road transport leads fuel consumption within the transportation sector, followed by aviation and water transport (Table V). The transport sector consumed 10% of the country’s total primary energy supply (6) and produced 844 million tonnes of GHG emissions in 2016 (9% of total anthropogenic GHG emissions in China in that year), including 698 million tonnes from road transportation. International marine and aviation traffic added another 31 million tonnes and 26 million tonnes of GHG emissions, respectively (7).

Table V

The Energy Consumption in Transportation Sector of China in 2016 (6)

Indicator Gasoline, Mtoe Diesel, Mtoe Kerosene, Mtoe Fuel oil, Mtoe Gas, Mtoe Electricity, Mtoe Total, Mtoe
National transportation 89.8 122.5 20.2 3.7 22.7 10.8 269.7
  Domestic air transport 0.9 0.4 20.2 0.7 0.0 22.2
  Road 87.2 102.4 0.0 22.7 4.8 217.1
  Rail 0.1 3.2 0.0 0.0 6.0 9.3
  Inland waterways 1.7 16.6 2.9 0.0 21.2
International bunkering 0.4 9 9 18.3
  Marine 0.4 9.3 9.7
  Aviation 8.6 8.6
Share, %
National demand 33 45 8 1 8 4 100
International bunkering to national consumption 43 253 7

Diesel, gasoline and natural gas are the main types of fuel for road transport in China. Noteworthy, the role of vehicles using natural gas, the most carbon-efficient fossil fuel, is visible in the structure of fuel consumption and the structure of vehicle park by fuel type (Table VI). A good potential for fuel switching and decarbonisation exists in rail transport, such as railway electrification and introduction of LNG and hydrogen locomotives. However, the role of coal in electricity generation should be taken into consideration if ‘well-to-wheel’ carbon emissions for transportation are accounted, as the share of this carbon-intensive fuel in power plants energy mix is more than two-thirds (6).

Table VI

Stock of Road Vehicles in China in 2017 (17)

Fuel type Gasoline Diesel Compressed natural gas LNG
Vehicles, million 185.26 19.57 5.73 0.35

3.2 Institutions

The National Development and Reform Commission under the State Council is a government institution responsible for energy strategy and the development of five year energy plans. The policy of promoting transport decarbonisation is conducted on a national level by The Ministry of Industry and Information Technology, Ministry of Commerce, Ministry of Ecology and Environment and the National Energy Administration. Provincial and municipality governments have similar bodies in charge of developing and conducting decarbonisation policy at their levels. In 2018 the China Hydrogen Alliance was established by state-owned China Energy Investment Corporation and 18 other sponsors. The aim is to enhance the development of China’s hydrogen sector by providing policy advice and serving as a platform to coordinate efforts for the development and commercialisation of hydrogen technologies. The alliance is supported and supervised by the Ministry of Science and Technology and other government bodies (18). The Society of Automotive Engineers of China, a national academic organisation founded in 1963, facilitates scientific and technical progress in the automotive industry. The society organises conferences, seminars and in-service training, establishes relationships with foreign societies of automotive engineers and represents China in IEA’s Electric Vehicles Initiative, IEA’s Technology Collaboration Program on Advanced Fuel Cells and in other activities connected with ‘new energy vehicles’ technologies (19).

The energy development strategy action plan for the period 2014–2020, adopted by the State Council in 2014, declares fuel substitution and a robust development of electric vehicles, hybrid and natural gas vehicles and ships. The development of clean vehicle production, strengthening fuel consumption standards and environmental security standards on transport are also highlighted. The document also included hydrogen FCs in the 20 key technologies to be developed (20).

China’s decarbonisation policy under consideration within Central Government is to ban sales and even production of internal combustion engine cars in the foreseeable future (21).

3.3 Major Recent Developments

China is a world leader in BEV stock (4) and sales (21) as well as in electric vehicle supply equipment stock (Table II). To date the FCEV technologies are mostly at the development stage. However, the characteristics of SAIC Motor’s (a Chinese state-owned automobile manufacturer) newest FCEV model Roewe 950 are close to those of Toyota (Japan), Honda (Japan) and Hyundai (South Korea) (22). FCEVs in China are now at the early commercialisation stage, as their stock in the country accounts for just 63 units by the end of 2018 (23).

In 2013 China developed its first FC locomotive. In 2015 Tsinghua University, China, and Chinese state-owned rolling stock manufacturer CRRC Corporation Limited produced a FC tram. In 2016 CRRC’s subsidiary produced a hybrid tram powered by hydrogen cells and a supercapacitor, which has been run on Tangxu Railway from October 2017 (22, 24). The same year CRRC awarded a contract to supply eight hydrogen FC trams for a new light rail line in Foshan (25). Luzhou, Taizhou and other cities are also planning to put into operation hydrogen-powered trams (22).

The Chinese hydrogen FC roadmap began to take shape in the late 1990s, however, research and development (R&D) activities had been carried out before (26). In 2015 the Chinese government prepared a strategy plan “Made in China 2025”, where key strategic high-technology industries were pointed out. The plan highlights the importance of BEVs and FCEVs and urges the development of a full value chain within the country’s automobile industry (27). Currently, the supportive measures to promote FCEVs include:

  • R&D financing, through national research projects and grants

  • Financial incentives: central and local governments provide subsidies for FCEVs as well as hydrogen refuelling stations (HRSs) (28)

  • Demonstrations have been organised to familiarise the public with FCEVs and to promote them since the Olympic Games in Beijing in 2008. Demonstrations have been organised on a daily basis in some cities (29)

  • Themed industrial parks for hydrogen value chains, based on the cooperation between research institutes (private and government) and businesses, have been created in Handan (Hebei), Yunfu (Guangdong), Rufu (Jiangsu), Taizhou (Fujian), Chengdu (Sichuan) and Datong (Shanxi), while more intentions are stated in other areas (30, 31).

According to the roadmap, prepared by the Society of Automotive Engineers of China in 2016 (32), the cost of hydrogen commercial vehicles and passenger cars will decrease significantly (by 2.5 and 1.7 times, respectively) in the coming decade, FCEV stock will reach 5000 by 2020, 50,000 by 2025 and 1 million by 2030; there will be 100, 350 and 1000 HRS nationwide, respectively. Similar scope is defined in the “White Paper on China’s Hydrogen Energy and Fuel Cell Industry”, issued by China Hydrogen Alliance in 2019: the number of FCEVs will rise from 2000 in 2019 to 50,000 by 2025, to 1.3 million by 2035 and to 5 million by 2050. The number of HRS will grow from 23 in 2019 to 200 by 2025, to 1500 by 2035 and to 10,000 by 2050 (22).

Some features of transport decarbonisation in China:

  • The transport decarbonisation drivers include not only environmental and energy security issues, but also capturing leading positions in the emerging global ‘clean vehicles’ market. (“Made in China initiative” (27))

  • The effects of transport electrification and the use of hydrogen vehicles on carbon emissions are limited by the prevalence of coal in electricity generation and the dominance of coal gasification in hydrogen production (33).

4. Japan

4.1 Energy Consumption and Transportation Sector

Japan is crucially dependent on energy imports, and more than 80% of electricity in Japan is produced by thermal power plants (6). Almost 20% of anthropogenic GHG emissions in Japan is attributed to transport, including 17% due to road transportation services (7).

The fuel consumption in the Japanese transport sector is dominated by road vehicles, followed by aviation and sea traffic (Table VII). The fuel consumption of the international sector (international bunkering) significantly exceeds that of the national transport system. Rail transport in Japan is almost entirely electrified, which results in the lowest carbon intensity of all transportation modes.

Table VII

The Energy Consumption in Transportation Sector of Japan in 2016 (6)

Indicator Gasoline, Mtoe Diesel, Mtoe Kerosene, Mtoe Fuel oil, Mtoe Gas, Mtoe Electricity, Mtoe Total, Mtoe
National transportation 39.6 24.5 4.4 1.0 0.8 2.0 72.4
  Domestic air transport 4.4 4.4
  Road 39.6 23.3 0.8 63.8
  Rail 0.2 2.0 2.2
  Inland waterways 1.1 1.0 2.1
International bunkering 7 4 11
  Marine 0.1 4.5 4.6
  Aviation 6.6 6.6
Share, %
National demand 55 34 6 1 1 3 100
International bunkering to national consumption 152 438 15

At the end of May 2019 Japan had 82 million vehicles, including 62 million cars (of which 42 million are small and light), 14.4 million trucks (including 11.6 million LCVs)), 0.23 million buses, 1.8 million special application vehicles and 3.7 million motorcycles. Sales of new BEV and PHEV, shared almost equally, reached some 50,000 in 2017–2018.

Japan is the third largest vehicle producer in the world after China and the USA. In 2018 11.9 million cars, more than 90,000 buses, 1.3 million trucks and 0.3 million LCV were manufactured in Japan. The share of hybrid cars production in 2014 to 2018 was between 17% and 20% (2, 4, 3436).

4.2 Institutions

On 8th November, 2016, Japan adopted The Paris Agreement within the United Nations (UN) Framework Convention on Climate Change (37). The Government of Japan plans to reduce GHG emissions by 26% by 2030 and by 80% by 2050 (38, 39).The concept for a sustainable circular society in Japan, where hydrogen is instrumental as a new energy carrier, is at the core of the Japanese energy strategy (15). The action plan for the implementation of hydrogen society was elaborated in Japan after the 2011 Fukushima disaster (40).

Japan currently acts as an international icebreaker, capturing leadership positions in the hydrogen energy systems development at a national level. This East Asian economy provides an example of energy institutions reformation to introduce a ‘new’ energy carrier: hydrogen. The energy strategy for Japan is driven by necessity to secure the country’s energy supply, to reduce imports of fossil fuels, to ensure compliance with the Paris Agreement and to catch the opportunity for development of a high-technology energy-related industrial sector, including powertrains and auxiliary equipment for mobility applications. The amended Strategic Energy Plan (41) with a vision to 2050 was adopted by the Government of Japan in July 2018. The document emphasises the challenges of energy transition and decarbonisation for “Japan’s electric power, thermal, and transportation systems”. In regard to transport sector policy the Government of Japan states it will apply the potential of technology innovations in electrification and hydrogenation.

The issue is that in order to introduce hydrogen as a new commercial energy carrier a complicated and extensive infrastructure along the whole hydrogen supply chain must be established, and many institutional and technical regulations should be introduced. Pointing out the importance of a holistic approach to complex energy issues at the consumer end:

“The [Government of Japan] will increase the possibility of efficient, stable and decarbonizing distributed energy systems that consolidate in a compact manner electricity, thermal, and transportation systems being established locally under demand-side leadership by effectively combining the downsizing and efficiency improvements in renewable energy, technological innovations in storage batteries and fuel cell systems, and progress in digitalization technology and smart grid technology that make supply-demand control at the local level possible.”

The Strategic Energy Plan does not exclude future introduction of biodiesel fuel “taking into consideration international trends”, while natural gas is expected to be increasingly used as fuel in the transportation sector, including ships. However, the strategic goal is to increase the ratio of next-generation vehicles in production by 50–70% by 2030. Under next-generation technologies advanced batteries, FCs and hydrogen high-pressure tanks are considered. The Strategic Energy Plan incorporates the Basic Hydrogen Strategy, adopted in December 2017 (42). Pursuant to the latter, Japan will accelerate an expansion of demand for hydrogen in transportation, concentrating on FCEV for cars, buses and trucks. In the spring of 2016 the national-scale showcase for hydrogen driven transportation systems was declared for the Tokyo Olympics in 2020. It is considered as a landmark for the country: “The 1964 Tokyo Olympics left the Shinkansen high-speed train system as its legacy. The upcoming Olympics will leave a hydrogen society as its legacy”, Yoichi Masuzoe, Tokyo Governor (43).

In March 2019 a hydrogen and fuel cell action plan was developed by the Government of Japan. It will coordinate and facilitate actions by industry, academia and government for hydrogen-related technology and infrastructure development up to 2030 (40, 44). While the primary object for hydrogen technologies in the transportation sector are road vehicles, the next step is expected in developing shipping applications (40).

The New Energy and Industrial Technology Development Organisation (NEDO) is a major actor, responsible for design and implementation of the national hydrogen programme under guidance of the Ministry of Economy, Trade and Industry (METI). The Council for Electrified Vehicle Society was inaugurated in July 2019, “aiming to establish a society in which low carbonization, dispersed energy sources, robust vehicles and energy are integrated” to proactively engage the Government of Japan, METI, car manufacturers, energy companies and municipalities “in efforts for taking advantage of xEVs” (45).

4.3 Major Recent Developments

At the beginning of 2018 there were 2926 FCEVs in Japan, including 18 commercial buses in Tokyo. The next milestones are 40,000 FCEV in 2020, 200,000 in 2025 and some 0.8 million in 2030. Projections for FCEV stock in 2050 vary between 8 million vehicles for the reference scenario, to an optimistic 16 million. The number of city buses and fork-lifts should grow to 1200 and 10,000 in 2020 and 2030, respectively. Japan had 108 HRS nationwide as of June 2019; the number of HRS is expected to reach 160 in 2020, and double in the next five years (40).

Toyota planned to roll out 100 hydrogen FC buses to shuttle visitors between venues at the 2020 Tokyo Olympic Games. Then, for the Beijing Winter Olympics in 2022, “more than 1,000 buses are planned in partnership with Beiqi Foton Motor Co which aims to make the most of a push by China to start adopting the zero-emissions technology”. To date, “Toyota has sold fewer than 10,000 of the Mirai”, a reflection of “insufficient refuelling stations [network], consumer worries about resale values and concerns over the risk of hydrogen explosions”. However, the Japanese government “sees hydrogen as a key way to reduce its reliance on oil” (46). Japan’s Toyota is expanding semi-truck manufacturing in the USA in cooperation with Kenworth, utilising an upscaled version of the hydrogen powertrain in Toyota’s Mirai FC passenger car (47). The East Japan Railway Company tested its own version of a FC locomotive for the first time in 2017. In 2019, repeated tests were carried out with an improved version of the electric motor (48, 49).

5. South Korea

5.1 Energy Consumption and the Transportation Sector

While the energy supply of the transport sector in South Korea is 85% based on the consumption of petroleum products (Table VIII) (50), the passenger rail network is characterised by a high degree of electrification (51). Due to international bunkering activity in South Korea and the share of South Korea in global shipbuilding, implementation of low carbon technologies in marine transportation is an important driver for the country’s energy policy.

Table VIII

The Energy Consumption in Transportation Sector of South Korea in 2016 (6, 50)

Indicator Gasoline, Mtoe Diesel, Mtoe Kerosene, Mtoe Fuel oil, Mtoe Gas, Mtoe Electricity, Mtoe Total, Mtoe
National transportation 9.9 17.9 1.2 0.2 5.0 0.2 34.4
  Domestic air transport 1.2 1.2
  Road 9.9 17.5 5.0 34.4
  Rail 0.1 0.2 0.3
  Inland waterways 0.3 0.2 0.5
International bunkering 1.2 4.9 9.3 15
  Marine 1.2 9.3 10.6
  Aviation 4.9 4.9
Share, %
National demand 28 51 4 14 1 100
International bunkering to national consumption 7 400 5426 45

South Korea’s road fleet includes more than 23 million vehicles: 19.5 million cars and vans, 3.6 million trucks and 91,000 special vehicles. There are 53,071 EVs, 5890 PHEVs and 900 FCEVs in South Korea (4, 23, 52). Currently 18 HRS are operational in South Korea (53).

