Innovation in Fischer-Tropsch: A Sustainable Approach to Fuels Production

Johnson Matthey Technol. Rev., 2021, 65, (3), 395

Introduction

Global energy demands are increasing and so too is the need for more renewable and sustainable sources of energy to help transition us to a post-fossil-fuel-powered world. The European Union (EU) has recently increased its renewable energy target to 32% for 2030 (1), with many countries planning to ban internal combustion engine powered cars by 2040 or sooner. However, the transportation industry is one of the most challenging sectors to adapt to using low-carbon fuels. Transportation modes such as aircraft, heavy-duty and marine vehicles demand high power and energy capacity that are currently unmet by renewable technologies. In the interim, we need clean, sustainable methods, continuous improvement and new innovations in renewable fuels to meet EU and other similar worldwide targets.

Johnson Matthey and bp have been collaborating for the past two decades (2, 3) to develop an efficient reactor system and catalyst for the FT process. This offers a cost-effective method of converting any carbon source into high-quality liquid hydrocarbon fuels.

Creating Synthesis Gas from Waste

Today the world consumes more than 55 million barrels (bbl) day–1 of transportation fuels (4), the vast majority of which originates from crude oil. In addition to being a finite resource, each barrel of crude-oil-derived fuel typically contributes about 475 kg of CO2 into the atmosphere over its life cycle (based on a 2010 European average) (5). At the same time, hundreds of millions of tonnes of municipal solid waste (MSW) are incinerated or sent to landfill each year, while similar quantities of woody biomass decompose to CO2 and methane (a more potent greenhouse gas than CO2) (6). Industrial processes release more than 8 billion tonnes of direct CO2 emissions (7), and flaring of natural gas releases a further 275 million tonnes of CO2 equivalent per year (8).

These wastes and emissions are rich in carbon which can be extracted through gasification, reforming or capture of CO2 (which can then be converted to synthesis gas (syngas) via reverse water gas shift). Converting this carbon to useful syngas rather than allowing it to be emitted to the atmosphere as CO2 creates an opportunity to significantly reduce fuel life-cycle emissions and its impact on global warming. The carbon intensity of the resulting fuel can typically be reduced by more than 70% (relative to conventional fuel), with reductions of more than 100% possible as grid electricity becomes increasingly renewable and CO2 sequestration is added to the technology mix.

Gasification of biomass is not new technology. However, it has typically been used to produce syngas for the generation of electricity, rather than chemical synthesis. Effective FT synthesis requires a specific ratio of hydrogen and carbon monoxide, and the catalyst used for this reaction is particularly susceptible to poisoning by impurities that may be present. Gasification of waste introduces the potential for a wide range of contaminants that need to be removed.

The range of potential poisons, and the low levels necessary to ensure continued high-level performance for the FT synthesis catalyst, make syngas purification a critical step of the process. Effective removal of these impurities also ensures that FT products are ultra-clean and high purity (9).

As a world leader in purification and pre- and post-treatment of syngas gas for downstream applications, Johnson Matthey has a range of solutions to condition the syngas (irrespective of its original source) ready for conversion into sustainable fuel.

The Fischer-Tropsch Process

The FT process was originally developed by Franz Fischer and Hans Tropsch in 1925. It is a way of converting any carbon source into liquid hydrocarbon via syngas, effectively creating synthetic fuel (see Equation (i)).

(i)

Syngas can be generated from various carbon sources, including coal, natural gas, MSW and biomass. The process mainly produces linear, long-chain paraffins that require further upgrading to produce liquid fuels, such as diesel and kerosene. The upgrading step comprises catalytic hydrocracking to both isomerise and crack the long-chain paraffins into smaller-chain paraffins with the correct properties for fuel applications. The various stages in the process are shown in Figure 1. In the quest for sustainable fuel solutions, FT-derived synthetic fuels provide a cleaner way to power cars, heavy-duty vehicles and aeroplanes. The latest developments in FT technology mean that the production of fuel from sustainable carbon sources is now closer to being commercially viable at all industrial scales.

Fig. 1

Typical FT commercial processes utilise a syngas feed from bio or fossil fuels and convert to FT product

Typical FT commercial processes utilise a syngas feed from bio or fossil fuels and convert to FT product

Catalysts are required for the FT process to increase the rate of reaction and make the process industrially viable. There are broadly two options for FT synthesis, using cobalt or iron catalysts (10, 11). While cobalt is more expensive than iron, it mainly produces normal paraffins. Iron catalysed FT synthesis also incorporates the water-gas shift reaction for CO2 products and makes a mixture of olefins and paraffins.

The most commonly used catalyst is cobalt, due to its high activity, selectivity to liquid hydrocarbons and stability. Commercial synthesis of hydrocarbons occurs at moderate temperatures of 200–240ºC and pressures of 20–40 bara. During the process, hydrogen and carbon monoxide are converted into long-chain paraffins or waxes over the supported catalyst (see Figure 1). Pore diffusion and mass-transfer effects therefore play a key role in FT catalyst performance due to the need for hydrogen and carbon monoxide to move into and along the catalyst pores against the movement of product molecules going the other way.

The FT synthesis reactions are all highly exothermic, making efficient removal of heat essential for any reactor design. There are a number of benefits of using conventional fixed-bed tubular reactors (12, 13) which is why Johnson Matthey and bp have favoured this design. They are a proven technology with many manufacturers able to fabricate reactors at large scale. They work by holding the catalyst in place via a static bed, which has the advantage of preventing catalyst loss, which could lead to product contamination as can occur in slurry reactors. The reactors have a modular design, which makes increasing capacity as simple as adding tubes; however, conventional fixed-bed tubular reactors are limited by the need to balance tube diameter and catalyst pellet size to achieve effective temperature control without excessive pressure drop. These reactors generally contain tens of thousands of tubes of around 25 mm diameter, resulting in high construction costs with catalyst pellets in the range of 1–2 mm diameter, which reduces catalyst productivity and selectivity to hydrocarbon liquids.

An alternative synthesis route is through slurry reactors. This type of reactor is more efficient at heat removal and uses catalyst powder of the order of tens of microns diameter to minimise pore diffusion resistance. However, slurry reactors can suffer from catalyst attrition, which leads to catalyst loss and product purity issues, and are also less straightforward to scale up compared to fixed-bed alternatives.