5.2 Institutions

As a technologically advanced economy and one of the world leaders in several energy-intensive industries, South Korea is facing the need to improve energy and environmental safety. Since 2008, the South Korean government has implemented a ‘green society’ policy.

In January 2019 the government announced the setting up of the development plan “Roadmap to Become the World Leader in the Hydrogen Economy” (54, 55). South Korean decarbonisation measures for the road transportation sector include several major options:

  • significantly tighten the efficiency requirements for vehicles (the standards of fuel consumption for new car models in 2020 is raised to 24 km l−1)

  • stimulating demand for environmentally friendly cars by subsidising the purchase of electric cars

  • development of the public transportation network and shifting the bus fleet structure in favour of electric and hydrogen systems

  • increase the number of charging stations for electric cars (56).

The plan includes such goals as:

  • to adopt the national law on hydrogen energy in 2019

  • to reach a cumulative fleet of 6.2 million FCEVs by 2040

  • to increase the number of HRS to 1200 by 2040

  • to develop a network of hydrogen taxis in 10 major cities, starting from a pilot project in 2019 with the aim to reach 80,000 cars by 2040.

5.3 Major Recent Developments

New partnership H2KOREA was established to improve coordination between government agencies and private business. Members of H2KOREA are governmental and administrative authorities (Ministry of Trade, Industry and Energy, town councils of Ulsan, Incheon and Daegu), research institutions (Institute for Advanced Engineering and Korea Research Institute of Standards and Science) and industrial companies (Hyundai, Hyosung and Doosan Fuel Cell Co Ltd). The main goals for H2KOREA are state support and participation in the formation of legislation in the field of hydrogen technologies (57).

The sales of Hyundai’s NEXO FCEV accelerated in 2019. While less than 1000 hydrogen cars had been sold annually since 2013, by May 2019 the cumulative number of sold vehicles since the start of 2019 had already exceeded this level (58).

In order to meet the government plans to purchase a total of 802 hydrogen buses for the police force by 2028, Hyundai Motor unveiled an upgraded version of a FC electric bus. A test-run of the vehicles will be conducted during 2020, and production will commence in 2021 (59).

Hydrogen powered drones are available for purchase in South Korea. It is announced that the drone’s flight time is up to 110 min and the payload is up to 3 kg (60).

Samsung Heavy Industries became the first shipbuilder to develop a crude oil tanker powered by FCs. The oil-based power generators in the tanker are replaced by solid oxide fuel cell (SOFC) using LNG as fuel. “Being the first shipbuilder to secure this marine FC technology illustrates that Samsung Heavy is highly likely to lead the market,” said Kyunghee KIM, Vice President of SHI International Corp, USA (61).

Hyundai announced key investments into three hydrogen companies to strengthen its leadership position in the global hydrogen FC ecosystem (62). South Korean Hyundai Motor Group is conducting research to create a hydrogen train; the completion of the project was announced for late 2020 (63).

6. Taiwan

6.1 Energy Consumption and the Transportation Sector

Taiwan has over 21 million vehicles, including 35,000 buses, 1.1 million trucks, 7 million cars and about 13.5 million motorcycles and scooters (64). The main fuel for road transport is petroleum products, and international bunkering for air and sea traffic overwhelmingly exceeded that of the national transport system (Table IX). Despite an almost complete absence of domestic shipbuilding, road vehicle and aviation manufacturing, there is plenty of room for efforts to shift energy demand in transportation from petroleum to natural gas, electricity and hydrogen, both for national and international transport systems.

Table IX

The Energy Consumption in Transportation Sector of Taiwan in 2016 (6)

Indicator Gasoline, Mtoe Diesel, Mtoe Kerosene, Mtoe Fuel oil, Mtoe Gas, Mtoe Electricity, Mtoe Total, Mtoe
National transportation 8.1 4.0 0.1 0.1 0.1 12.5
  Domestic air transport 0.1 0.1
  Road 8.1 3.9 12.1
  Rail 0.1 0.1
  Inland waterways 0.1 0.1 0.2
International bunkering 0.1 3 1 4
  Marine 0.1 1.2 1.3
  Aviation 2.7 2.7
Share, %
National demand 65 32 1 1 1 100
International bunkering to national consumption 2 2861 1281 32

6.2 Institutions

A new Taiwan government, formed in 2016, announced a course to strengthen the development of renewable energy and decarbonisation of transport with the widespread use of green technologies, including FC. There is no officially published energy strategy regarding renewable energy, with the exception of establishing the Taiwan Energy and Carbon Reduction Office in 2016. The main organisations responsible for shaping Taiwan’s carbon-free transport policy are the Bureau of Energy, Ministry of Economic Affairs, Environmental Protection Administration, Taiwan Hydrogen Industrial Development Alliance and the Taiwan Power Company. However, the proposed plans for the development of carbon-free transport face serious bureaucratic obstacles, caused by the national monopoly’s unwillingness to deal with new participants in the electricity market (65).

In 2017 a governmental programme to reduce transport taxes for low-carbon vehicles was adopted, focusing on private cars and scooters. According to this programme, a significant increase in ZEV by 2025 should be achieved by introducing 6000 vehicles and 150,000 motorcycles and mopeds running on lithium-ion batteries. The subsidy mechanism is under discussion to motivate domestic companies working in the sphere of carbon-free transport.

Given the high density of the urban population and the number of agglomerations, the authorities of large municipalities are inclined to road extension, rather than infrastructure development for electric and hydrogen vehicles.

In 2015 the Environmental Protection Administration presented a plan for the development of a comfortable and safe urban environment. In 2018, there were already 1800 electric charging stations, and the plan is to increase their number to 5000 units over the next 5–7 years (66). A choice of scooters as a main target of carbon-free technology development looks justified by its convenience for transportation in the warm climate, as well as Taiwan’s dependency on imported road vehicles.

7. Conclusions

Improving energy security and reducing anthropogenic environmental impacts are strategic issues for the energy policies of industrial economies in East Asia: China, Japan, South Korea and Taiwan. The transport sector is of particular importance, since it is pivotal in efforts to relieve peaking oil demand, and is instrumental in decarbonising final energy consumers.

The East Asian economies’ thirst for energy security is the most important driver for transport decarbonisation. The next driver is a commitment to combat climate change, as a number of binding regulations and government programmes aimed at reducing GHG emissions have been adopted. Additional policy drivers are the role of China, Japan and South Korea in the world’s vehicle manufacturing and shipbuilding; as well as the size of the international ship and aircraft bunkering business in East Asia for passenger and cargo traffic.

There are considerable efforts within East Asian economies to develop policy towards low carbon energy supply infrastructure in general, and low carbon transportation systems in particular. The general trend is fuel substitution (petroleum to gas, internal combustion engine to more energy-efficient combinations of motor and powertrain) and electrification of transport vehicles, including advances in mobile energy systems, like hybrid and FC powertrains. The ‘hydrogen society’ concept combines renewable energy for green hydrogen production and its utilisation as the ultimate non-carbon fuel. While key hydrogen technologies have a wide range of applications in transportation, from tankers, locomotives and aircraft to hydrogen-driven monocycles, road transport applications are important at the commercialisation stage for a number of economic and technological reasons.

A scramble for capturing leading positions in the global ZEV market has become a distinctive feature of BEV, FCEV and hydrogen technologies development in the East Asian economies. They are at the forefront of the course to introduce hydrogen as new energy carrier, and it can be seen as the starting (icebreaking) position for transition of a petroleum-based transportation system into one ultimately independent from fossil energy. Japan, China and South Korea are already implementing regulation, energy institute transformation and transition from the pilot stage to the practical development of carbon-free mobility systems at a national level. Currently, the fundamentals for the competitive development of all low-carbon technologies have been created in East Asian economies in order to reduce the transport system’s carbon footprint.

Acknowledgements

The authors would like to thank the Editorial Board of Johnson Matthey Technology Review for the exciting proposal that stimulated our research, basically supported by the State Assignment (AAAA-A17-117030310445-9) of the Fundamental Research of Siberian Branch of the Russian Academy of Sciences. The authors would like to thank the anonymous reviewers for their valuable comments.

The Authors


Sergei Popov is a senior researcher at Melentiev Energy Systems Institute, Siberian Branch of the Russian Academy of Sciences (MESI SB RAS). He is responsible for the analysis of energy market developments within East Asia and the Asia-Pacific region. Sergei previously dealt with energy policy developments, supported by modelling exercises. He joined MESI in 1982 and completed his PhD on energy systems modelling at MESI in 1993.


Oleg Baldynov gained his Bachelor of Finance degree in 2015 and Masters Degree in Innovation Management in 2017 from Irkutsk National Research Technical University, Russia. Since 2017 he is a PhD student at MESI SB RAS. His research interests include renewable energy sources, hydrogen energy and energy transmission.


Konstantin Korneev graduated from the International Relations Department, Irkutsk State University, Russia, in 2007. From 2008–2019 he was with the MESI SB RAS. He is now with the Institute of Far Eastern Studies of RAS. Korneev received his PhD degree in 2011. His scientific interests are energy market institutes of Northeast Asian countries, multilateral international energy cooperation in the region and problems of renewable energy sources development.


Darya Maksakova joined MESI SB RAS in 2016, after completing a Bachelor’s degree in International Economics from Baikal State University, Russia. In 2018 she received a Master of Finance degree from the same university. Now she is an engineer and a PhD student at MESI SB RAS. Her research interests lie in the sphere of the analysis and modelling of the Northeast Asian energy markets.

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“Graphene-Based Nanotechnologies for Energy and Environmental Applications”

Home > Journal Archive > “Graphene-Based Nanotechnologies for Energy and Environmental Applications”

Johnson Matthey Technol. Rev., 2020, 64, (3), 353

Introduction

The book titled “Graphene-Based Nanotechnologies for Energy and Environmental Applications”, edited by Mohammad Jawaid, Akil Ahmad and David Lokhat, focuses on recent developments in graphene-based materials, composites and devices for a variety of applications in storage devices, supercapacitors, water treatment, ion-separation, photocatalysts and antimicrobial applications. It is part of the series Micro and Nano Technologies published by Elsevier. The first editor of the book, Mohammad Jawaid from the Universiti Putra Malaysia, has expertise in nanomaterials (particularly graphene materials) and their composites and has significant research output with a h-index of 53. The second editor, Akil Ahmad, currently a postdoctoral researcher at the University of KwaZulu-Natal, South Africa, has worked on nanomaterials synthesis and applications of nanomaterials in wastewater treatment. David Lokhat, the third editor of the book from the University of KwaZulu-Natal, has been working on reactor and extraction technologies.

The book is divided into three major parts: Introduction, Energy and Environment. Each category has many chapters written by diverse authors. A total of 59 authors from different affiliations contributed to the different chapters. Firstly, the introduction covers basic terminologies and definitions of nanotechnology, nanomaterials and provides specific literature background on graphene-based materials and their composites for energy and environmental applications. Ahmad et al. collected literature on graphene-based nanotechnologies, which covers the latest developments in graphene research around the world, and David Lokhat contributed towards energy and environmental applications leveraged by graphene derivatives along with publication statistics. Production methods, characterisation methods and properties of graphene and its applications in different areas are covered. The literature and data were collected and compiled from over 350 publications. Every chapter has a conclusion or concise summary with potential prospects for the future in each research or subject area.

Energy

Mamvura et al. (University of South Africa) have written a chapter on renewable energy systems using graphene derivatives. The chapter covers applications of graphene in battery-powered vehicles, fuel cells, solar cells and energy storage devices. Mohamed I. Fadlalla and Sundaram Ganesh Babu (University of Cape Town, South Africa) presented a chapter on graphene materials in photocatalytic water splitting for hydrogen production. Topics such as mono- or bi-semiconducting catalyst and metal and non-metal doped graphene-based photocatalysts for water splitting applications are covered. Umar et al. (Universiti Sains Malaysia) included topics on metal decorated graphene nanocomposites for energy storage applications. Their chapter is mainly focused on metal-based composites, solar and fuel cells, supercapacitors and lithium-ion batteries and mechanisms of energy conversions are covered in detail. A chapter on graphene oxide (GO) for hydrogen storage applications was written by Azim et al. (University of KwaZulu-Natal). Composites of GO and reduced GO with metal oxides, carbon nanotubes and organic materials and relevant fabrication methods are well elaborated in this chapter. Professor Mohammad et al. (King Saud University, Saudi Arabia) have contributed a chapter towards graphene-derived nanocomposites as supercapacitors and electrochemical cells. This chapter includes the synthesis (Figure 1) and physical properties of graphene nanosheets, a section on biosensors and a short note on supercapacitors produced from graphene nanocomposites. Jean Mulopo and Jibril Abdulsalam (University of the Witwatersrand, South Africa) have provided a chapter on graphene-based energy storage applications (capacitors, batteries, fuel cells and solar cells) with an emphasis on electrical and thermal conductivity, specific surface area and specific heat properties.

Fig. 1

Synthesis of graphene derivatives. Copyright (2019). Reprinted with permission from Elsevier

Synthesis of graphene derivatives. Copyright (2019). Reprinted with permission from Elsevier

Overall, this section of the book with six chapters covers a wide range of electronic devices incorporating graphene and its derivatives. In-depth analysis and data have been included from a significant number of publications and research works. Topics on graphene composite as air filters, gas sensors, volatile sensors, liquid sensors, radiation sensors and pollutant sensors are adequately discussed in these chapters.

Environmental Applications

The section of the book begins with a chapter on graphene-based sensors for the detection of volatile organic compounds (VOCs) written by Ansari et al. (Aligarh Muslim University, India). Graphene with metal additives as sensors and their functioning mechanisms have been well discussed in this chapter. Haseen et al. (Aligarh Muslim University) concentrated on the application of magnetite-GO composite for wastewater treatment. This chapter covers magnetite-GO for specific dispersive solid-phase extraction. Mohamma Laskar and Sana Siddiqui (Jazan University, Saudi Arabia) focused on GO-based filters for solid-phase extractions, including nascent GO, chelates adsorbed GO, functionalised GO with external molecules and specific GO nanocomposites. GO functionalised with magnetic molecules and their composites with polymer or metal matrices have been extensively studied. Reduced GO (rGO) derivatives for such applications are also included.

A chapter by Kumar et al. (King Abdulaziz University, Saudi Arabia) covers graphene-metal oxide composite photocatalyst for degrading water pollution. Structure and property (chemical and physical) relationships and the effect of graphene’s bandgap on photocatalytic decomposition are interpreted. The mechanism of photocatalysis for relevant graphene materials and metal-GO and rGO composites are included. Hussain et al. (Jubail Industrial College, Saudi Arabia) collated information on a new generation of GO for removal of polycyclic aromatic hydrocarbons from a wide range of literature and new results. The chapter covers several properties of graphene, such as mechanical, electrical and thermal properties and their influence on the interaction of polycyclic aromatic hydrocarbons as well as the role of GO as an adsorbent for such hydrocarbons. A chapter by Ng et al. (UCSI University, Malaysia) is dedicated to graphene-based membranes for separating hazardous contaminants in wastewater. This is probably the only chapter that gives importance to both polymer-based and metal-based graphene composites for the targeted application. Traditional thermoplastics (polystyrene, polyvinylidene fluoride, polyamide-imide, polyacrylonitrile and polyethersulfone) composites and conducting polymer (polyaniline)-based graphene composites are organised with their fabrication process and efficiency as a membrane in a descriptive manner.