The Johnson Matthey and bp collaboration

Since 1996, Johnson Matthey and bp have been collaborating to bring FT synthesis to the industrial scale. The first major joint venture in 2002 was to build the Nikiski demonstration plant in Alaska, USA (Figure 2), based on the first generation (Gen1) FT catalyst contained within conventional tubular reactor technology (14). The Nikiski plant produced a nominal 300 bbl day–1 of synthetic crude product from pipeline natural-gas feedstock; and by the time it was decommissioned in 2009, the plant had exceeded all its performance goals related to catalyst productivity, hydrocarbon selectivity, carbon monoxide conversion, methane selectivity and catalyst lifetime. A single charge of catalyst ran for just over 7000 h enabling Johnson Matthey to predict an expected three-year lifetime without any regeneration.

Fig. 2

The Nikiski demonstration plant (courtesy bp Plc)

The Nikiski demonstration plant (courtesy bp Plc)

The integrated plant combined three processes for testing FT technology: a novel compact reformer for syngas generation; a fixed-bed FT reactor; and mild hydrocracking of FT waxes to produce synthetic crude. The original fixed-bed tubular reactor technology was developed as a method of monetising stranded natural gas in remote locations. However, it was only competitive at large scale, above 30,000 bbl day–1 (~3850 metric tonnes per day (mtpd)), in areas with low natural gas prices and high oil prices.

Novel Catalyst Carrier Devices for Fischer-Tropsch Synthesis

More recent interest in FT technology is in small-scale applications to produce renewable fuel from MSW or cellulosic biomass. This involved developing technology that lowered costs whilst improving efficiency. In 2009, Johnson Matthey designed a novel catalyst carrier device to fit inside a tubular reactor that allows for the use of smaller catalyst particles. At the same time, bp developed an improved second generation (Gen2) catalyst formulation (15). Both organisations then worked to combine both the new catalyst and the novel catalyst carrier device, which produced a step change in commercial FT performance (see Figure 3). The CANSTM catalyst carrier technology received global recognition, winning both the Research Project Award and the Oil and Gas Award at the Institution of Chemical Engineers (IChemE) Global Awards in 2017, and the Rushlight Clean Energy Award and Rushlight Bioenergy Award in January 2020. These accolades demonstrate how advanced FT technology will dramatically impact the chemical engineering industry, with many real-world applications.

Fig. 3

Step change in performance provided by novel reactor technology and Gen2 catalyst

Step change in performance provided by novel reactor technology and Gen2 catalyst

The novel catalyst carrier reactor design (16) combines the advantages of the fixed-bed tubular reactors and the slurry-phase systems. Its modular design enables low-risk scale-up and simple operation, while the smaller catalyst particles offer high productivity and selectivity. The stacked catalyst carriers have a unique design that aids their ability to perform FT synthesis as shown in Figure 4.

Fig. 4

Schematic of the catalyst carrier. Syngas arrives from the catalyst carrier above and travels down a porous central channel (A), flowing radially through the catalyst bed where the FT reaction occurs and heat is evolved (B). The gas exits via a porous outer wall, flowing towards the top inner side of the catalyst carrier body (C). Cooling occurs as the gas flows down the narrow annulus between the body and the inside wall of the tube, through the transfer of heat to boiling water on the shell side (D). A seal prevents gas bypassing the next catalyst carrier and the gas then enters the catalyst carrier below, where the process repeats itself (E)

Schematic of the catalyst carrier. Syngas arrives from the catalyst carrier above and travels down a porous central channel (A), flowing radially through the catalyst bed where the FT reaction occurs and heat is evolved (B). The gas exits via a porous outer wall, flowing towards the top inner side of the catalyst carrier body (C). Cooling occurs as the gas flows down the narrow annulus between the body and the inside wall of the tube, through the transfer of heat to boiling water on the shell side (D). A seal prevents gas bypassing the next catalyst carrier and the gas then enters the catalyst carrier below, where the process repeats itself (E)

A reactor tube contains 60–80 of the CANSTM catalyst carriers and effectively creates a series of mini adiabatic radial-flow reactors with interbed cooling. Radial flow through each CANSTM catalyst carrier means that, although the reactor tubes are 10–15 m long, the effective catalyst bed thickness is only around 15% of the overall tube length. This enables the use of sub-millimetre catalyst particles, which improves selectivity and activity whilst limiting the reactor pressure drop to that of a conventional fixed-bed tubular reactor. Wide-diameter tubes of 75–100 mm are used in the novel reactor, which has the effect of reducing the heat-transfer surface per unit volume of catalyst. However, this is compensated by a larger temperature difference at the wall, where reactants are hottest (as opposed to the centre of the tube in conventional fixed-bed tubular reactors). Combining this structure with a high gas velocity through the narrow annulus between the CANSTM catalyst carrier body and tube wall results in excellent heat transfer. By separating heat removal from the catalyst bed, good control of the reaction temperature is also achieved without the risk of quenching the reaction. The advanced reactor technology also enables operation with >50% inerts in the reacting gas, allowing a single-stage FT reactor to be used in a recycle loop to maximise overall conversion of carbon monoxide to >90% (Figure 5).

Fig. 5

Schematic of advanced FT synthesis loop employing CANSTM catalyst carriers

Schematic of advanced FT synthesis loop employing CANSTM catalyst carriers

Compared to conventional fixed-bed tubular reactors, the new CANSTM catalyst carrier and optimised catalyst reduces the number of reactor tubes by 95%, significantly simplifying the design and fabrication of the reactor, resulting in a reduction of capital expenditure costs of around 50% for the FT unit. There is also a three-fold increase in production for the same size reactor as the catalyst performance is closer to that of a powder, with excellent heat and mass transfer to, from and within catalyst particles. The increased productivity at least halves the catalyst volumes usually required for the same production rate. Additionally, containing the catalyst inside the CANSTM catalyst carrier removes the requirement to filter the catalyst from the wax product. Instead the catalyst is easily replaced by removing the entire catalyst carrier, meaning there is no interaction with the hazardous cobalt catalyst material. Fundamentally, this makes FT applications possible at both small and large scales, with around 6000 bbl day–1 (770 mtpd) achievable in a single reactor of around 900 tonnes. For areas with tighter transport restrictions, 2000 bbl day–1 can be delivered in a single reactor of around 4 m diameter and 250 tonnes in weight.