Hossain et al. (Universiti Sains Malaysia) focused on antimicrobial activity of graphene-based materials. The antimicrobial mechanism of major graphene derivatives (GO, rGO and graphene) are discussed along with the performances of their composites with hydrogel and polymer dispersions. The effect of toxicity of graphene materials on antimicrobial activity adds to the value of this chapter. Graphene-metal oxide hybrid composites for treating textile dyes are discussed in a chapter by Shahadat et al. (Indian Institute of Technology, Delhi). This short chapter attempts to add to the knowledge of graphene-metal synthesis for removal of industrial dyes and provides details of the effects of functional groups (hydroxyl, carboxyl and oxygen) present in the composite systems on their performance. Reddy (Universiti Teknologi PETRONAS, Malaysia) and co-authors emphasised graphene nanomaterials for removal of pharmaceutical compounds in drinking water. The impacts of surface functional groups, sorption kinetics, pH and temperature on absorption stability of graphene-based materials and nanocomposites are discussed in detail. Research data on polymer-based, ceramics-based and metal-based composites are also covered in this chapter. Two chapters, by Yadav et al. (Shree Velagapudi Ramakrishna Memorial College, India) and Abbas et al. (Universiti Sains Malaysia), focus on the application of graphene composites in air quality and wastewater treatment. Figure 2 depicts different applications in which graphene nanocomposites can be utilised.

Fig. 2

Applications of graphene nanocomposites. Copyright (2019). Reprinted with permission from Elsevier

Applications of graphene nanocomposites. Copyright (2019). Reprinted with permission from Elsevier

Conclusions

Each chapter provides solid knowledge in its prescribed subject matter, and they read and flow well. However, looking collectively, there are several duplications and repetitions found in the book, especially the synthesis of graphene and applications such as storage devices and water treatment. These chapters are written using different language, and the knowledge is not very diverse. Another major flaw of the book is that it has missed out on the latest developments in graphene-based polymer composites and their multifunctional applications in energy and environment, which is a significant subject area that is expected to be covered in a book like this. There is only one chapter (Chapter 15) that covers sufficient polymer-graphene composites in the removal of hazardous contaminants from wastewater. Other application areas related to energy and environment are completely neglected. Furthermore, while most chapters have excellent illustrative figures, a few chapters do not have a single figure. It is always better and more attractive to have figures to effectively convey scientific concepts and processes. The summary in each chapter is concise, and future prospects are given appropriately. The front cover, preface, table of contents, index and back cover are suitable and sufficient.

Summing up, this book provides useful knowledge predominantly in graphene-based materials for storage cells, sensory and wastewater treatment applications.

“Graphene-Based Nanotechnologies for Energy and Environmental Applications”

“Graphene-Based Nanotechnologies for Energy and Environmental Applications”

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Future Regulatory, Market and Technology Trends in the Global Passenger Car and Commercial Vehicle Sectors

Home > Journal Archive > Future Regulatory, Market and Technology Trends in the Global Passenger Car and Commercial Vehicle Sectors

Johnson Matthey Technol. Rev., 2020, 64, (3), 320

1. Introduction

Global car and truck manufacturers, along with their supply chains, have made huge steps to minimise vehicular emissions since the advent of the internal combustion engine (ICE). Of particular note are the criteria pollutant emissions regulations, which have focused on reducing the tailpipe carbon monoxide, hydrocarbons, nitrogen oxides (NOx) and particulate matter (PM) emissions from the global vehicle fleet. For example, since the first European regulations were introduced in the early 1990s, the permitted NOx emissions of cars have dropped by almost a factor of 15, which has been enabled by close collaboration between the car manufacturers and the substrate and catalyst suppliers. More recently, the focus has shifted to CO2 emissions, as governments and regulators work towards the implementation of measures to enable the Paris Agreement climate change commitments to be met (1). Indeed, the latest view of the Intergovernmental Panel on Climate Change (IPCC) is that there are significant benefits in targeting a maximum temperature increase of 1.5°C over pre-industrial levels, rather than the 2°C Paris Agreement target, and this 1.5°C target essentially means that CO2 emissions need to reduce to net zero globally by 2050 (2). This is an extremely challenging target, with massive implications for all energy-hungry sectors such as transportation, which currently accounts for around 24% of global CO2 emissions (3). Moving the transport segment to net zero by 2050 means that only vehicles with zero CO2 emissions can be sold from 2040 or earlier, to avoid legacy fleet emissions, since cars, buses and trucks typically stay in use for 10 years or more. Indeed, the recommendation of the Committee on Climate Change (CCC), the UK Government’s independent advisor on climate change, is that introduction date of the ban on vehicles powered by ICE should be brought forward from 2040 (which was the original plan) to 2035 “at the latest” or, more preferably, 2030 (4). Currently, around 1% of new passenger car sales globally do not have any tailpipe CO2 emissions (that is, they are regarded as zero emission vehicles (ZEVs)) with almost all of these being battery electric vehicles (BEVs). There are far fewer zero emission commercial vehicle sales, so the automotive industry has a long way to go on its journey to net zero.

The two principal ZEV ground transportation options are the BEV and the fuel cell electric vehicle (FCEV). BEVs use electricity to charge the battery to provide motive power, while FCEVs use an electrochemical cell to convert the chemical energy of hydrogen (supplied from an on-board tank) and oxygen (from the air) into electricity. There are several types of fuel cell, but the one most applicable to transport applications is the polymer or proton electrolyte membrane (PEM) fuel cell (also called proton exchange membrane fuel cell), which starts up rapidly, operates at low temperature, and delivers high power density at low weight or volume compared to other fuel cells.

In some geographies there are discussions on whether biofuels or power-to-liquids, also known as e-fuels, can play a major role in the decarbonisation of the transport sector. In this context, a biofuel is a liquid or gaseous fuel produced from biomass or waste, and an e-fuel is a fuel generated through the use of renewable electricity to generate hydrogen which is then attached to carbon from CO2 for subsequent conversion into hydrocarbon fuels similar to those used today.

Biofuels can be ethanol, methanol, fatty acid methyl ester (FAME), hydrotreated vegetable oil (HVO), biomethane (either compressed or liquefied) or advanced biofuel such as biodiesel or bio jet fuel. These biofuels can be split into generations of biofuels:

  • first generation (or conventional) being produced from sugars, starch crops or vegetable oils and

  • advanced biofuels from lignocellulosic biomass or woody crops, agricultural residues or waste, as well as dedicated non-food energy crops grown on marginal land unsuitable for food production or novel feedstocks such as algae.

Biofuels were first introduced in the hope of reducing carbon intensity of fuel, since in a simplistic sense the CO2 generated by combustion is absorbed by the regeneration of the crops used to make it, and because they can be blended into fossil fuels without the need to modify engine technology.

First generation biofuels do not represent good decarbonisation options since when both direct and indirect emissions are taken into account (for example, from changes in land use), such biofuels are often only a marginal GHG emission improvement over fossil fuels, and in some cases actually have higher emissions (5). Sustainable advanced biofuels are based on wastes and residues, so their potential contribution to fuel requirements is finite. The industries that typically contribute the most to advanced biofuels are agriculture and the food industry (through residues such as organic waste sludges, manure or straw) and forestry industries, especially in the Nordics (from saw and pulp mills). Biomass resources are also already well utilised, so if the current consumption in other areas (for example, paper production) is assumed to continue, the maximum biofuel production would be able to supply around 8.5% of all road transport in the EU (5). However, the aviation and marine sectors are already making their case to use these biofuels, so while they may make a contribution to reducing road transport CO2 in the short term (via blending into current hydrocarbon fuels), it is not expected that they will make a major contribution in the medium term and beyond.

For e-fuels, the first step in their production is to generate hydrogen via water electrolysis using renewable electricity. Hydrogen is then combined with CO2 to form hydrocarbon fuels, with the CO2 coming from, for example, industrial or biogenic sources, or from the direct capture of CO2 from the air (direct air capture (DAC)). At the present time, industrial CO2 emissions are regarded as ‘waste’, but capturing this CO2, converting it into a hydrocarbon fuel, and then combusting it still leads to its release into the environment, and in the medium to long term it is expected that the CO2 sources will either need to be from DAC or from ‘green’ sources such as biomass combustion.

The technologies to convert CO2 and H2 into both synthetic natural gas (SNG) and methanol at scale are known, and it can be expected that processes at early technology readiness level (TRL) currently under development (for example, direct electrochemical synthesis) will get more attention should there be a market. To produce e-fuels the SNG and methanol can undergo further conversion, for example to dimethyl ether or via the methanol-to-gasoline process to gasoline. However, not all pathways to the higher value e-fuels are commercially viable, and indeed the most attractive product to make, kerosene, is not accessible today as there is no large scale implementation of the reverse water gas shift reaction, which converts CO2 into CO, which is the active carbon species in the Fischer-Tropsch reaction. Today the process is used to convert gas and coal to liquid fuels, but there are several projects focusing on the conversion of biomass and waste to liquid fuels.

The attraction of e-fuels in the form of the hydrocarbon fuels used today is that they can be a direct drop-in for current fuels, using the same distribution network and being burned in the same kind of engines that we have today. In some applications, such as aviation and marine, their use seems likely, as discussed elsewhere in this edition of Johnson Matthey Technology Review, since liquid fuels are expected to be required for a substantial period of time in these areas due to challenges with the use of battery or hydrogen fuel cells in such applications. For ground transportation, however, their widespread use seems less likely for several reasons, including:

  • cost – such fuels will be more expensive than renewable-derived hydrogen (which itself will be more expensive than the renewable electricity used to generate it), since they will use such hydrogen as a feedstock and then process it further. So the lowest cost ‘fuel’ for future ground transport vehicles will be renewable electricity for BEVs, followed by H2 for FCEVs, and then e-fuels for ICEs

  • energy efficiency – a recent publication from Shell (6) concluded that the efficiency of e-fuel production (starting from renewable energy generation and using DAC as the source of CO2), combined with the relatively low efficiency of the use of such fuel in an ICE, leads to an overall ‘well-to-wheels’ energy efficiency of around 12%. In comparison, the same study quoted the well-to-wheels efficiency of a BEV to be around 72%, and that of a FCEV around 37%

  • local emissions – despite the great strides made by the vehicle makers and emission control catalyst companies, burning hydrocarbon fuels in an ICE leads to tailpipe emissions of CO, unburned hydrocarbons, NOx and PM; all of which can be avoided by the electrification of the powertrain using either electricity or hydrogen.

So, while it is expected that biofuels and e-fuels will play a significant role in the aviation and marine areas, the focus of this article is on ground transportation, where BEVs and FCEVs are expected to be the major technologies. This is consistent with, for example, the views of Martin Daum, Member of the Board of Management of Daimler AG, responsible for trucks and buses:

“Truly CO2-neutral transport only works with battery-electric or hydrogen-based drive” (7).

2. Tailpipe Emission Regulations

The regulations in the passenger car and commercial vehicle sectors focus on emissions from the tailpipe, and historically the main focus has been on criteria pollutants, which have enabled major improvements in urban air quality to be made. The focus is now shifting to CO2, and Figure 1 shows the current and incoming CO2 regulations for cars in various countries and regions around the world (8), illustrating the substantial reductions required going forward.

Fig. 1.

Historical and future global CO2 passenger car regulations. Values normalised to the New European Driving Cycle (NEDC) (8)

Historical and future global CO2 passenger car regulations. Values normalised to the New European Driving Cycle (NEDC) (8)

The European regulations for 2025 and 2030 require reductions of 15% and 37.5% respectively over the 2021 legislation. These regulations are intended to continue to drive the decarbonisation of the automotive industry, and the fleet average CO2 emissions required in 2030 will require extensive electrification of the fleet. Indeed, Herbert Diess, CEO of the VW Group, has stated that these 2030 regulations will require at least 40% of VW’s European sales to be electric vehicles (BEV and plug-in hybrid electric vehicles (PHEV)) in 2030 (9).

Legislation on CO2 and GHG is also tightening in the commercial vehicle sector, with the next set of European regulations requiring a 15% drop in CO2 emissions from today by 2025, and a 30% reduction from today in 2030. This 2030 target is expected to lead to significant hybridisation of the commercial vehicle fleet, along with some completely electrified vehicle sales. Trucks, buses and coaches are responsible for about a quarter of CO2 emissions from road transport in the EU and for some 6% of total EU emissions (10), so introducing low and zero emission vehicles in this sector is critical to support global moves towards net zero.

The electrification of the bus market is already underway, with over 400,000 battery electric buses in use in China today (out of around 425,000 BEV buses worldwide). Some Chinese cities, such as Shenzhen, have completely transitioned to battery-powered buses, with around 16,500 such vehicles on the road. Many other cities worldwide are committed to moving away from diesel and towards zero emission buses in the coming years. For example, 13 cities have signed the C40 Fossil Fuel-Free Streets Declaration (11), and will procure only zero emission buses from 2025. These are: Auckland, Barcelona, Cape Town, Copenhagen, London, Los Angeles, Mexico City, Milan, Paris, Quito, Rome, Seattle and Vancouver. London has committed to increase its BEV fleet from 120 to 300 by 2020, and in Paris 80% of the fleet will be e-buses by 2025. Oslo has gone further, and will have fossil fuel-free public transport by 2020, while in the Netherlands all new buses will be zero emission by 2025, with the whole fleet being all‐electric by 2030. These commitments will lead to improved urban air quality and a reduced CO2 footprint, as long as the electricity used to charge the buses is from low carbon sources, as discussed later.

California often takes a mandate-based approach to regulations, in order to drive the development and initial implementation of new technologies. Within the commercial vehicle sector they are proposing an Advanced Clean Trucks mandate, which will require original equipment manufacturers (OEMs) with more than 500 truck sales in California to sell an increasing proportion of zero emission trucks, starting in 2024, per the schedule outlined in Table I. The intention of the California Air Resources Board (CARB) is to accelerate the first wave of zero-emission trucks, which are seen as essential if net zero targets are to be met, particularly since the commercial vehicle market is widely regarded as being significantly more difficult to decarbonise than the passenger car fleet. The schedule outlined in Table I will lead to a ZEV truck fleet of around 100,000 vehicles on California’s roads in 2030, rising to around 300,000 in 2035.

Table I

Proposed ZEV Percentage Schedule: Overview of the Proposed Californian Advanced Clean Trucks Regulation

Model year Class 2B-3 8501–14,000 lbs Class 4–8 Vocational 14,001 lbs and greater Class 7–8 Tractor 26,001 lbs and greater
2024 5% 9% 5%
2025 7% 11% 7%
2026 10% 13% 10%
2027 15% 20% 15%
2028 20% 30% 20%
2029 25% 40% 25%
2030 30% 50% 30%
2031 35% 55% 35%
2032 40% 60% 40%
2033 45% 65% 40%
2034 50% 70% 40%
2035 55% 75% 40%

3. Life Cycle Carbon Dioxide Emissions

Of course, tailpipe emissions are only part of the CO2 story, since the emissions associated with the manufacture of the vehicle and the fuel also need to be considered in any holistic analysis. For BEVs the manufacture of the battery generates significant levels of CO2, estimated to be around 175 kg CO2 kWh–1 of battery capacity (12), and with vehicle batteries typically having between 30 kWh and 100 kWh of stored energy, this leads to upstream emissions of 5–17.5 tonnes of CO2 per battery pack. In addition, the electricity used to charge the battery has associated CO2 emissions, unless it is generated from renewable sources such as wind or solar power. For example, UK electricity currently has a carbon intensity of around 200 g CO2 kWh‐1 (13), which is below the average of European Union countries, while Norway (extensive use of renewable hydroelectric power) and France (predominantly nuclear power) have much lower carbon signatures.