Proving the Concept

One of the main challenges to overcome was proving that the concept worked at commercial scale, and so Johnson Matthey has invested in extensive testing to develop the engineering science necessary to implement the novel reactor concept. This involved building customised rigs to validate heat-transfer performance, hydraulics and accurately measure reaction kinetics on high-throughput microreactors. Significant engineering effort has been required to develop models capable of accurately predicting the performance of commercial-scale reactors. The initial proof of concept work was carried out using CANSTM catalyst carriers manufactured by an experienced prototyper.

FT catalysis is strongly influenced by cobalt crystallite size, support properties and catalyst treatments. Selection of the cobalt crystallite size is critical to obtaining the required performance. Larger cobalt crystallites result in a less active catalyst due to the lower surface area to volume ratio, and thereby require higher temperatures to achieve a target conversion. Alternatively, if cobalt crystallites become too small the chemistry favours chain termination (methane formation) over chain growth (C–C coupling). While the desirable cobalt crystallite (17, 18) size is in the narrow range of 8 nm to 10 nm for FT synthesis, the activity of a good catalyst can be significantly reduced by suboptimal treatments, such as the reduction stage of the cobalt oxide to the active metallic phase. Cobalt-based FT catalysts are normally made by impregnating the support with a cobalt salt, calcination to give cobalt oxide and subsequent reduction under hydrogen in the plant to give the active cobalt metal phase. The catalyst reduction process is defined in Equation (ii), which highlights the significant levels of water that are produced throughout the catalyst bed, and this in turn can sinter, reoxidise or damage the catalyst significantly if not fully catered for under process conditions. Catalyst bed profile effects are also significant as the bottom sections of the bed are exposed to the water produced at the top of the bed, while higher pressures required commercially also lead to higher water partial pressures in the catalyst pores.

(ii)

bp originally developed the Gen2 catalyst formulation as a drop-in for conventional fixed-bed tubular reactors and this formulation has been adapted to the CANSTM technology by Johnson Matthey to produce sub-millimetre size catalyst particles at scale. Developing the new formulation to achieve improved activity, selectivity and stability, while optimising the catalyst activation has required thousands of hours of testing at laboratory scale in high throughput and pilot plant test units. This has been supported by a state-of-the-art FT unit, with exceptional online analytics for all products up to C18 and analytical capabilities such as in situ X-ray diffraction and temperature programmed reductions which enable catalyst evaluation under process conditions (19, 20).

While the hydrocarbons and oxygenates that were identified are known compounds formed during the low temperature, cobalt catalysed, FT process the combination of the multiple analysis techniques used has allowed a level of detail to be gained on the FT product composition that is seldom reported (9). Typically, the long-chain 1-alcohols and carboxylic acids were found to be present at levels of one tenth and one thousandth that of hydrocarbons of equivalent carbon chain length respectively. Additionally, hydrogen-1 nuclear magnetic resonance (1H-NMR) and carbon-13 nuclear magnetic resonance (13C-NMR) analyses were used to quantify the average class compounds concentration of 1-olefin, cis- and trans-2-olefins, 1-alcohol and aldehyde as appropriate for the technique used. The 1-olefin:n-paraffin ratio in the hydrocarbon liquid and wax products was found to decrease significantly with increasing carbon chain length in both phases and much more so than those of the 2-olefin or 1-alcohol.

Catalyst activity and selectivity is only part of the process however, with stability, robustness to process events and life duration also playing a vital role in a commercial catalyst. Johnson Matthey Davy and bp built on their extensive experiences of the Gen1 catalyst in the Nikiski demonstration plant to optimise this further for the Gen2 catalyst. This included several catalyst life tests which operated for many thousands of hours at steady FT process conditions. This included the catalyst formulation used in CANSTM catalyst carriers operating with exceptional performance over an 18,000 h life test. The gradual drop in catalyst activity over this period was compensated by an increase in operating temperature within the reasonable limits of a commercial reactor. Despite frequent shutdowns and other challenges associated with laboratory-scale operation, the catalyst was still showing good activity and selectivity at the end of this test. This is a result of the process having been designed to be robust and operate in chemically stable conditions.

The CANSTM catalyst carrier concept has been successfully demonstrated at commercial scale on a pilot plant at Johnson Matthey’s research and development (R&D) facilities in Stockton-on-Tees, UK. It is not practical to test a full-length commercial reactor tube at these facilities, due to limitations on gas supply and product storage capacity, so a creative approach was required. Flexible design of the pilot plant enabled testing of multiple commercial-size CANSTM catalyst carriers in a much shorter tube; by recycling gas, liquid products and produced water to simulate the full range of conditions and flowrates present in a commercial reactor tube. This, coupled with raising steam in the reactor cooling jacket, has enabled full demonstration of the catalyst, CANSTM catalyst carriers, hydraulics and heat transfer at commercial conditions, flows and tube diameters.

Over 20,000 h of testing under commercial flowsheet conditions has demonstrated the performance of the CANSTM catalyst carrier and the Gen2 catalyst with a confirmed product slate and stable catalyst life. A C5+ selectivity of around 90% and C5+ productivities in excess of 300 g l–1 h–1 have been demonstrated on the pilot plant. The crude FT product consists of a wax stream which is liquid at reaction conditions and solid at ambient temperature and a light hydrocarbon condensate stream which is liquid at ambient temperature. Figure 6 shows both these products are high quality, clean and catalyst-free.

Fig. 6

High-quality FT product, with no contamination from the catalyst

High-quality FT product, with no contamination from the catalyst

Scaling up to Support the Industry

The International Energy Agency, France, has measured the share of global energy-related CO2 emissions from transport at 23%, with aviation contributing 2–3% of worldwide anthropogenic CO2 emissions (21). There is great potential for this figure to be reduced by using synthetic fuels from sustainable feedstocks, and this makes fuels produced via the FT process an attractive alternative to current aviation fuels. Synthetic fuels also burn cleaner, due to the absence of sulfur and aromatics, while also producing fewer particulates (22). As a result, FT fuels lead to increased combustion and turbine life, while the enhanced thermal stability reduces deposits on engine components and fuel lines. This results in a dual advantage for the aviation industry, in terms of both improved fuel economy and less maintenance of aviation equipment.

The scale of the market is substantial, with air transportation alone expected to consume at least 500 million tonnes per year (11 million bbl day–1) of fuel by 2050 (23). Practical limitations on the supply of waste feedstocks or local, low-cost renewable power for hydrogen production typically limit the scale of each project to less than 5000 bbl day–1. With tens of thousands of filled CANSTM catalyst carriers required for each project, the ability to consistently and efficiently produce both the CANSTM catalyst carriers and the FT catalyst which they contain is crucial for successful commercial deployment of the technology.

To address this, Johnson Matthey has collaborated closely with a company skilled in delivering sustainable engineered solutions for vehicle exhaust after treatment systems, to develop a mechanical design for the CANSTM catalyst carriers that is economical to make, can be easily filled with catalyst and meets the functional specifications developed by Johnson Matthey. This has been confirmed by testing of commercial prototypes.

A production line has been constructed and commissioned for mass manufacture and catalyst filling of the CANSTM catalyst carriers, and the first charge has now been produced for the first commercial project. The production line is fully automated to allow the safe filling of the cobalt-containing catalyst and contains state of the art equipment and in-line quality control to assure the CANSTM catalyst carriers meet the required functional specifications. The functional specifications were established during the development of the CANSTM catalyst carriers from concept to prototype with testing performed on in-house built rigs at Johnson Matthey in Teesside, UK. Identifying these upfront allowed Johnson Matthey and the manufacturer to work together to ensure the resulting production line would safely, efficiently and consistently produce high-quality units.

A collaborative team of engineers from Johnson Matthey and the manufacturer worked closely during initial commissioning of the line to work through the various challenges associated with scale-up to mass manufacture of a novel process. This knowledge will be invaluable as further improvements and optimisations are implemented.

In order to achieve high-quality performance, challenging activity and selectivity targets were set for the FT catalyst. Scale-up of the chosen formulation took place at Billingham in the UK. Catalyst preparation was initially at laboratory scale with short-term and long-term testing of development samples conducted using both micro-reactors and CANSTM catalyst carriers, facilitating accurate modelling of the performance of a full-scale FT reactor.

As scale-up continued, preparation of the FT catalyst moved into the Manufacturing Science Centre (MSC) where appropriate technologies were identified for each of the steps involved in catalyst production. The technical risk of scale-up was minimised by using down-scaled versions of full-scale production equipment.

A fully developed catalyst manufacturing process was transferred from the MSC to a dedicated production asset located at Clitheroe in the UK (Figure 7). Careful attention was paid to the specification of the raw materials used. To ensure a proper understanding of the impact of trace impurities on long term FT catalyst performance, a series of experiments were conducted in which the FT catalyst was doped with different FT poisons.

Fig. 7

Clitheroe FT catalyst manufacturing plant

Clitheroe FT catalyst manufacturing plant

Every production batch of FT catalyst has been tested against an agreed quality assurance specification. Conforming product was loaded into CANSTM catalyst carriers as it was manufactured, thus minimising the overall production timeline.

Commercial Application

The Johnson Matthey Davy/bp FT technology incorporating CANSTM catalyst carriers offers benefits to both small- and large-scale operations with good economics, opening up the prospect of exciting future applications.

Fulcrum BioEnergy, USA, is the first to licence the Johnson Matthey Davy/bp FT technology in its Sierra BioFuels Plant, located near Reno, Nevada (Figure 8). The Sierra plant will be the first in the USA to produce a renewable low-carbon transportation fuel from MSW or household garbage. The plant will first sort the waste to recover recyclables and remove material not suitable for processing, so is not in competition with recycling processes. The remaining material will be processed into a feedstock before being fed into a gasification system to produce a syngas. This is then converted into hydrocarbons by the FT technology for the production of renewable fuels. The Sierra plant construction is approaching completion and when operational will convert approximately 175,000 tonnes of MSW into approximately 42 million litres of renewable FT product each year.

Fig. 8

Fulcrum’s Sierra BioFuels Plant during construction (courtesy Fulcrum Bioenergy)

Fulcrum’s Sierra BioFuels Plant during construction (courtesy Fulcrum Bioenergy)

Multiple projects are being developed in the USA and Europe, which can make a significant contribution to meeting the demand for renewable transportation fuels in the next decade.

Conclusion

In order to meet greenhouse gas emissions reduction targets, especially for aviation (24), production of sustainable fuels will have to substantially increase. There are a range of sustainable fuels potentially available, but limitations on sustainable feedstocks and viable technology routes mean that diesel and jet fuel production via FT synthesis will need to form a key part of this industry. Producing fuels via FT synthesis is not new. However, cost of production was always a barrier, with existing large-scale producers of FT fuels unable to economically scale down to match the size of the waste facilities that feed them. The CANSTM technology addresses this problem, offering an economic and efficient solution at the scales required by the industry.

The Authors


Richard Pearson graduated from Oxford University, UK, in 2004 with a Master’s degree in Engineering Science. He joined Johnson Matthey in 2005 as a process engineer, supporting a range of licenced technologies including methanol and Fischer-Tropsch. Roles included technology development, basic engineering design and plant commissioning on projects in North and South America, Europe and Asia. Richard is now the Business Development Manager for Fischer-Tropsch at Johnson Matthey, based in London, UK.


Andrew Coe is the Technology Manager for Fischer-Tropsch at Johnson Matthey, UK. Andrew started his career as a process engineer with Costain Oil, Gas and Process, UK, in 1995 after graduating from Loughborough University, UK. Andrew joined Johnson Matthey in 1997 as a process engineer working mainly in the synthesis gas, Fischer-Tropsch and methanol technology areas. In his current position Andrew manages the technical development of Johnson Matthey’s jointly owned Fischer-Tropsch technology with bp. Andrew is based at Johnson Matthey’s offices in Paddington, London, UK.


James Paterson obtained his PhD from the University of Southampton, UK, in 2010, focused on heterogeneous catalysis for industrial applications including metal substituted aluminophosphates to produce caprolactam from cyclohexanone. He joined bp in 2010 working in the research centre in Hull, UK. He has worked predominantly on Fischer-Tropsch, with his interests and experience including new catalyst design, advanced characterisation techniques and process catalysis. To date he is the inventor on approximately 30 filed patents and 16 journal publications in the field of heterogeneous catalysis for commercial application.