The hydrogen used to power FCEVs is typically generated in one of two ways: either through electrolysis (in which an electric current is used to split water into hydrogen and oxygen) or the steam reforming of methane. The former route is, therefore, subject to the same CO2 emission challenges (and opportunities) as the BEV, while the latter route generates relatively high levels of CO2 which in future will need to be abated using carbon capture utilisation and storage (CCUS) technology, in which the CO2 generated by the process is captured with high efficiency (which can be around 95%) and then either stored (for example, in depleted oil and gas fields) or used for other purposes (for example, to make chemicals).

Therefore, a full CO2 life cycle analysis (LCA) of BEVs and FCEVs is required to paint a true picture of the carbon intensity of these vehicles. Some LCA studies are now being published and one of the most thorough is the one carried out by the International Council on Clean Transportation (12) who calculated the g km–1 CO2 emissions over the life of the Nissan Leaf BEV (with 30 kWh battery pack, lasting for the life of the vehicle), which they assumed would cover 150,000 km in its lifetime, and compared it to the average and the lowest emitting European cars powered by ICEs. In addition, Toyota have analysed the LCA of a FCEV (14), and these values have been updated for this paper based on Johnson Matthey’s knowledge of the CO2 emissions when making hydrogen from CH4 (with and without carbon capture and storage (CCS)).

Figure 2 shows the LCA CO2 from the European car with average CO2 emissions in 2017, along with the most fuel efficient ICE-based car in that year (which was in fact a hybrid), together with a BEV being operated on electricity with the EU average CO2 footprint (the UK’s level is a little lower than this average), and that in Norway, whose extensive use of hydroelectric power reduces the CO2 emissions during electricity generation to zero. The FCEV LCA is also shown, based on hydrogen generated from steam methane reforming (SMR) with and without CCUS, and based on electrolysis using Norwegian electricity. It is clear that BEVs and FCEVs have significantly lower CO2 LCA than ICE-based cars today, and this gap will increase further as the carbon footprint of electricity generation continues to drop (see Section 4). (Note that this analysis does not include the recycling or disposal of the vehicles and their components).

Fig. 2.

Life cycle CO2 emissions from ICE, BEV and FCEV cars, showing the impact of the CO2 footprint of the electricity and hydrogen generation processes (12)

Life cycle CO2 emissions from ICE, BEV and FCEV cars, showing the impact of the CO2 footprint of the electricity and hydrogen generation processes (12)

A very recent BEV vs. ICE life cycle analysis subdivided passenger car GHG emissions into use-phase emissions (from driving the car), and production of all components (including, for example, emissions during mining of raw materials) and end-of-life emissions (15). This study concluded that driving a BEV is already lower in life cycle CO2 emissions than petrol cars in 95% of the world. The only exceptions are countries such as Poland, where the electricity network is still mostly based on coal-fired power generation. In countries with a heavily decarbonised power system, such as Sweden and France which have large amounts of renewable and nuclear generating capacity, the average lifetime emissions from BEVs are up to 70% lower than petrol cars. In the UK, which is rapidly phasing out coal but still has a reasonable amount of gas-fired power plants, emissions are around 30% lower. The authors also point out that the advantages of BEVs will continue to grow, as power systems around the world become less carbon-intensive. The study projected that by 2050 half of the cars on the roads could be BEVs, leading to a reduction in global CO2 emissions of up to 1.5 billion tonnes per year, which is the same as the total current CO2 emissions of Russia.

This focus on LCA is already having a profound impact in the automotive sector. For example, the incoming VW ID.3 BEV is the first vehicle in the company’s history to be built with a CO2 neutral balance sheet, covering the supply chain (for example, only green energy is used in the production of the battery cells), production (using only green energy at the Zwickau, Germany, manufacturing plant), use phase and recycling, with any currently unavoidable CO2 emissions being offset by investments in climate protection projects (16).

4. Net Zero Carbon Dioxide and Greenhouse Gas Commitments and Their Implications

Governments, states and regions are proposing, and in some cases (such as the UK) committing to, net zero GHG or CO2 emission targets over the coming years. Indeed, at the time of writing two countries (Bhutan and Suriname) are already carbon neutral, 15 countries have set defined dates to become net zero, and other countries and regions, such as Germany and the EU, are discussing when to implement such a target. Within Europe, Norway plans to become net zero by 2030, Sweden by 2045 and Denmark, France and the UK by 2050. The implications of this are clear: road transport needs to decarbonise rapidly. As outlined above, a 2050 net zero target means that sales of new ICE powered vehicles need to stop by 2040 at the very latest, and preferably at some point during the 2030s, since cars and trucks are often on the road for 10–15 years or more before being scrapped.

This will be a substantial undertaking, requiring all new cars, trucks and buses to be powered by either batteries or hydrogen fuel cells on this timescale. As discussed above, this move to zero (tailpipe) CO2 or GHG vehicles is only part of the challenge. The electricity used to charge the batteries, and the hydrogen used in the fuel cell vehicles, must also be generated in a very low or zero carbon manner, such as through renewable electricity or advanced CH4 reforming with CCUS.

Many countries are driving down the CO2 emissions from power generation. For example, the UK almost halved the carbon footprint of its electricity generation between 2013 and 2017, and one future projected UK pathway to 2050 is shown in Figure 3, from analysis for the National Grid’s Future Energy Scenarios 2019 document (17). This “Two Degrees” scenario foresees significant increases in renewable use, along with a large reduction in natural gas use and the cessation of coal-fired power generation, leading to a reduction in carbon intensity from 120 g CO2 kWh–1 in 2019, to just 14 g CO2 kWh–1 in 2050. This scenario is consistent with the UK achieving the 2050 decarbonisation target with large-scale centralised solutions.

Fig. 3.

Electricity output and carbon intensity of electricity in the UK National Grid’s Community Renewables scenario. Reproduced with permission from (17)

Electricity output and carbon intensity of electricity in the UK National Grid’s Community Renewables scenario. Reproduced with permission from (17)

Net zero targets will demand the decarbonisation of road transport (and other forms of transport), and will require strong governmental and regional policies to drive and support the uptake of zero emission vehicles. Extensive public charging and hydrogen refuelling infrastructure will be necessary, and the vehicles must be attractive and affordable options, with features that suit today’s and tomorrow’s lifestyles and transport needs.

The passenger car sector is largely driven by price, convenience and lifestyle: will my vehicle get me comfortably from A to B; can it carry the things I need to take with me; is it a sensible financial choice, in terms of purchase price, fuel price and overall cost of ownership (including likely resale value); and can I easily and conveniently refuel the car after driving the kind of distances that matter to me?

The main questions asked in the commercial vehicle market relate to how this purchase will help the business. The total cost of ownership (TCO) is a critical make-or-break calculation in this sector, as is the requirement for a very high level of vehicle uptime; so a long driving range and rapid refuelling are important here, as is the total load that can be carried by the vehicle.

Given the very different requirements in the two segments, they are considered separately in the subsequent analysis of critical drivers.

5. Passenger Car Market

5.1 Customer Pull

Deloitte recently carried out a survey (18) looking to identify and rank the key consumer concerns that prevent people buying BEVs today. The results are shown in Figure 4, and highlight the critical importance of vehicle price, driving range and access to charging infrastructure. Recent research in the USA shows that, among those who have considered buying an electric vehicle, but have not, the lack of charging stations is the main reason why (19). This work also found that private charging stations are just as important: in the USA nearly 80% of electric vehicle owners charge their vehicles at home, and almost 15% at work, with the rest at public stations.

Fig. 4.

Perceived concerns related to the purchase of BEVs by country (Adapted from (13))

Perceived concerns related to the purchase of BEVs by country (Adapted from (13))

5.2 Vehicle Price, Ownership Cost, Range and Fuelling Infrastructure

Vehicle range and fuelling infrastructure can be considered together, since, particularly for BEVs, the further the driving range between recharging, the less concern there is about not being able to find a suitable charge point. However, Mark Reuss, GM President, believes that: “Just as demand for gas mileage doesn’t go down when there are more gas stations, demand for better range won’t ease even as charging infrastructure improves. People will still want to drive as long as possible between charges” (19). The BEV price is also strongly linked to its range, since, for a given battery chemistry, the vehicle range depends upon the size (capacity) of the battery (amongst other things), which impacts its cost.

5.2.1 Vehicle Price and Ownership Cost

Starting with the vehicle price and operating cost, Bloomberg New Energy Finance have looked at the trend in battery pack pricing, which shows a strong rate of reduction from around US$1000 kWh–1 in 2010 to US$200 kWh–1 in 2017 (20) and then US$156 kWh–1 in 2019, as shown in Figure 5.

Fig. 5.

Battery pack price reductions and forecast future trend (20)

Battery pack price reductions and forecast future trend (20)

There is a rule of thumb in the BEV industry that when battery pack prices reach around US$100 kWh–1, which BNEF forecast will be around 2024, the price of a BEV will be approximately the same as a similar ICE-powered vehicle. Therefore, the price of BEVs is going in the right direction, and at a good rate. FCEVs are relatively expensive at present (for example, the Toyota Mirai retails for around US$58,500) since only a few thousand FCEVs are sold annually, so mass production practices and supply chain economies of scale have not yet been brought to bear. It is clear that the prices of both BEVs and FCEVs will reduce significantly going forward, as more of them are made and sold.

The operating costs of ZEVs are also important, and here there is more data for BEVs than for FCEVs. A study in the USA found that most BEV owners report their average cost of operation to be about one-third of that paid by the owners of gasoline-powered cars (19). And while most private owners tend to pay more attention to the initial vehicle purchase price, fleet owners focus strongly on lifetime costs (maintenance, fuel and ancillaries) because they want to know exactly how much they will be spending over the time they own the vehicle. BEVs, because of their low fuel (electricity) costs and relative simplicity (uncomplicated motors, fewer moving parts) are cheaper to own and maintain than their conventional, ICE-powered counterparts. A recent report from New York City’s fleet management agency analysed fuel and maintenance costs for 1893 vehicles of its 9196 light-passenger vehicles. It found servicing costs with all-electric vehicle models were significantly lower than for gasoline, hybrid, and plug-in hybrid models (21). Figure 6 summarises the nine year TCO of a typical BEV, hybrid and gasoline car from their fleet, which contains 149 Nissan Leaf, 1131 Toyota Prius and 62 Ford Fusion vehicles. The study found that, despite the higher initial purchase price of the BEV and its associated charger, its TCO was slightly lower than the hybrid electric vehicles (HEV) and significantly below that of the gasoline vehicle, due to its much lower fuel and maintenance costs. In fact, in this study, the operating costs of the BEV were just 22% those of the gasoline car.

Fig. 6.

Total cost of ownership of BEVs, HEVs and gasoline cars operated by New York City’s fleet management agency over nine years (21)

Total cost of ownership of BEVs, HEVs and gasoline cars operated by New York City’s fleet management agency over nine years (21)

There are fewer studies on FCEV operating costs, but the expectation is that the maintenance costs will be similar to those of BEVs, since the electric drivetrains are very similar. One critical parameter in the TCO calculation for BEVs and FCEVs is the cost of the electricity and the hydrogen. Electricity costs vary significantly around the world, and even across Europe, where, for example, domestic electricity costs €0.17 kWh–1 in the UK and €0.30 kWh–1 in Germany. These differences significantly impact the operating cost of BEVs as a function of geographical location.

Hydrogen is relatively expensive today, around US$10 kg–1 at the pump in the US and €10 kg–1 in Europe, with 1 kg being typically enough for around 70–80 miles of driving. Figure 7 shows the current production cost of hydrogen via various routes, with the cost from steam reforming of natural gas with carbon capture and storage (to ensure the hydrogen is low carbon) falling in the range US$1.50–2.80 kg–1, with the production cost of hydrogen from renewables being much higher, from US$3.00–7.50 kg–1 (22). A recent report from Bloomberg New Energy Finance projects that renewable hydrogen costs in advantaged areas (for example those with plentiful sunshine for solar power generation) may fall to as low as US$1.40 kg–1 by 2030 (23). While the ultimate net zero compliant target is to make ‘green’, zero carbon hydrogen, i.e. using electrolysis powered by renewable electricity, in many parts of the world ‘blue’ hydrogen, made using advanced CH4 reforming with CCUS, will be significantly cheaper in the short to medium term, making it a more economically attractive option, while still having a low carbon footprint. To manage the costs associated with the energy transition it is likely that blue hydrogen will be used extensively while the cost of green hydrogen comes down to an economically acceptable level. For example, the Committee on Climate Change’s Net Zero report for the UK Government forecasts that around 80% of the UK’s hydrogen will be blue in 2050, with the 20% balance being green (4).

Fig. 7.

Production cost of hydrogen via various routes (22)

Production cost of hydrogen via various routes (22)

Taking an intermediate hydrogen production cost of US$2 kg–1 would likely result in a price at the pump of around US$4.50 kg–1 (€4.10 kg–1 at November 2019 exchange rates) on the 2030 timescale, once the costs of compression, storage and distribution of hydrogen at scale are added. Based on these assumptions, Table II shows the fuel cost of cars powered by a gasoline engine, a battery and a fuel cell travelling 10,000 miles a year in the UK and Germany, in 2020 and 2030.

Table II

Estimated Annual Fuel Cost of Cars Powered by a Gasoline Engine, a Battery and a Fuel Cell in the UK and Germany, in 2020 and 2030

Application UK 2020 UK 2030 Germany 2020 Germany 2030
Gasoline car €1540 €1386 €1465 €1318
Battery electric car €442 €408 €780 €720
Fuel cell car €1250 €482 €1250 €482

Table II shows that the BEV has the lowest annual fuel cost in 2020, in both the UK and Germany, with the FCEV second and the gasoline car having the highest fuel expenditure. Indeed, the BEV has almost half the fuel cost of the gasoline car in Germany, and around 30% of the gasoline fuel cost in the UK. In 2030, the ranking of fuel cost remains the same in the UK (gasoline > FCEV > BEV), but the FCEV hydrogen cost is much closer to the BEV charging cost as a consequence of the projected reduction in hydrogen price on this timeframe. In contrast, in 2030 in Germany the FCEV has the lowest annual fuel cost, due to the anticipated reduction in hydrogen price, and because domestic electricity is significantly more expensive in Germany than in the UK. Of course, electricity prices will change in future, as the grids evolve, but this analysis gives a directional perspective based on today’s prices.

It is expected that governments will tax electricity and hydrogen as the proportion of BEVs and FCEVs on the road increases, to cover the lost revenues from diesel and gasoline taxation, so projections on the future TCO of BEVs and FCEVs are complicated by this.

5.2.2 Vehicle Driving Range

In 2018 the average BEV could travel around 225 km (140 miles) between charges; as we move into the early years of the 2020s this will increase to around 400 km (250 miles) or so by a combination of higher energy density battery materials and the use of larger batteries (see for example Figure 8). This increased range is expected to reduce BEV range anxiety for people considering a BEV purchase.

Fig. 8.