By |2021-06-14T15:51:48+00:00June 14th, 2021|Weld Engineering Services|Comments Off on Innovation in Fischer-Tropsch: A Sustainable Approach to Fuels Production

Reconciling the Sustainable Manufacturing of Commodity Chemicals with Feasible Technoeconomic Outcomes

The development of a sustainable chemical industry requires a transition from the use of finite fossil reserves to renewable carbon feedstocks. Second generation biochemical technologies utilise carbon feedstocks outside the food value chain. Such technologies allow agricultural, industrial and organic municipal solid wastes to be used for chemical production (1). These carbon sources are inexpensive, abundant and renewable, contributing towards the development of a sustainable, circular economy (2). Lignocellulosic biomass typically consists of cellulose, hemicellulose and lignin. However, owing to its recalcitrance, lignin cannot be utilised by conventional fermentation, which accounts for up to 40% of lignocellulosic biomass (3).

Black liquor is a coproduct from Kraft paper and pulp mills, consisting of the residual lignin after recovery of the cellulosic pulp product. In Kraft mills approximately 10 tonnes of weak black liquor is produced per air dried tonne of pulp (4). The combustion of this lignin-rich coproduct in Tomlinson boilers makes modern Kraft mills self-sufficient in steam and electrical energy (4, 5). However, research into Kraft mill heat integration over the last two decades has highlighted the potential to reduce mill energy consumption by up to 40% (6, 7). Such projects would free up a portion of weak black liquor for alternative income generation. Additionally, in mills where the Tomlinson boiler is the bottleneck for the process, diverting a portion of black liquor away from the recovery boiler could allow mills to increase their capacity by 25% (8). Whilst the traditional use for the black liquor coproduct is renewable electricity generation, gasification of this carbon-rich feedstock creates opportunities for biochemical production, expanding the product range of a Kraft mill.

SCWG has emerged as a hydrothermal technology suited to the gasification of wet biomass feedstocks to produce synthesis gas (syngas). SCWG is particularly advantageous for processing feedstocks with moisture contents >30%, where it energetically outcompetes the inherent drying required by conventional gasification (9). It is therefore capable of utilising streams such as black liquor, food waste, sewage sludge and manure which are typically uneconomical as feedstocks for traditional gasification technologies (10). Furthermore, the dissolution of the carbon feedstock in water leads to low tar and coke production in comparison with conventional gasification (11), simplifying purification technologies. Upgrading syngas to fuels and chemicals using metal-based catalysts is an established technology for coal feedstocks. As such, these technologies have been applied to syngas derived from renewable feedstocks, where Johnson Matthey and bp recently licenced their Fischer-Tropsch technology to Fulcrum Bioenergy (12). However, such technologies experience high capital and operating costs due to the utilisation of high operating temperatures and pressures, the prerequisite for specific carbon monoxide to hydrogen ratios and potential catalyst poisoning from gas impurities (13). Moreover, low chemocatalytic selectivity remains a challenge for converting syngas to commodity chemicals. Gas fermentation, on the other hand, circumvents these intrinsic challenges, notably through high selectivity biocatalysis, and has emerged as an alternative technology for syngas upgrading (13). Gas fermentation exploits microbial cell factories able to utilise carbon dioxide and hydrogen as a sole carbon and energy source to produce target chemicals through metabolic engineering (14).

The commercialisation of gas fermentation technology is dominated by anaerobic fermentation, where LanzaTech leads the way in the utilisation of carbon monoxide-rich steel mill off-gas to produce ethanol (15). Their Jintang plant has a 46,000 tonne year–1 operating capacity and uses their proprietary anaerobic acetogen, Clostridium autoethanogenum, as a microbial cell factory. This microorganism employs the Wood-Ljungdahl pathway, which is a thermodynamically efficient carbon dioxide fixation pathway compared to other biological C1 fixation pathways (16). However, such anaerobic carbon dioxide fixation presents energetic limitations which limit the product scope (17). Also, low value byproducts are common, negatively impacting on the carbon efficiency of the desired product whilst complicating downstream processing (18).

Aerobic cell factories on the other hand, are energetically advantaged compared to anaerobic cell factories (19). Therefore, the use of aerobic bacteria allows for the production of more complex chemicals via energy-intensive biochemical pathways (18), broadening the renewable chemical spectrum. However, a disadvantage of aerobic gas fermentation is its reliance on the Calvin-Benson-Bassham cycle. Whilst this cycle achieves favourable kinetics by investing appreciable energy into C1 fixation (20), it is consequently thermodynamically inefficient compared to the Wood-Ljungdahl pathway. Due to the greater heat generation, aerobic bioreactors require the installation of substantial cooling capacity, translating to both capital and operating cost burden (19). In addition, compressors are required to satisfy the oxygen demand and the presence of oxygen necessitates the use of more expensive stainless steel reactors. Historically, aerobic fermentation has been used for high value, low volume products (21). However, for the production of higher volume commodity products, where utility costs dominate (22), aerobic fermentation has been hindered by process economics. This is a result of the aforementioned cooling requirements, associated air compression and reduced economies of scale compared with anaerobic fermentation (23).

The difference between aerobic and anaerobic fermentation’s process economics is highlighted in recent work by Dheskali et al. who developed an estimation tool for the fixed capital investment (FCI) and utility consumption for large-scale biotransformation processes (24). Their model presented a ~20% increase in unitary FCI and a >1.5 times increase in energy requirement for aerobic fermentation over anaerobic, for a modest aeration rate. This was attributed to the capital and operating costs associated with the air compressors required for aerobic fermentation (24). Gunukula et al. also presented an almost 30% increase in the minimum selling price for commodity chemicals produced via aerobic compared to anaerobic fermentation (25). Similarly, in a series of technoeconomic studies for cellulosic ethanol production by the National Renewable Energy Laboratory (NREL), the fermentation area was found to be the primary cost for aerobic fermentation, with the fermentation compressors having the greatest power requirement (26). On the other hand, for anaerobic fermentation, the pretreatment section was found to be the largest cost driver with a less pronounced compressor duty (27).

The potential of aerobic fermentation can only be effectively realised by reducing these costs, notably through improved engineering design. This work evaluates the integration of aerobic gas fermentation with SCWG as a solution to economically feasible commodity chemical production as proposed by Bommareddy et al. (28). The integration of gas fermentation with SCWG via a heat pump allows for the low temperature heat released by gas fermentation to be utilised by the high temperature, endothermic SCWG process. This both removes the cooling water burden required by the bioreactors and reduces the fraction of hydrogen that needs to be combusted to support the endothermic gasification process. Furthermore, the duty released by expanding the high-pressure gas product from SCWG is recovered using a turbo expander and subsequently used to power the air compression, negating the need for external power provision. This integration has the potential to overcome the barriers to cost effective, commercial scale, aerobic gas fermentation for commodity chemical production.

Cupriavidus necator (formerly, Alcaligenes eutrophus and Ralstonia eutropha) is employed as the microbial cell factory in this work. Cupriavidus necator is a chemolithoautotrophic bacterium capable of aerobic, autotrophic growth using carbon dioxide as the sole carbon source, hydrogen as electron donor and oxygen as the electron acceptor (29). This cell factory benefits from the kinetic advantage of the Calvin-Benson-Bassham cycle and is strictly respiratory, which compared to anaerobic cell factories results in negligible synthesis of low value, fermentative byproducts. Bommareddy et al. (28) detail the continuous production of isopropanol and acetone using aerobic gas fermentation. This first generation Cupriavidus necator cell factory produces acetone as an overflow coproduct from the engineered biochemical pathway to isopropanol, which is subject to future optimisation of this carbon flux bottleneck. Further relevant to the process design, this cell factory has not been adapted to be tolerant to concentrations of isopropanol >15 g l–1, necessitating a dilution strategy through an engineering solution. Relying on the sustainable manufacturing paradigm in Bommareddy et al. (28), this work presents the TEA and LCA for a solvent plant, that exploits this first generation cell factory, producing isopropanol and acetone via aerobic gas fermentation and purifying the solvents via a heat and mass integrated separation train network.

2.1 Conceptual Process

The proposed solvent plant is co-located with a Kraft paper and pulp mill in China with throughput as defined in Table I. Figure 1 outlines the Kraft process, which conventionally directs weak black liquor to multi-effect evaporators, producing strong black liquor which is combusted in a Tomlinson boiler to produce steam (4). This steam makes the mill self-sufficient in steam and electrical energy. Importantly, the cooking chemicals (NaOH and Na2S) are recovered and recycled to the pulping process.

Table I

Kraft Mill Plant Capacity

Parameter Value Unit Reference
Pulp mill capacity 130 Air dried tonne h–1
Total weak black liquor production 1300 tonne h–1 (4)
Black liquor solids content 17.5 % (w/w) (4)
Lignin content in solids 41.5 % (w/w) (30)
Lignin content in black liquor 7.3 % (w/w)

Fig. 1

Conceptual solvent process integration with Kraft process, outlining materials (solid lines), power (dashed lines) and steam (dotted lines) flows. Excess weak black liquor is fed to the solvent process from the Kraft process and cooking chemicals are returned to the Tomlinson recovery boiler. LP = low pressure; MP = medium pressure

Conceptual solvent process integration with Kraft process, outlining materials (solid lines), power (dashed lines) and steam (dotted lines) flows. Excess weak black liquor is fed to the solvent process from the Kraft process and cooking chemicals are returned to the Tomlinson recovery boiler. LP = low pressure; MP = medium pressure

As previously mentioned, investments in heat integration have freed up a portion of the weak black liquor coproduct for alternative uses. This study explores the opportunity of utilising this excess coproduct, taken as 25% of total production, for isopropanol and acetone production through aerobic fermentation in an integrated solvent plant as outlined in Figure 1.

Given black liquor has no economic value as a product, it is costed at its utility value. This is calculated based on its conventional use for renewable electricity generation, requiring capital investment in increased steam turbine capacity. The foregone net present value (NPV) associated with this conventional use is used as the utility value for the black liquor feedstock.

In the proposed solvent plant (Figure 1), weak liquor undergoes SCWG to carbon dioxide and hydrogen. A challenge, however, is the efficient recovery of the cooking chemicals from the SCWG reactor and their recycle to the pulp mill digestor. Loss of these salts would result in a significant cost to the pulp mill. Under supercritical conditions, the properties of water change from polar to apolar, where the solubility of inorganic salts is very low (31). Cao et al. described the precipitation of alkali sodium salts in SCWG, reporting a neutral pH for the reactor effluent, suggesting that under supercritical conditions the salts largely precipitate from the solution (32). However, this precipitation can cause issues with plugging and fouling within the reactor (33). In this study the salts are removed prior to entering the SCWG reactor, in a manner similar to supercritical water desalination (34, 35) and modelled for SCWG of black liquor (33).

2.2 Process Intensification, Heat and Mass Integration

The solvent plant’s mass and energy balance was informed by experimental data from continuous gas fermentation (28), and rigorous process simulation using Aspen HYSYS v11. The lignin content in black liquor was modelled as guaiacol, a model compound for lignin (36), as principal feed to the solvent plant. The weak black liquor is further diluted prior to entering the SCWG reactor, as lower biomass concentrations promote superior thermal cracking and yields greater hydrogen and carbon dioxide owed to the increased water concentration favouring the forward water-gas shift reaction (37).

The simplified flow diagram (Figure 1) outlines the six plant sections of the solvent plant, whilst Figure 2 presents a detailed process flow diagram and operating conditions for upstream and downstream processing. The unit operations included in each of the six plant sections are summarised in Table II. Table III summarises the scale-up of the experimental gas fermentation data for the process simulation, which recognises the oxygen mass transfer limitations associated with the safety requirement to maintain non-flammable operating conditions. The heat integration between the low temperature exothermic gas fermentation and the high temperature endothermic SCWG is facilitated using a heat pump with isopentane as the working fluid (28).