Estimated real-world driving ranges of incoming BEVs. Quoted NEDC and World Harmonised Light Vehicle Test Procedure (WLTP) ranges have been converted to estimated real-world ranges using: NEDC to real-world factor 0.6; WLTP to real-world factor 0.77. Source: public disclosures and analysis by author

Estimated real-world driving ranges of incoming BEVs. Quoted NEDC and World Harmonised Light Vehicle Test Procedure (WLTP) ranges have been converted to estimated real-world ranges using: NEDC to real-world factor 0.6; WLTP to real-world factor 0.77. Source: public disclosures and analysis by author

As discussed elsewhere in this journal, one of the main development targets of ongoing battery materials research is to increase the energy density of the cathode, to increase vehicle range. Over the next few years the industry will see moves from nickel manganese cobalt (NMC) 532 (i.e. around 50% Ni, 30% Mn and 20% Co) and NMC622 to NMC811 – each new generation increases the Ni content of the cathode, which is the component principally responsible for the energy density at current voltage windows. We will also see further evolution in the nickel cobalt aluminium (NCA) battery chemistries used by Tesla and others. NMC811 also has a significantly reduced level of Co. The trend to low Co loadings is partly driven by concerns about Co availability, sustainability and future pricing, and also by the need to continue to increase the Ni content to enable higher energy density. Beyond this, the widespread introduction of solid-state battery technology is expected as we move into the 2030s, which could result in a significant further increase in vehicle range for a given battery weight and volume, as well as potentially increasing battery safety since the solid state electrolytes will not be flammable, unlike the current organic liquid based electrolytes.

FCEVs can already travel around 400 miles between refuelling (24), and this can be increased by increasing the size of the on-board hydrogen tank, and by the expected increases in vehicle and fuel cell efficiency going forward. However, the hydrogen refuelling infrastructure is less well developed than the charging infrastructure, which is one of the factors currently limiting the penetration of FCEVs.

5.2.3 Vehicle Fuelling and Charging Infrastructure

The development of the BEV charging infrastructure is already well underway, with over 175,000 public charge points in place across Europe in November 2019 (see Figure 9) (25) including more than 21,000 in the UK. The expectation is that most passenger car charging will occur overnight at home and at the workplace (at slow charging rate), which limits the requirement on the number of public chargepoints. The EU Alternative Fuels Infrastructure directive sets a target of one public charging point for every 10 EVs, which implies that a Net Zero Europe would need up to around 20 million public chargepoints, assuming a similar size vehicle parc as that today (for example the natural growth in the fleet from now to 2050 is balanced by an increase in shared mobility), and that 80% of EU passengers cars are powered by batteries, with the balance being FCEVs. From the 2018 number in Figure 9 below (the last full year for which there is data), this would represent a Compound Annual Growth Rate (CAGR) of around 16.8% between 2018 and 2050. Angela Merkel, the German Chancellor, recently said that she wants to have one million public charge points in Germany by 2030, up from around 21,000 today (this would represent a CAGR of around 38%). Based on the EU Directive target, this would be enough to charge around 10 million vehicles, a significant proportion of the number of cars on Germany’s roads (which is around 47 million today).

Fig. 9.

Growth in the number of public charging points in Europe (25)

Growth in the number of public charging points in Europe (25)

On the FCEV side, a number of governments have set formal targets for both the number of FCEVs on the road and the number of hydrogen refuelling stations (HRS) to enable this (see Table III). For example, China intends to have over one million FCEVs on its roads in 2030, supported by over 1000 HRSs. Last year Chinese FCEV subsidies totalled US$12.4 billion (26), and China is cutting subsidies to BEVs and PHEVs to focus on developing other clean options such as hydrogen. In addition, China has deployed more renewable energy than any other country but its utilisation is relatively low, opening the possibility of using some of this electricity to generate hydrogen via electrolysis, to drive elements of a hydrogen-based economy, including FCEV-based transportation.

Table III

Government and State Targets for the Size of the FCEV Fleet and Number of Hydrogen Refuelling Stations

Country or state and target count Today 2020 2025 2030
Japan HRS 90 160 320 900
Japan FCEVs 2000 40,000 200,000 800,000
China HRS 30 >100 >300 >1000
China FCEVs 1500 5000 50,000 >1,000,000
South Korea HRS 20 310 (2022) 520
South Korea FCEVs 16,000 1,800,000
California HRS 35 94 200
California FCEVs 23,000 (2021) 47,200 (2024)
France HRS 20 100 (2023) 700 (2028)
France FCEVs 5200 (2023) 36,000 (2028)
Germany HRS 43 100 400 (2023) 1000
UK HRS 14 31

Both Japan and Korea also have broad government-driven strategies based on hydrogen, to reduce their heavy reliance on imported oil, as well as to meet their GHG reduction commitments and generate further growth opportunities for their automotive industries. The three FCEV leaders today are Toyota, Honda and Hyundai.

South Korea’s Ministry of Trade, Industry, and Energy announced in June 2018 that along with private entities it would invest US$2.2 billion through public-private partnerships to speed up development of the FCEV ecosystem in the country by 2022 (27). The government plans to use subsidies to reduce the cost of FCEVs to around US$25,000 by 2025, around half the current price, and to reduce the market price of hydrogen to US$2.50 kg–1. In addition, Hyundai has announced plans to invest US$6.5 billion in FCEV production facilities and related research and development activities by 2030 to produce 500,000 FCEVs in 2030 (28). The South Korean government aims to generate US$36 billion worth of added value a year and create 420,000 new jobs in the market by 2040.

6. Vehicle Refuelling Rates

Another important comparison between BEVs and FCEVs is their respective refuelling rate, as shown in Table IV. FCEVs can refuel in around five minutes, corresponding to an energy input per second of around 4 MW which, while slower than the 20 MW typical of gasoline and diesel fuelling, is much faster than that of BEVs, where even Tesla superchargers can only deliver a maximum rate of 0.12 MW. The introduction of ultra-fast chargers is just starting in Europe and North America, with a maximum refuelling rate of 0.35 MW, still a factor of 10 slower than fuelling a FCEV with hydrogen. These differences in fuelling rate are particularly important for some applications, for example high utilisation fleet vehicles and vehicles which do a lot of long distance driving (and heavy commercial vehicles).

Table IV

Comparison of Fuelling Rates of ICE, BEV and FCEV Cars

Fuel or charging technology Fuelling rate, MW
Diesel or gasoline 20
H2 fuel cell 4
BEV current technology (charge car in ~30 min to 6 h) 0.007–0.12
BEV incoming ultra fast charging (~80% charge in 15 min) 0.35

7. Raw Material Use and Recycling

There are challenges in both the BEV and FCEV supply chains. For BEVs there are some concerns around Co availability and the ethics around some mines in the Democratic Republic of Congo, where around 50% of the world’s Co is mined. In addition, the projected increases in BEV penetration will likely lead to supply chain pressure on commodities such as Ni (which is a key component in the battery itself) and copper (which is used to move electrons around on the vehicle, and throughout the charging infrastructure), which will put upward price pressure on BEVs. The FCEV supply chain is not well developed today because vehicle volumes are so low, so there is work to do to build the volumes required to support this technology going forward, for example around the fluoropolymer and hydrogen tank components. However, one of the most expensive fuel cell constituents, platinum, already has a highly developed supply chain, and there is plenty of Pt above ground that will be accessible via autocatalyst recycling.

On recycling, the importance of developing cradle‐to-cradle supply chains for future technology has never been greater. There is a legal imperative for vehicle OEMs to ensure their vehicles are extensively recycled, and there are components of high value (and relative scarcity) in both FCEV membrane electrode assemblies (MEAs) and BEV batteries, so it is essential that effective recycling loops are set up going forward. Neither FCEV MEAs nor BEV batteries are recycled to a large extent today, and optimised processes do not exist for either option, but work is ongoing to develop such processes.

8. Projections of the Future Passenger Car Powertrain Mix

A number of factors will determine the proportion of BEVs and FCEVs in the future powertrain mix, with different countries, regions, OEMs and consumers making different choices. There is broad consensus, however, that BEVs are likely to dominate the passenger car ZEV sector, based on their relatively low cost and TCO, the rapidly growing charging infrastructure, the increased range of incoming BEVs and the fact that all major OEMs are bringing attractive BEVs to market over the coming years (and most OEMs also have fuel cell vehicles in small scale production (Honda, Hyundai and Toyota) or have fuel cell programmes in advanced stages of development). FCEVs are likely to play a role in the high mileage, high utilisation end of the passenger car and light commercial vehicle sectors, where their range and refuelling time advantages over BEVs are attractive.

There are many views of the rate at which the global powertrain will shift from the ICE to electrification (BEV and FCEV). LMC, an automotive global forecasting and market intelligence provider, has recently published its view of the evolution of the global passenger car powertrain out to 2050. Their base case scenario (Figure 10(a)) reflects their current “most likely” view of progress in technology, policy and cost, and they see BEVs with the major share in the ZEV space with over 40% of global car sales by 2050. FCEVs, helped by major growth in renewable electricity generation, become significant by 2035, exceeding 20% of global sales by 2050. Hybrids, though squeezed by ZEVs, remain important in some markets, including Japan, and make up around 20% of global vehicle sales in 2050, with the 2050 ICE sales dominated by India.

Fig. 10.

LMC projected future global powertrain share of new sales out to 2050: (a) base case; (b) progressive case

LMC projected future global powertrain share of new sales out to 2050: (a) base case; (b) progressive case

LMC’s “Progressive” scenario (Figure 10(b)) is based on increases in public and political pressure to get the world to act more rapidly to mitigate climate change, leading to more aggressive decarbonisation policies and faster adoption of BEVs and FCEVs. Within this scenario, ICE-only sales cease in the mid-2040s and ZEV sales reach over 90% of demand by 2050, with BEVs accounting for over 60% of global sales, and FCEVs around 30%.

Even this “Progressive” case does not represent a net zero scenario globally, since this would require sales of ICEs, HEVs and PHEVs to stop before 2040, and this scenario still has ICE-containing powertrains making up over 40% of global sales in 2040. However, it could be consistent with a scenario in which Europe moves to net zero in 2050 with the rest of the world following behind and achieving net zero just after 2060.

9. Commercial Vehicle Market

As outlined above, CO2 legislation for commercial vehicles is becoming stricter in all the major economies, and on top of the CO2 regulations, California is planning to introduce a zero emission vehicle mandate as part of its Advanced Clean Trucks regulatory package. By 2030, this will require 15% of Class 7 and 8 trucks (i.e. vehicles over 11.8 tonnes) sold in the state to be zero emission. While batteries are expected to be the technology of choice in the lighter segments, fuel cells are becoming seen as the most likely solution to decarbonise the larger trucks. As in the passenger car sector, governments planning net zero commitments will need to transition their commercial vehicle fleets from diesel to electricity and hydrogen as they move through the 2030s, to ensure a zero emission fleet by 2050.

OEMs are beginning to position themselves for this new reality; for example, Daimler Trucks recently announced that they plan for all new trucks and buses in the triad markets of Europe, Japan and the North American Free Trade Agreement (NAFTA) to be CO2-neutral when driving by 2039 (i.e. tank to wheels) (29). They plan to achieve this using a combination of BEV and FCEV, with battery electrics in series production by 2022 in all core regions and hydrogen fuel cell-based series production vehicles by the end of the 2020s. Daimler Truck AG and the Volvo Group, two leading companies in the commercial vehicle industry, have signed a preliminary non-binding agreement to establish a new joint venture to develop, produce and commercialise fuel cell systems for heavy-duty vehicle applications and other use cases in the second half of the 2020s. Daimler will consolidate its current fuel cell activities in the joint venture and the Volvo Group will acquire 50% in the joint venture for approximately €600 million (30).

Cummins are also investing in both battery‐based powertrain technology and hydrogen and fuel cells, including acquiring a US$290 million controlling stake in Hydrogenics, a leading fuel cell and hydrogen production technologies provider (31). CNH Industrial have entered into a US$250 million strategic and exclusive heavy-duty truck partnership with Nikola Corporation (32), pioneers in the introduction of zero emission heavy duty trucks powered by hydrogen fuel cell and battery technology. The deal with CNH gives Nikola access to the European commercial vehicle market, as well as to IVECO’s global manufacturing and sales network. In addition, Nikola now has Nel (electrolysis) and Hanwha (solar energy) on board to develop a clean H2 infrastructure to power these fuel cell vehicles, where conditions allow, supporting the moves towards net zero.

TCO is the critical factor in the long-haul truck sector. Recent analyses by Cummins (33) and AVL (34) have shown that BEV trucks are not viable for this sector due to the high cost, size and weight of batteries for the required range (their weight would reduce payload) and the relatively long recharging time for such large batteries (which would reduce vehicle utilisation significantly). These studies show that the FCEV solution is strongly preferred due to the long range, rapid refueling times and overall TCO. A hydrogen price of €3.50–5.00 kg–1 is estimated to lead to TCO parity even with today’s diesel-based trucks once such FC trucks are made in significant volumes (100,000 or so); as outlined earlier, the hydrogen price is expected to drop to around €4 kg–1 by 2030.

In the medium duty distribution truck sector, where driving ranges are lower than in the long‐haul space, BEVs are expected to play a significant role, and for some such distribution applications BEVs already have a lower TCO than current diesel trucks. CARB estimates that the TCO of battery trucks will be lower than diesel trucks by 2024 for many local truck applications (35). They also project that FCEVs will approach the TCO of diesel by 2030.

The development of the fuelling infrastructure for zero emission commercial vehicles is generally regarded as an easier proposition than that for passenger cars, since many commercial vehicles (especially buses and distribution trucks) return to a depot overnight. For BEV-based vehicles this requires charging infrastructure at their home depots and along the parts of the strategic road network along which they operate, for cases where top-up charging away from the depot is required.

For longer distance buses, coaches, and medium and heavy commercial vehicles, the fuel cell powertrain is expected to be widely employed, requiring HRSs at home depots and along the strategic road network. Depot-based HRSs for centralised refuelling have the advantage of increased utilisation, reducing the cost of the hydrogen delivered. A recent report from the Hydrogen Council projects that the cost of hydrogen refuelling infrastructure per vehicle should ultimately drop to below the cost of the BEV recharging infrastructure due to the significant economies of scale available from increasing the size of the distribution network and the introduction of larger retail stations (36). Their analysis led them to conclude that the cost of investment per kilogram of pumping capacity from a HRS will decline roughly 70% over the next 10 years, from about US$6000 for a small station in 2020 to an estimated US$2000 for a large station in 2030. Such a cost trajectory further increases the attractiveness of the hydrogen fuel cell solution for large and longer distance commercial vehicles, since it significantly reduces the TCO of these vehicles.

There are far fewer projections of the future uptake of zero emission commercial vehicles than there are for passenger cars, but it is clear that the commercial vehicle sector needs to develop and implement zero emission vehicles rapidly to support broader decarbonisation initiatives and, particularly, moves to net zero. KGP, a consultancy that provides services to the automotive and related industries worldwide, has developed a “2°C Scenario” for the commercial vehicle market (Figure 11) (37), projecting that the sales of “Electric” commercial vehicles, i.e. those powered by BEV and FCEV, would need to increase from around 87,000 in 2019 to over one million per year by 2030, to be on a trajectory to enable the GHG emissions from the commercial vehicle sector to be aligned with the Paris Agreement’s aim of limiting the global temperature increase due to GHG emissions to 2°C above pre-industrial levels. This level would correspond to around 25% of new sales of commercial vehicles globally.

Fig. 11.

KGP projected future global powertrain share of new commercial vehicle sales in the IPCC 2°C scenario, thousands. CNG = compressed natural gas; LNG = liquified natural gas; BG = biogas. Reproduced with permission from (37)

KGP projected future global powertrain share of new commercial vehicle sales in the IPCC 2°C scenario, thousands. CNG = compressed natural gas; LNG = liquified natural gas; BG = biogas. Reproduced with permission from (37)

The recent report from the IPCC (2) recommends that the target temperature increase should be at or below 1.5°C, implying that a faster rate of uptake of zero emission commercial vehicles will be required. Approaches to increase ZEV penetration include increasing the stringency of CO2 tailpipe regulations, and introducing mandates for ZEV fleet levels (such as those proposed within the Advanced Clean Trucks rule by CARB). Interestingly, 30 businesses including Nestle and Unilever recently signed a letter to the new European Commission president Ursula von der Leyen and new EU climate chief Frans Timmermans, calling for legally binding zero-emission truck and van sales targets for 2025 and 2030 (38). They pointed out that these sales targets need to be ambitious, to drive a huge increase in the supply of zero-emission vehicles compared to a business-as-usual scenario, and to put Europe on track to meeting its 2030 climate targets. The businesses believe that binding sales targets will accelerate the uptake of zero-emission vehicles, make air in cities cleaner, put European vehicle-makers at the forefront of innovation while at the same time making Europe less dependent on oil imports. The signatories also say that the EU’s 2030 emissions reduction target must be increased to 55% and the bloc should go climate-neutral by 2050; the latter is the target already proposed by the European Commission.

Overall, therefore, the commercial vehicle sector is becoming increasingly aware of its need to develop zero emission vehicles to play a major role in the decarbonisation of road transport, and extensive work is underway to develop and bring such vehicles to market. Governments and regulators have a significant role to play in creating the right policy framework to drive the initial introduction of such vehicles into the marketplace, and then to encourage their further uptake to enable net zero and air quality targets to be achieved.

10. Summary

The demand for cleaner urban air and massive reductions in CO2 and other GHG emissions is increasing both from the public and from regulators and governments in many countries and regions. Net zero GHG targets have been set and legislated in several geographies, and more are clearly going to follow in the coming months and years. Transportation is currently a major emitter of criteria pollutants (including CO, hydrocarbons, NOx and PM) and of CO2, and the decarbonisation of this sector requires the transition from ICE‐powered vehicles to battery electric and fuel cell electric zero emission powertrains. Of course, the minimisation of the carbon footprint of such vehicles is contingent on the electricity and hydrogen used to fuel them being low or zero carbon. In the case of BEVs this means the electricity grid needs to be decarbonised, and this is occurring at good pace in many countries, accelerated by the ongoing reductions in the cost of renewable energy derived from, for example, solar and wind. For FCEVs it means decarbonised electricity to generate green hydrogen by the electrolysis of water, and the addition of CCUS technology to advanced reforming plants, to convert CH4 into blue (low carbon) hydrogen. The low carbon hydrogen infrastructure and distribution network will constitute part of the transition towards a broader hydrogen economy in many countries, supporting moves to net zero across industry, power generation (including seasonal energy storage to enable increased renewable power generation) and heating for buildings, as well as transportation.

The decarbonisation of the passenger car sector will be driven by rapid uptake of BEVs, which will occur as their purchase costs continue to fall, their driving range continues to increase, and the required charging infrastructure is rolled out worldwide. BEVs are also expected to play a significant role in urban bus and distribution truck applications. FCEVs are expected to dominate the long haul trucking segment as it decarbonises, due to their cost, weight, range and charging time advantages over battery-based technology. They will also likely play a role in inter-city buses and distribution trucks, and in larger passenger cars and sport utility vehicles (SUVs) for applications and customers requiring a long driving range and rapid refuelling.

There is no doubt that net zero targets at the state, country and regional level will be challenging to meet on the 2050 timeframe recommended by the IPCC, but the surface transportation sector is developing and introducing the technologies to enable this. As long as governments and regulators put in place an appropriate set of policy measures and incentives to encourage the early implementation and subsequent mass uptake of zero emission vehicles, the car, van, bus and truck segments will make a huge contribution to global moves towards decarbonisation and the development of net zero economies worldwide.

By |2020-07-01T08:22:47+00:00July 1st, 2020|Weld Engineering Services|Comments Off on Future Regulatory, Market and Technology Trends in the Global Passenger Car and Commercial Vehicle Sectors

Battery Materials Technology Trends and Market Drivers for Automotive Applications

Home > Journal Archive > Battery Materials Technology Trends and Market Drivers for Automotive Applications

Johnson Matthey Technol. Rev., 2020, 64, (3), 287

Introduction

Outdoor air pollution is linked to an estimated 4.2 million deaths each year worldwide (1). Tailpipe emissions from conventional internal combustion engine (ICE) vehicles are a major contributor to urban air pollution, and as such have been subject to ever tighter legislation for decades, requiring increasingly innovative improvements and catalytic emissions controls. We have now reached the point where a move away from the ICE is required to continue air quality improvements, with several countries going so far as banning new purely ICE vehicles in the coming years. This is where EVs will play their part – both pure EV and hybrid systems powered by LIB technologies, as well as fuel cell technologies, are set to see increased uptake and demand as we strive for cleaner air. In this article, we will add to the automotive-focused literature (24) and review what technologies are required to drive the uptake of pure EVs, and what the industry is doing now to respond to consumer requirements as this market rapidly grows.

There are several characteristic battery parameters that it is important to consider and contrast with consumer behaviours and expectations for automotive applications: perhaps most significant, the energy or capacity of the cell equates to the ‘miles in your tank’, and is an area where EVs have lagged behind the ICE in previous years. This is evolving, with the most successful EVs on the market now having an average range of 350 km (5). Range anxiety, equating to energy density, is a major theme for the battery materials industry, with contributions from and innovations required in three areas: the cathode, anode and electrolyte. Cost is also an important factor; as well as the material costs for the active components, analysis has shown that the electrode thickness within the cell is a major contributor to automotive cell costs (6) – materials with increased volumetric energy density are therefore additionally attractive from this perspective. There is also the practical cost benefit afforded by developing systems that can operate at higher voltage cut-offs (7), owing to the usable advantages, towards which multiple cell components can be developed and optimised. Herein, we review one topic of significant industry focus from each area: high-Ni cathode materials, with lithium nickel manganese cobalt oxide (NMC) 811 and beyond being commercialised within the next three years; high energy silicon anode technologies, expected to be at commercial scale in the next three to five years; and solid-state electrolytes, with significant progress expected from the next five years and beyond.

High Energy Cathode Advancements

Whilst the cathode active material technology landscape remains diverse, with no one material that will meet all EV requirements, the general trend for passenger EVs is using high-Ni NMC, and lithium nickel cobalt aluminium oxide (NCA) materials. The layered Li Ni oxide (LNO), has been studied for the past 25 years, ever since the commercial application of the isostructural Li Co oxide (LCO) by Sony, Japan, in 1991; the relative low cost of Ni compared to Co was an initial driver for this work – and continues to be a factor today (812). Until relatively recently, automotive industry uptake was focused on lower Ni NMC variants, such as LiNi1/3Mn1/3Co1/3O2 (NMC 111), and lower energy chemistries such as Li Mn oxide (LMO), and Li iron phosphate (LFP). Tesla, USA, bucked the trend; as an early adopter of higher‐Ni NCA materials, it was ahead in the EV mileage stakes. Now, driven by consumer demand for more range, high-Ni is in vogue – the key for research and industry alike is to innovate-out the technical problems associated with LNO regarding its stability.

LNO tends towards non-stoichiometry, owing to the relative instability of Ni3+ compared to Ni2+, and the similar ionic radii of Ni2+ (0.69 Å) and Li+ (0.73 Å) (12, 13). It has been shown that synthesis conditions are key to prevent the formation of Ni2+ anti-site defects, with near-stoichiometric LNO requiring control of calcination temperature, atmosphere and Li content (12, 14). LNO is also known to undergo several phase transformations on electrochemical cycling; whilst a capacity of over 200 mAh g–1 can be achieved, these transformations lead to significant capacity fade over the first cycles (15). Early research showed the benefits of incorporating relatively small amounts of other metals, most notably Co, Al and Mn, into the structure to impart stability and significantly improve capacity retention. Owing to the isostructural nature of its end members, all compositions in the series LiNi1–x Cox O2 (x = 0–1) can be formed; Co3+ imparts stability by hindering the formation of Ni2+ anti-site defects (16). Conversely, doping Mn into the LNO structure has been shown to detrimentally effect the reversible capacity but to impart thermal stability benefits – a key property for battery safety (17, 18). The beneficial effect of Al substitution at low levels is two-fold: an improvement in capacity retention by minimising detrimental phase transformations and an increase in thermal stability (18, 19). There is, however, a limitation to the amount of Al that can be usefully incorporated into the structure; the addition of high-levels of an electrochemically inactive dopant will result in a reduction in capacity, and Al3+ has been shown to segregate and create localised defects within the lattice, due to the different ionicity of Al–O and Ni–O bonds (20).

This combined work has ultimately led to continued focus on the multiple metal dopant strategies found in NCA and NMC, where greater benefits are observed than in single dopant systems. Whilst not as catastrophic as those in LNO, NCA and high-Ni NMC materials (such as NMC 811) undergo significant structural changes on cycling, which their lower Ni counterparts (for example NMC 622, NMC 111) do not (Figure 1): at high states of charge, a transformation from the second hexagonal phase (H2) to the third hexagonal phase (H3) occurs in high-Ni materials that is associated with c lattice contraction and capacity fade (2123). The addition of dopants to the bulk structure of LNO such as cobalt, manganese, aluminium, magnesium, titanium and combinations thereof has been shown to influence stability by affecting the volume change on cycling associated with the H2/H3 phase transformation (2426).

Fig. 1.

Differential capacity vs. cell voltage of NMC-graphite cells recorded at a 0.1 C-rate (3rd cycle). The peaks are assigned to their corresponding phase transitions with H1, H2 and H3 representing the three hexagonal phases and M the monoclinic one. C6 → LiCx indicates the lithiation of graphite (21) Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 (CC BY-NC-ND)

Differential capacity vs. cell voltage of NMC-graphite cells recorded at a 0.1 C-rate (3rd cycle). The peaks are assigned to their corresponding phase transitions with H1, H2 and H3 representing the three hexagonal phases and M the monoclinic one. C6 → LiCx indicates the lithiation of graphite (21) Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 (CC BY-NC-ND)

Coating strategies have been employed to high‐Ni NCA and NMC systems, providing benefits in two key areas: handling and performance. The handling and processability of high-Ni materials is a well-known challenge, with surface reactivity towards the ambient resulting in the formation of Li hydroxide and Li carbonate impurities, and the resultant propensity of electrode slurries to gel: this creates obvious challenges before materials have even reached the cell (2729). Once in the cell, these surface impurities contribute to resistance growth and side reactions resulting in gassing (30, 31). Moreover, the high-Ni surface itself is known to undergo phase changes upon cycling, with the formation of the rock salt phase Ni oxide also contributing to instability and capacity fade (32, 33). In its simplest sense, the application of an inactive coating such as Al oxide passivates the surface with respect to these undesirable side reactions, creating more benign materials that are easier to handle; but only so much of this type of coating can be applied before either significant capacity loss or resistance gains are observed (34). As such, the move toward active coatings, where the removal of an inherent risk of capacity loss does not limit the amount or depth of coating that can be applied, is very attractive. A notable example in this area is the extensive work by the Sun group, who have developed several generations of active coatings and complex morphologies for high-Ni materials (Figure 2): starting with a core@shell strategy, a low-Ni NMC was applied to the surface of a high-Ni NMC, creating a system that combined a high-energy core with a high-stability surface and building a system that was electrochemically active throughout (35). The drawback of this system was the observation that the shell layer broke away from the core on cycling, due to the mismatched volume changes within the core and shell NMC layers. To counteract this, the group developed a gradient coating strategy, whereby a lattice expansion or contraction mismatch was avoided by creating a continuous region of gradual compositional change, thus removing a core@shell interface (38). The Sun group further extended this work to look at deeper and multi-component gradients and their potential benefits (36, 37, 39). Such gradient systems can be viewed as a sophisticated hybrid between bulk doping and surface coating strategies, helping to mitigate the trade-offs associated with each strategy alone.

Fig. 2.

Development of core@shell and gradient NMC materials: (a) scanning electron microscopy image of Ni-rich core and Mn-rich shell, showing interfacial cracking after cycling, reprinted with permission from (35), Copyright 2005 American Chemical Society; (b) schematic diagram of full gradient material, reprinted with permission from (36), copyright 2012 Springer Nature; (c) electron probe microanalysis (EPMA) line scan of the integrated atomic ratio of transition metals as a function of the distance from the particle centre to the surface for the precursor; and (d) EPMA line scan of the integrated atomic ratio of transition metals as a function of the distance from the particle centre to the surface for the lithiated gradient material, reprinted with permission from (37), copyright 2015 John Wiley and Sons

Development of core@shell and gradient NMC materials: (a) scanning electron microscopy image of Ni-rich core and Mn-rich shell, showing interfacial cracking after cycling, reprinted with permission from (35), Copyright 2005 American Chemical Society; (b) schematic diagram of full gradient material, reprinted with permission from (36), copyright 2012 Springer Nature; (c) electron probe microanalysis (EPMA) line scan of the integrated atomic ratio of transition metals as a function of the distance from the particle centre to the surface for the precursor; and (d) EPMA line scan of the integrated atomic ratio of transition metals as a function of the distance from the particle centre to the surface for the lithiated gradient material, reprinted with permission from (37), copyright 2015 John Wiley and Sons

These gradient systems demonstrate the importance of considering morphology and process alongside composition in materials engineering. Another area of interest is the mitigation of microcrack formation through the control of primary particle shape, size and interfaces; fewer cracks means a more stable cathode electrolyte interface (CEI) layer, alleviating resistance growth and gas-generating side reactions (33, 40, 41). Most recently, this has led to particular interest in single crystalline morphologies, which promise greater long-term cycling stability compared to their polycrystalline counterparts by minimising the number of interfaces where microcracks can occur. The majority of published research in this area has focused on lower-Ni NMCs (i.e. NMC 622 or less), where reduction in gassing has been observed compared to polycrystalline counterparts, albeit at the cost of rate capability (42, 43). This lower Ni focus is in part due to the challenging nature of high Ni synthesis at the typically elevated temperatures required to form single crystalline materials compared to those used to generate polycrystalline materials. There are examples demonstrating similar advantages for a single crystalline morphology with up to 80% Ni content and efforts are clearly growing in this area: single crystalline NMC 811 has been shown to exhibit less gassing than its polycrystalline counterpart during high temperature storage (30). Zhu et al. undertook a broad study looking at NMCs from NMC 111 to NMC 811 prepared by multiple approaches and demonstrated the need to tune synthesis conditions to Ni content (44).

The engineering opportunities to overcome the challenges presented by high Ni materials continue to grow. As the automotive industry strives for higher energy, the drive to increase the Ni content of NCA and NMC type materials is clear – the common theme across the industry is to move from NMC 622 to NMC 811 and toward 90% Ni content to meet energy requirements, but also to reduce the Co content required, due to sourcing and cost challenges. Ultimately, a combination of the strategies reviewed above are required to develop and commercialise materials with a Ni content of 80% and above to meet the energy and stability requirements of the automotive industry.