Fig. 2

Solvent plant process flow diagram, detailing the heat integration between gas fermentation and SCWG via a heat pump. The heat and mass integrated separation train constitutes the downstream processing, including gas absorption and heat integrated distillation. IPA = isopropanol; LP = low pressure; MP = medium pressure; CW = cooling water

Solvent plant process flow diagram, detailing the heat integration between gas fermentation and SCWG via a heat pump. The heat and mass integrated separation train constitutes the downstream processing, including gas absorption and heat integrated distillation. IPA = isopropanol; LP = low pressure; MP = medium pressure; CW = cooling water

Table II

Solvent Plant Section Unit Operations

Plant Section Unit Operations Thermodynamic model
Feedstock pre-treatment SCWG reactor, combustion chamber, combustion turbine, isopentane heat pump cycle Lee Kesler Plocker
Fermentation Seed and production bioreactors, pumps, centrifuge Lee Kesler Plocker
Product recovery Acetone stripper, water stripper, water removal columns UNIQUAC
Solvent recovery Acetone separation and purification columns UNIQUAC
Isopropanol pressure swing distillation Low- and high-pressure distillation columns PSRV
Steam and water management Mechanical vapour compressor, water and steam heat exchangers Lee Kesler Plocker

Table III

Summary of Scale-Up of Experimental Gas Fermentation Data for ASPEN HYSYS Process Simulation

Sources and sinks Unit Carbon dioxide and hydrogen as sole energy and carbon source
Bioreactors
  Oxygen transfer coefficient 1 h–1 415
  Oxygen concentration in off-gasa % (mol/mol) 3.35
  Vessel volume m3 500
  Number of bioreactor trains 4
Gas uptake rates
  Oxygen mmol l–1 h–1 230
  Carbon dioxide mmol l–1 h–1 125
  Hydrogen mmol l–1 h–1 1006
Isopropanol
  Specific productivity kg m–3 h–1 1.46
  Broth concentrationb g l–1 12.4
Acetone
  Specific productivity kg m–3 h–1 0.38
  Broth concentration g l–1 1.7
Biomass
  Growth rate h–1 0.025
  Dry cell weight with cell retention g l–1 21.5

Isopropanol and acetone are produced in both the aqueous and vapour phase of the bioreactors. The solvents in the vapour phase are recovered via gas absorption through mass integration using internal process streams, i.e. the isopropanol product was utilised to recover acetone, and water to recover isopropanol. For the isopropanol in the aqueous phase, azeotropic distillation is required due to the homogeneous minimum boiling point azeotrope formed between isopropanol and water (38). Conventionally, this azeotrope is broken using an entrainer, historically benzene (39). However, owed to its carcinogenic properties, alternative entrainers such as cyclohexane have been adopted (40). An alternative azeotropic separation technique is pressure swing distillation, taking advantage of the composition differences in the azeotrope at different pressures (41). In this work, pressure swing distillation was employed with the coproduct acetone acting as an unconventional entrainer. Further detail of the separation train is presented in Figure 2.

A U-loop bioreactor, similar to the one used by Peterson et al., is used in this work (42). The benefit of a U-loop bioreactor is that high mass transfer coefficients can be achieved without the need for mechanical agitation, leading to greater oxygen transfer rate and a reduced power requirement compared to conventional stirred tank reactors (42). The oxygen mass transfer coefficient calculation associated with the solvent plant’s mass balance is presented in Table S1 in the Supplementary Information (available with the online version of this article), falling at the lower end of the range of mass transfer coefficients reported by Peterson et al. (42). Details of the experimental gas fermentation data is presented in Table III; a more detailed explanation of the experimental procedure can be found in Bommareddy et al. (28).

Significant heat integration makes the solvent plant self-sufficient in electricity and both low and medium pressure steam. Furthermore, process water recovered from distillation and the steam condensate is recycled to reduce the water make-up burden.

The process flow diagram for conventional renewable electricity generation, used to value the black liquor, is presented in Figure 3. An additional steam turbine is required to produce the renewable electricity for sale, relying upon the existing multi-effect evaporators, air compression and Tomlinson boiler. Superheated steam at 9000 KPa and 480ºC is used in the steam turbine (44). The medium pressure steam exiting the turbine is used in the multi-effect evaporators to concentrate the excess black liquor to 75% and to preheat the auxiliary air supplied to the Tomlinson boiler. Similarly, the associated electricity demand for the air compressor and pump is provided by the electricity generated. Resultantly, through conventional renewable electricity generation, the excess black liquor produces 138 GWh year–1 for sale to the grid.

Fig. 3

Process flow diagram for black liquor’s conventional use, renewable electricity generation

Process flow diagram for black liquor’s conventional use, renewable electricity generation

2.3 Costing Models

The mass and energy balance associated with the rigorous process simulation informs the capital cost, fixed operating cost and variable operating cost estimation. For the capital cost estimation, major equipment purchase costs were estimated using the models from Seider et al. (45), with the exception of the turbo-expander (46). Three different methods are used to calculate the FCI, owed to differences in the estimation methods. These three methods are designated as: the NREL method outlined in the 2011 NREL report (27), the Towler and Sinnott (TS) method taken from Chemical Engineering Design (47) and the Hand method detailed in Sustainable Design Through Process Integration (48). The calculation basis of the three methods is presented in Table IV.

Table IV

Fixed Capital Cost Models

NREL TS Hand
Year basis 2019
Production year 8110 ha
Installation factor (multiplied by equipment cost) – inside battery limit (ISBL) Table S2 Table S4 Table S5
Outside battery limit (OSBL) Table S3 30% of ISBL 25% of ISBL
Contingency 10% of ISBL
Commissioning cost 5% of ISBL 5% of ISBL
Design and engineering cost 10% of ISBL
Fixed capital investment (FCI) ISBL + OSBL + commissioning ISBL + OSBL + contingency + design and engineering ISBL + OSBL + commissioning
Working capital 10% of FCI
Total capital investment (TCI) FCI + working capital

For all three methods, the calculated equipment purchase costs are multiplied by an installation factor to obtain the inside battery limit (ISBL) installed costs. Both the NREL and Hand methods use installation factors dependant on the equipment type, whereas the TS method uses a universal multiplier. All installed equipment costs were adjusted to 2019 costs using the Chemical Engineering Plant Cost Index of 607.5 (49). A location factor of 0.51 was used for China (using indigenous materials), based on the 2003 location factor of 0.61 (47), updated to 2019 via the Chinese Yuan to US dollar exchange rate.

Three methods were used to calculate the fixed operating costs as summarised in Table V. As before, the NREL method (27) and the TS method (47) were employed. However, as the Hand method is solely for FCI, the third was the taken from Coulson and Richardson Volume 6 (50). Variable operating costs were estimated based on the costs detailed in Table VI, subject to annual inflation as outlined in Table VII.