High Energy Anode Advancements

Aligned with the drive toward higher energy cathode materials, there is a requirement to enhance and optimise LIB anode materials toward greater energy density, improved cycle life, lower cost per kilowatt hour and improved gravimetric and volumetric densities (3, 46). In particular, the use of higher energy cathode materials allows increased ampere hour per geometric area and volume of active cathode which is important to retain realistic active material loadings and thicknesses and achieve battery EV (BEV) cell and pack targets. A commensurate improvement in storable energy per area and volume of anode electrode is therefore also required. Cell manufacturers and original equipment manufacturers (OEMs) are increasingly moving beyond todays natural and synthetic graphite materials (or combinations of these) toward blending graphite with a higher energy density Si or Si oxide component to enhance cell level energy gravimetric and volumetric density (47). Table I illustrates examples of such Si containing materials (48).

Table I

Comparison of Anode Materialsa

Anode material C Si SiOx
Volume change % during lithiation 12 280 160
Lithiated phase LiC6 Li15Si4 Lix Si, Li2O, Li4SiO4
Initial theoretical specific capacity, mAh g–1 372 3579 3172
Typical initial coulombic efficiency, % 90–95 77.5–84 65–95

The high natural abundance of Si and low operating voltage (0.2 V discharging potential compared to Li/Li+) single out Si as a highly promising anode material for LIBs (49). However, Si containing materials as battery anodes exhibit a number of challenges, with the greatest of these being significant volume expansion during the lithiation process (see Table I). Particle cracking or fragmentation, loss of electrical contact, ongoing parasitic reactions between electrolyte and ‘fresh’ surfaces, cell swelling and gassing all contribute to cycle life issues (see Figure 3 and Figure 4) (46). Various approaches can be deployed to address the volume change issue for pure Si anodes, including nano-engineering of the Si electrode structure (nanowires and nanoparticles, formation of secondary agglomerates) along with advanced binder combinations to create a flexible electrode structure (46, 50, 51). The addition of carbon dioxide into pouch cells has also been trialled to limit parasitic reactions (52). Formation of nanocomposites of Si–C via mechanical or chemical deposition processes, addition of other alloying components or the choice of a SiOx material (where first cycle lithiation allows an irreversible reaction creating stabilising LiOx and Li silicate components within the structure) can all bring improvements (50, 53). Incorporation of conductive carbon also addresses the challenge posed by the intrinsic low conductivity of Si containing materials (54).

Fig. 3.

Schematic of the changes occurring at the surface during electrochemical cycling of bulk Si, illustrating how large volumetric changes result in cracking, fragmentation and loss of electrical contact to active material, reprinted with permission from (46), copyright 2017 American Chemical Society

Schematic of the changes occurring at the surface during electrochemical cycling of bulk Si, illustrating how large volumetric changes result in cracking, fragmentation and loss of electrical contact to active material, reprinted with permission from (46), copyright 2017 American Chemical Society

Fig. 4.

Illustration of the evolution of Si particle solid electrolyte interface (SEI) with repeated cycles, reprinted with permission from (46), copyright 2017 American Chemical Society

Illustration of the evolution of Si particle solid electrolyte interface (SEI) with repeated cycles, reprinted with permission from (46), copyright 2017 American Chemical Society

A strategy of blending Si containing materials with existing graphite types is already in progress to achieve moderate capacity increase and lessen volume change, as illustrated by cell level calculations for this approach (for example Si:C 1:3 with capacity of 1100 mAh g–1 by Andre et al.) (3, 47). Table I illustrates an additional challenge present in Si containing anodes in the form of lower first cycle efficiency (FCE) vs. graphite, related to reactions consuming Li between the electrolyte and anode, the formation of the SEI and associated reduction in useful Li inventory in the working cell, reducing effective watt hour per kilogram. Pre-lithiation approaches, where sacrificial Li containing materials are added to the Si anode during electrode fabrication or strategies such as electrochemical pre-lithiation of formed electrodes ahead of cell assembly are possible (55, 56) along with chemical pretreatments ‘artificial SEI formation’ (57, 58). However, these all represent additional steps and cost in a cell manufacturing process, also pre-lithiated materials and electrodes and Si nanoparticles require careful handling due to the reactivity of the materials with moisture and air (48).

Careful optimisation of the liquid electrolyte additives is also crucial to achieve prolonged cycle life and good FCE, with fluorinated additives, especially fluoroethylene carbonate (FEC), showing benefit (59). The discharge and charge voltage profile of Si containing anodes is slightly different to graphite-only examples, leading to reduced chance of Li plating during charging in Si anodes, but typically slightly lower discharge voltage with graphite, thus adjustments to cell balancing and understanding of the operational state of charge window in the usable voltage range are important for full cell (60).

Assessment of the sustainability of changing to Si containing anode components and advanced higher energy cell chemistries is also vital as electrification of the power train advances worldwide (61).

Higher Energy Through Solid-State Electrolytes

A further driver to increase the energy density of cells is to replace existing anode materials with metallic Li. Li metal was used as the first anode material in rechargeable Li-ion cells due to its very high energy density (3860 mAh g–1) and low electrochemical potential (–3.040 V vs. the standard hydrogen electrode). However, numerous challenges prevented its widespread adoption, including low cycle life predominating from issues such as the formation of dendrites and unstable solid-electrolyte interfaces. Recently, there has been increasing investigations into using solid-state electrolytes to mitigate the challenges of using metal anodes, whilst maintaining their advantages.

In addition to potentially enabling the use of Li metal anodes, the evolution to solid state batteries has other advantages to conventional Li-ion cells (62). The primary reason is the displacement of the highly flammable cocktail of organic electrolytes that is used currently. This both reduces the risk of unwanted thermal events in the instance of cell misuse or damage, but it also results in a simpler packaging, further increasing the energy density (63) (Figure 5). In addition, solid state materials could offer increased electrochemical stability windows in comparison to existing organic electrolytes; potentially enabling alternative materials, such as higher voltage cathode materials, to be deployed.

Fig. 5.

What is the advantage in energy density of a cell? Reprinted with permission from (64), copyright 2018 Springer Nature

What is the advantage in energy density of a cell? Reprinted with permission from (64), copyright 2018 Springer Nature

Polymer Gels

The use of polymers as electrolytes in batteries was first pioneered in the 1970s (64, 66). This enables cells with high degrees of safety to be manufactured in various form factors. Polymer-based systems such as polyethylene oxide (PEO), polyvinylidene fluoride (PVDF), polyacrylonitrile and polymethyl methacrylate (PMMA) based electrodes have all been widely studied as polymer electrolytes (67). PEO-based polymer electrolytes have been studied the most due to their advantageous properties including lower cost, ability to solvate a wide variety of ions, relatively high chemical stability and the use of their moderate mechanical strength (~106 Pa) to supress the growth of dendrites (68, 69). However, the low conductivity (~10–7 S cm–1) of the electrolyte systems, due to the crystallinity of the polymer chains, has been a limitation (70). Overall, the general uptake of polymer gel cells has been restricted by their lower energy densities and poor electrochemical stability compared to liquid electrolytes.

All Solid-State Batteries

More recently, researchers have explored a range of solid inorganic materials, which allow ionic mobility through the solid. Numerous classes of these are currently being explored, all possessing different advantages and disadvantages (63, 71, 72). A summary of these are highlighted in Table II.

Table II

Selected Parameters for Key Classes of Solid-State Electrolytes

Type Example composition Ionic conductivity at room temperature (RT), S cm–1 Electrochemical stability to Li
Sulfide Li10GeP2S12 (73) 1 × 10–2 Stable
Garnet Li7La3Zr2O12 (74) 3 × 10–4 Stable
Sodium superionic conductor (NASICON) Li1.3Al0.3Ti1.7(PO4)3 (75) 7 × 10–4 Unstable
Perovskite Li0.34La0.51TiO2.94 (76) 2 × 10–5 Unstable
Lithium phosphorous oxynitride (LiPON) LiPON (77) 6 × 10–6 Stable
Anti-Perovskite Li3OCl (78, 79) 9 × 10–4 Stable
Argyrodite Li6PS5Cl (80) 1 × 10–3 Stable

Researchers have looked to examine inorganic electrolyte materials with high ionic conductivities, such as Li10GeP2S12, which exhibits high conductivity at RT (73). However, sulfide-based solid electrolytes are generally expensive, more challenging to synthesise and are sensitive to moisture, potentially releasing toxic gases. This brings challenges in their handling and subsequent fabrication.

Although most solid electrolytes have been shown to react with Li metal, garnet materials (such as Li7La3Zr2O12 (LLZO)), have shown the greatest stability (74, 75). In addition, they have relatively low costs and a wide electrochemical window (~6 V vs. Li metal) potentially enabling the use of higher voltage cathode materials; and are therefore attracting increasing investigations (74). The cubic phase of LLZO is found to offer greater ionic conductivity than the tetragonal phase. A typical strategy to promote this is to dope elements such as Al, tantalum and gallium into the structure thus stabilising the highly conductive cubic phase at RT (76).

Despite these advantages, a challenge in using LLZO remains its instability in the ambient atmosphere, due to CO2 and moisture (77). This results in increased complexity upon subsequent material handling and processing. Further challenges include poor interfacial compatibility of LLZO with electrodes. To overcome this, methods to increase the wettability of the electrolyte have been explored, such as the atomic layer deposition of Al2O3 to reduce interfacial resistance by the formation of a desirable Li-Al-O layer (73); or alloying Li with other elements (such as Si, Al, Ge) to increase compatibility (72).

In addition to the preparation of materials capable of high levels of Li-ion conductivity, it is vital that these materials can be manufactured at an industrial scale at a reasonable cost. While there has been considerable interest in the use of oxides for an all solid electrolyte, their brittleness and fragility impose new challenges for mass production (78, 80). As a result the scale up of such activities is being explored using a variety of different processing technologies (Figure 6). Mature slurry-based technologies have been shown to provide dense layers using high throughput techniques. However, subsequent high temperature sintering inhibits the co-firing of solid electrolytes and cathode particles.

Fig. 6.

Technology readiness of current solid-state electrolyte processing options: (a) technical feasibility – solid electrolyte fabrication; (b) technical feasibility – cathode composite fabrication; and (c) technology readiness – solid electrolyte fabrication, reprinted with permission from (78), copyright 2019 Royal Society of Chemistry

Technology readiness of current solid-state electrolyte processing options: (a) technical feasibility – solid electrolyte fabrication; (b) technical feasibility – cathode composite fabrication; and (c) technology readiness – solid electrolyte fabrication, reprinted with permission from (78), copyright 2019 Royal Society of Chemistry

When using Li metal as an anode material it is vitally important to prepare dense electrolyte layers in the absences of holes. It has been suggested that a critical relative density of >93% are required to eliminate the formation of dendrites in LLZO electrolytes (79); with short circuits believed to propagate through voids and grain boundaries (81). To obtain highly sintered garnet-based solid electrolytes by conventional sintering techniques, generally high temperatures (>1200°C) and long sintering times (>30 h) are required. Such conditions can result in the decomposition of the solid electrolytes and loss of Li from the structure.

To overcome these challenges, alternative processes such as hot pressing, field-assisted sintering and spark plasma synthesis have been investigated to fabricate the optimal dense ceramic layer (8285). To that end further evaluation of deposition and sintering technologies will be required to provide an economically viable solution.

Beyond Lithium-Ion

There are also multiple technologies (such as Li‐sulfur and Li-air chemistry) that have the potential to deliver significant advances in performance, such as increased energy density (86). For example, Li-S chemistry benefits from the low cost and high abundance of S and an energy density significantly higher than current Li-ion cells (~2500 Wh kg–1) (87, 88). However, these technologies currently suffer from technical challenges that limit their uptake. To fully maximise the benefit of these technologies, it is necessary to overcome the challenges of working with a Li metal anode. The use of solid-state electrolytes is a recent area where people have been exploring with the aim of enabling the technology via anode protection.

Summary

The demand for cleaner air is accelerating and this is giving rise to increased electrification in the automotive drivetrain. There is also a growing acceptance of vehicles with varying degrees of electrification, and this trend looks set to continue. Current concerns for increased energy density to counter consumer’s ‘range anxiety’ are leading to material developments to meet this. In particular, the careful design and manufacturing of cathode materials with high amounts of Ni and anode materials with increasing Si content are steadily improving these key parameters. Furthermore, significant exploration into next generation technologies, such as solid-state electrolytes, opens the possibility of redesigning the cell. While options to the type of material used and their processing remain; the replacement of conventional liquid electrolytes promises to deliver further improvements in energy density as well as other benefits, such as safety performance. These three examples highlight the major trends being investigated and introduced into automotive cells to meet the demands of society.

By |2020-06-29T11:41:57+00:00June 29th, 2020|Weld Engineering Services|Comments Off on Battery Materials Technology Trends and Market Drivers for Automotive Applications

Adaptable Reactors for Resource- and Energy-Efficient Methane Valorisation (ADREM)

Home > Journal Archive > Adaptable Reactors for Resource- and Energy-Efficient Methane Valorisation (ADREM)

Johnson Matthey Technol. Rev., 2020, 64, (3), 298

Following the global trend towards increased energy demand together with requirements for low greenhouse gas emissions, Adaptable Reactors for Resource- and Energy-Efficient Methane Valorisation (ADREM) focused on the development of modular reactors that can upgrade methane‐rich sources to chemicals. Herein we summarise the main findings of the project, excluding in‐depth technical analysis. The ADREM reactors include microwave technology for conversion of methane to benzene, toluene and xylenes (BTX) and ethylene; plasma for methane to ethylene; plasma dry methane reforming to syngas; and the gas solid vortex reactor (GSVR) for methane to ethylene. Two of the reactors (microwave to BTX and plasma to ethylene) have been tested at technology readiness level 5 (TRL 5). Compared to flaring, all the concepts have a clear environmental benefit, reducing significantly the direct carbon dioxide emissions. Their energy efficiency is still relatively low compared to conventional processes, and the costly and energy-demanding downstream processing should be replaced by scalable energy efficient alternatives. However, considering the changing market conditions with electrification becoming more relevant and the growing need to decrease greenhouse gas emissions, the ADREM technologies, utilising mostly electricity to achieve methane conversion, are promising candidates in the field of gas monetisation.

1. Introduction

The tremendous growth of the global economy is directly related to increased energy demand and (currently) high greenhouse gas emissions. Substantial reduction in global emissions is required to minimise environmental hazard and ongoing climate change. Legislations are pushing for energy transition, replacing fossil fuels with alternatives for reduced emissions. Wind, solar and biomass are key-players for the energy future, as depicted in the latest statistics and forecast (1, 2). According to one of the possible energy transition scenarios, to accommodate the increasing energy demands with the least environmental impact, renewable sources will rapidly grow their share in the energy mix, while natural gas is foreseen to maintain a key role during the transition phase (1, 2). However, natural gas contributes to CO2 emissions, with approximately 7 billion tonnes of CO2 being produced on a yearly basis, with approximately 5% of this amount attributed to flaring (Figure 1). This percentage adds to both the environmental problem and to the waste of an important resource, methane (35).

Fig. 1.

CO2 annual emissions from cement, coal, gas and oil and flaring percentage on gas (5)

CO2 annual emissions from cement, coal, gas and oil and flaring percentage on gas (5)

ADREM (EU project Horizon 2020 No. 636820), focused on the development of novel reactor concepts that are capable of converting methane to higher chemicals with a compact, modular and flexible process design. The University of Zaragoza (UniZar), Spain; Delft University of Technology (TU Delft), The Netherlands; and SAIREM, Décines-Charpieu, France, investigated microwave reactor technology for methane non-oxidative coupling (MNOC). Katholieke Universiteit Leuven (KU Leuven), Belgium and Kemijski inštitut in Ljubljana, Slovenia, worked with plasma technology for methane non-oxidative coupling and dry reforming respectively. Ghent University, Belgium, investigated the gas solid vortex reactor (GSVR) for oxidative methane coupling (OCM). In the present paper, we give an overview of the technologies that were developed, the status, the main bottlenecks and the path forward.

2. Technology Breakthrough

2.1. Microwave Non-Oxidative Methane Coupling with Both a Multistage Monomodal Reactor and with a Travelling Wave Reactor

Two different reactor setups were used for MNOC: (i) multistage monomodal, and (ii) travelling-wave. The microwave concept relies on highly energy-efficient selective heating of catalyst since the required heat for the endothermic reaction is directly generated within the microwave-susceptible catalysts or catalytic support. The endothermic reaction occurs only at the (heated) catalytic surface, eliminating possible side reactions and unnecessary pre-heating of the gases. Julian et al. (6), focused on structured reactors, with various monolith configurations and compositions. The structured catalysts have low pressure drop and minimum mass transfer limitations. Methane at ambient conditions was supplied to the heated structured catalyst to produce C2-C10 (Figure 2). Julian et al. (6) reached the optimum performance of 15% methane conversion, with a yield to C2 and C6 equal to 6% for both compounds, comparable to conventionally heated non-oxidative methane coupling. The tailor-made monolith (Mo/ZSM-5@SiC) showed a stable performance of reaction-regeneration for approximately 20 h. The main limitation for continuous operation is coke deposition that deactivates the catalyst and creates hotspots. For TRL 5 validation, an upscaled fully automated system has been successfully tested at the Danish Technology Institute.

Fig. 2.

Multistage monomodal microwave reactor configuration scheme (6)

Multistage monomodal microwave reactor configuration scheme (6)

TU Delft investigated the same chemistry in the travelling-wave microwave reactor concept. In contrast to mono- and multi-mode resonant applicators, the travelling-wave reactor concept has the potential for generating highly uniform microwave heating by avoiding resonant conditions (7, 8). Since the travelling-wave reactor ensures uniformity of the electromagnetic field inside the reactor, it enables energy-efficient operation, with a flexible (in terms of upscaling potential) design. TU Delft has designed and constructed the travelling-wave reactor and has simulated its performance. Also, heating tests with 5 mm beta silicon carbide extrudates, supplied from SiCat-Germany, have been conducted in the fixed‐bed configuration (Figure 3). The microwave heating experimental results showed that uniform temperature distribution can be achieved, with average temperatures of 325–500°C with MW inputs of 60 W and 120 W respectively.

Fig. 3.

(a) Schematic view of the travelling-wave microwave reactor; (b) transient temperature profile. A, B and C represent the temperature measurement points

(a) Schematic view of the travelling-wave microwave reactor; (b) transient temperature profile. A, B and C represent the temperature measurement points

2.2. Plasma Non-Oxidative Coupling of Methane

MNOC was investigated in nanosecond pulsed discharges (NPD). Plasma, a cloud of chemically active species namely radicals, ions and excited molecules, is initiated via (high energy) electron and molecule collisions. These active species can rapidly undergo several chemical reactions to form other products at ambient temperature and pressure conditions. Eventually, the electric energy is channelled into chemical rather than into gas heating, minimising heat losses. Two plasma-assisted process alternatives have been developed and optimised by Stefanidis and co‐workers aiming for: (i) a direct gas conversion to ethylene at elevated pressures without utilising any catalyst (9); and (ii) a stepwise gas conversion to acetylene followed by acetylene-to-ethylene catalytic hydrogenation in the post-plasma zone (10) (Figure 4). Different plasma geometries (co-axial and plate-to-plate) and operating conditions (i.e. pulse frequency, inter-electrode gap and pressure) towards high ethylene yields at relative low energy costs have also been tested. Collectively, in case of serial plasma-catalyst integration and global thermal insulation of the plate-to-plate reactor system, the ethylene energy cost can be as low as ~900 kJ mol–1 C2H4 for ~32% C2H4 yield. Periodic air plasma ignition enables reactor decoking, allowing for extended operating periods (11). The plate-to-plate reactor, unmanned and fully automated has been tested (TRL 5) in Johnson Matthey’s facilities.

Fig. 4.

Hybrid plasma reactor configuration scheme (10)

Hybrid plasma reactor configuration scheme (10)

2.3. Oxidative Coupling of Methane with a Gas-Solid Vortex Reactor

In OCM, methane reacts with oxygen to produce C2 compounds together with carbon monoxide and CO2 in an exothermic reaction. To avoid formation of oxygenates, short and controlled residence times are preferred. In the GSVR, a rotating fluidised bed is obtained by tangential gas injection at high velocities (Figure 5). Centrifugal force counteracts the drag force, resulting in a dense fluidised bed and a higher gas solid slip velocity, increasing heat, mass and momentum transfer and decreasing the gas residence time (12). The gas enters the GSVR through a single inlet and is distributed around the annulus. Gas enters tangentially into the reaction chamber via rectangular slots and then exits the reactor through a central exhaust (Figure 6). The reactor combines the characteristics of plug flow kinetics for the gas phase with continuous stirred tank reactor (CSTR) kinetics for the fluidised bed. High throughputs can be accommodated in a small footprint, leading to an intensified OCM process. However, the high exothermicity of the OCM reaction could potentially make the reactor system hard to control, but also creates opportunities for operation on an ignited branch (13). The high reaction temperature, the high solid velocity and the low space times require catalysts with high attrition resistance, high thermal stability, high activity and suitable size distribution. To this end, a novel catalyst material was developed that combines high activity with excellent mechanical and thermal stability. Catalytic tests in a fixed bed reactor demonstrate a stable methane conversion rate of 100 mmol CH4 kgcat–1 s–1 at 850°C, with a C2 selectivity exceeding 60%. Simulations indicate that for inlet temperature of 520°C and an oxygen-to-methane molar ratio of 1:5, a methane conversion of 55% and a C2 selectivity of 47% can be expected.

Fig. 5.

Schematic representation of GSVR

Schematic representation of GSVR

Fig. 6.

The spark plasma reactor used for dry reforming: (a) reactor design; and (b) photo of the discharge in pure nitrogen

The spark plasma reactor used for dry reforming: (a) reactor design; and (b) photo of the discharge in pure nitrogen

Initial proof-of-concept experiments have verified the potential of this reactor for OCM.

2.4. Plasma Dry Reforming

Dry reforming was evaluated with plasma technology. The system at Kemijski inštitut is a spark plasma reactor, designed such that the inlet tubes act also as electrodes, which enables the introduction of reactant gases directly into the discharge for maximum gas coverage with plasma. The reactor design also allows for the usage of a unique structured porous foam nickel-based catalyst, which was designed at Johnson Matthey, to further convert the energy provided by the electron collisions in plasma. The process was evaluated under different operating conditions:

It was determined that the optimal CH4:CO2 reagent ratio is 2:3, at which 90% methane conversion was reached. The product syngas H2:CO ratio can be tuned by increasing the CH4 content in the feed, however, significant coke generation was observed under such conditions. Coking could destabilise the plasma, so an efficient strategy was developed where coke is removed in situ by periodically applying pure CO2 plasma while maintaining a high duty-cycle.

3. Benchmarking New Technologies

To assess the potential of the reactors that were developed in ADREM, a case study of valorising associated (flared) gas has been simulated. The feed is rich in methane (>95% vol) with a flowrate of 1000 Nm3 h–1. All the cases include pretreatment for sulfur and CO2 removal, while for comparison purposes, the downstream processing follows the conventional approach, with either cryogenic separation (for C2+ hydrocarbons) or methanol loop (for syngas to methanol conversion). The end product consists either of mixtures of products (i.e. ethane/ethylene) or product at low purity (for example, raw methanol). Further purification in centralised units is necessary to reach the required quality.

The specific energy (Table I) of each technology consists of the reactors’ energy demands and the downstream processing (DSP) intensity (the latter being directly related to methane conversion and productivity). The microwave and GSVR technologies have the lowest specific energy consumption, as a result of the upscaled microwave reactor design of SAIREM and the exothermic OCM reaction respectively. The plasma technology is more energy intensive predominantly due to numbering up of the modules in order to accommodate the required flow. The technologies that produce BTX and ethylene would obviously benefit from replacement of the cryogenic separation by energy-efficient and modular alternatives (for example, ethane/ethylene membranes (14) or adsorption based technology) to decrease the energy demand. For the plasma dry reforming, the product syngas enables alternative downstream processing (for example, a methanol reactor), but the high operational pressure of such a design still adds to the overall energy efficiency and complicates the modularity of the plant. However, the modular methanol reactor is already available in commercial scale (3).

Table I

Overview of the ADREM Technologies

Unit Microwave MNOC –UniZar Plasma MNOC GSVR Plasma dry reforming
CH4 conversion mol% 15 35 55 81
Product C6/C2 C2 C2 H2/CO
Yielda mol% 6/6 28 26 NA
Coking % 13 7 0 19
Specific energyb kJ C-mol–1 of product 392.7 1127 603.4 1091.9c
Capital investment High Very high Medium Very high
Ease of scale up Medium Medium Good Medium
DSP cost Very high Very high Very high Very high
Utilities use High High High High
CO2 emissionsd Low Low Medium Low

The capital intensity (Table I) is a function of the conversion and selectivity and the ease of upscale. On one hand, low conversion results in a large recycle flow (due to unconverted methane), and more energy-demanding units. On the other hand the numbering up strategy to accommodate the required throughput implies high capital requirements for all the technologies. The MW reactor with the realised upscaled concept and the GSVR that can accommodate high flowrate, appear to be the most cost-competitive at the present development stage. Collectively, the first step of further development for the ADREM reactors is to improve the reactor performance in terms of conversion and selectivity.

Compared to flaring, for all the technologies the CO2 emissions are low (25–80% decrease, depending on the technology), with the highest CO2 emissions coming from the GSVR reactor (where CO2 is a product) and the lowest emissions coming from plasma dry reforming (where CO2 is the reactant). Applying the ADREM technologies in situations associated with gas flaring in remote locations will have a huge environmental benefit when renewable electricity is available in abundance.

4. Conclusions and Path Forward

During the project, partners have been developing new small scale gas-to-liquids (GTL) technology, where methane is valorised to chemicals. Two of the reactor technologies have been successfully demonstrated in TRL 5 (microwave and plasma). With tighter regulation on greenhouse gas emissions and flaring, there are clear opportunities for the ADREM technologies to find applications. The UniZar reactor has efficiently been upscaled (32x) and the GSVR reactor is designed in such a way that it can accommodate relatively high flowrate. The plasma reactors (both NPD and dry reforming) showed the highest conversions and selectivities, but they still need to improve the upscale strategy.

For further upscaling and demonstration of the technologies, it is required to improve productivity, conversion and mitigation of carbon formation. Different operating conditions (in terms of pressure, temperature, catalysis or reactor geometry) or in situ product separation could potentially enable higher conversions and selectivity and are planned for the next steps of development. Improving the reactor performance will decrease the unit size for each technology and simplify the downstream processing. Downstream processing is an essential point that should be developed and optimised once the selectivity and conversion are improved.

Acknowledgements

The authors wish to thank European Union’s Horizon 2020 research and innovation programme under the grant agreement No 636820.

The Authors


Emmanouela (Emma) Korkakaki is a product development engineer at TechnipFMC. She graduated from the Chemical Engineering Department of the Aristotle University of Thessaloniki, Greece, and holds a PhD in Environmental Biotechnology from TU Delft, The Netherlands. In her current role she investigates sustainable alternatives to conventional petrochemical processes with heat transfer optimisation, decreasing energy requirements and CO2 emissions.


Stéphane Walspurger holds a PhD from the University of Strasbourg, France. In 2006–2007 he contributed to research projects for “Beyond Oil and Gas: The Methanol Economy” with Nobel laureate Professor George Olah and Professor Surya Prakash at the University of Southern California, USA. In the period 2008–2013, as a Scientist at the Energy Research Centre of the Netherlands, he contributed to the scale-up of novel CO2 capture. Since 2014, he has been working on the development of new products to extend TechnipFMC’s technology portfolio and ensures TechnipFMC delivers cutting edge tailored technologies for hydrogen and syngas production to its clients.


Koos Overwater is TechnipFMC’s Vice President Hydrogen Product Line and Technologies, supporting and promoting at corporate level the technology and business development of the hydrogen product line. Koos is located at the TechnipFMC office in Zoetermeer, The Netherlands. Koos is also Vice President New Technologies, responsible for the development of new technologies within the Zoetermeer office. Koos holds a master’s degree in chemical engineering from TU Delft, The Netherlands.


Hakan Nigar received his PhD degree, cum laude, in Chemical and Environmental Engineering in 2017 from University of Zaragoza, Spain. Currently, he works as a Post-Doctoral Researcher at the Process and Energy Department at TU Delft, The Netherlands. He focuses on the two most critical societal challenges, which are environment and energy. He is interested in developing and designing environmentally friendly and energy-efficient chemical processes. He does fundamental research in microwave heating, heterogenous catalysis, adsorption-desorption processes, multiphase flows and mesoscale transport phenomena. Hakan is also experienced in simulation and modelling of multi-physics processes, including electromagnetic waves, fluid dynamics, heat-mass transfer and chemical kinetics.


Ignacio Julian is Senior Researcher at the Institute of Nanoscience of Aragón, Spain. He obtained a PhD in Chemical Engineering from the University of Zaragoza in 2015 and is co-author of more than 20 papers in peer-reviewed journals in this field. His research interests include process intensification devoted to heterogeneous catalysis for light hydrocarbons valorisation, nanomaterials production, multiphase reactors design and modelling, microwave-assisted heating, computational fluid dynamics, membrane technology and adsorption/desorption processes, among others.


Professor Georgios Stefanidis is Associate Professor at KU Leuven, Belgium, with a PhD degree in the same field from Ghent University, Belgium. His research interests revolve around process intensification, mainly by means of alternative energy forms and transfer mechanisms (microwaves, plasma and light). He has been guest editor of two special issues on these topics in the Chemical Engineering and Processing: Process Intensification journal (Elsevier) and he is co-author of more than 40 peer-reviewed journal papers.


Saashwath Swaminathan Tharakaraman obtained his Bachelor of Technology degree from National Institute of Technology, Tiruchirappalli, India, in 2012. He then moved to the Netherlands to start his masters studies at TU Delft. After graduation in 2014, he started pursuing his doctoral studies at the Laboratory of Chemical Technology, Ghent University. Currently he is working on development of catalysts for oxidative coupling of methane.


Damjan Lašič Jurković finished his bachelors and masters degrees in the Chemical Engineering Faculty of Chemistry and Chemical Technology at the University of Ljubljana, Slovenia. Since 2015 he has been employed at the Department of Catalysis and Chemical Reaction Engineering at National Institute of Chemistry, Ljubljana, as a researcher where he continues to work to date after finishing his PhD in 2020. His work focuses mainly on plasma and plasma-catalytic activation of methane, as well as reaction kinetics and reactor modelling.

By |2020-06-25T13:56:11+00:00June 25th, 2020|Weld Engineering Services|Comments Off on Adaptable Reactors for Resource- and Energy-Efficient Methane Valorisation (ADREM)
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