Table V

Fixed Operating Cost Models

Parameters NREL TS Coulson and Richardson
Operating labour Salary estimates in China obtained from salaryexpert.com (process operator, engineering and maintenance)a Salary estimates in China obtained from salaryexpert.com Salary estimates in China obtained from salaryexpert.com (process operator, engineering and maintenance)
3 process operators per shift
4 shift teams
Supervisory labour 25% of operating labour
Direct salary overhead 90% of operating and supervisory labour 50% of operating and supervisory labour
Maintenance 3% of ISBL 3% of ISBL 5% of ISBL + OSBL (conventionally 5% FCI)
Property taxes and insurance 0.7% of FCI 1% of ISBL 2% of ISBL +OSBL (conventionally 2–3% FCI)
Rent of land 1% of FCI
Royalties 0% of FCI (conventionally 1% FCI)
General plant overhead 65% of total labour and maintenance 50% of operating labour
Allocated environmental charges 1% of FCI

Table VI

Variable Operating Cost

Raw material Cost Unit Reference Comments
Ammonia 250 US$ tonne–1 (51) Average price for 2019
Cooling water 0.753 US$ m–3 (52)
Electricity 0.06 US$ kWh–1 (52)
Nutrients 0.75 US$ m–3 media water Mineral salt media, containing no complex media or vitamins
Process water 0.53 US$ m–3 (47)

Table VII

Investment Analysis Parameters

Parameters Value Comments
Discounted rate of return 10% In line with studies in the BETO Biofuels TEA Database (57)
Corporation tax 25% Corporation tax in China
Annual inflation 2%
Plant life 25 years
Depreciation 10 years Straight line
Plant salvage value No value
Construction period 2 years

2.4 Product Price Forecasting

Time series analysis was used to forecast the long-term average price of isopropanol and acetone. Takens’ theorem was used as the basis for this analysis (53). Takens’ theorem states that for a deterministic system, the underlying state variables that created the time series are embedded within the data. Using this theorem a deterministic, dynamic system can be reconstructed based on the observed time series. Forecast models constructed using the embedded state variables assume that the market drivers underpinning the trajectory of the state variables in phase space remain largely unchanged. An embedding dimension of 10 was used to reconstruct the isopropanol and acetone price models from monthly average price data obtained from the Intratec database (54). In this work, a radial basis function neural network (RBFNN) containing eight neurons was used as a model to predict the future commodity prices. The network was trained as a one step ahead predictor by minimising the mean square error of the difference between the actual and predicted prices. Once trained, the network was evaluated (tested) in free run mode, where successive predicted prices (outputs) become inputs to the RBFNN. The confidence limits corresponding to the trained RBFNN were calculated as a reliability measure of the prediction as per the work undertaken by Leonard, Kramer and Ungar (55). The benefit of using an RBFNN is that the resultant forecast price is an impartial product of the dataset’s underlying state variables.

The long-term average price for renewable electricity sales was taken as US$0.109 kWh–1 as per the biomass subsidy in China (56). This is used to inform the renewable electricity project to value the black liquor and for the excess electricity generated by the solvent plant.

2.5 Investment Analyses

The cost models from Section 2.3 and the product price forecast models from Section 2.4 inform the investment analyses. The black liquor is costed at its utility value, calculated as the foregone NPV from generating renewable electricity. Resultantly, the NPV for the solvent plant is calculated by subtracting the NPV of renewable electricity generation. The investment analysis parameters used are detailed in Table VII.

2.6 Sensitivity Analysis

A sensitivity analysis was conducted using a Monte Carlo simulation based on the cost parameters in Table VIII, creating an uncertainty framework. The cost parameters were taken from (47), with the exception of renewable electricity sale price where the upper limit for the long-term average price was capped at the current biomass subsidy in China, US$0.109 kWh–1. This limit was applied due to the decreasing trend in renewable electricity subsidies (58). In contrast, the long-term average prices for isopropanol and acetone were varied ±30% from the forecast price. This provides a stochastic counter to the assumption used to determine the forecast prices: that the deterministic market drivers underpinning the trajectory of the state variables remain largely unchanged. However, given that market drivers are subject to change, the long-term average price may be banded with an equal likelihood of being higher or lower than the forecast price.

Table VIII

Uncertainty Framework for Monte Carlo Simulation Sensitivity Analysis

Monte Carlo input parameter Lower limit Upper limit
Product long term average pricing
  Isopropanol price 0.7 1.3
  Acetone price 0.7 1.3
  Renewable electricity price 0.7 1
Costing uncertainty factor
  ISBL capital cost 0.8 1.3
  OSBL capital cost 0.8 1.3
  Labour costs 0.8 1.3

A uniform distribution for these parameters was used and varied for the solvent plant and conventional renewable electricity generation (used to value the black liquor). All the cost parameters in Table VIII, other than labour and electricity, were varied independently. 2000 simulations were run, stochastically varying the parameters within the defined lower and upper limits to produce a probability distribution of the solvent plant’s NPV.

2.7 Life Cycle Assessment

A cradle-to-gate LCA model was developed using the ecoinvent 3.6 inventory database, following ISO Standards 14040 (59) and 14044 (60). GHG emissions were calculated based on the most recent Integrated Pollution Prevention and Control 100-year global warming potential (GWP) factors to quantify GHG emissions in terms of carbon dioxide equivalents (CO2eq) (61). Functional units were defined as 1 kg isopropanol, 1 kg acetone and 1 kWh of electricity. In line with the investment analysis, the LCA model considers the net electricity output of solvent plant by subtracting the foregone electricity from combustion of black liquor at the pulp mill. Life cycle environmental impacts are allocated between these three products using both economic and energy allocation. The GHG emission rate for the external process inputs: cooling water, process water and ammonia were taken from the ecoinvent 3.6 inventory database using the allocation at the point of substitution system model (62), whereas electricity was taken as the 2018 China electricity mix (63). The bio-based solvents isopropanol and acetone sequester biogenic carbon dioxide and hence are credited with a negative GHG emission based on their carbon content. Downstream activities, including the use and end-of-life of isopropanol and acetone products are not considered. These activities are assumed to be identical to those of conventional isopropanol and acetone, given that they are chemically and functionally identical, and therefore have no influence on the relative GHG emissions of renewable and conventional solvent products.

The major equipment items were sized using the mass and energy balance from the rigorous HYSYS simulation. The capital cost estimation for the solvent plant using the three methods outlined in Table IV is summarised in Figure 4. The underlying capital cost estimation data is detailed in Tables S2–S5 in the Supplementary Information. Due to the close agreement of the NREL and Hand methods, US$64 million and US$65 million respectively (Figure 4), and the greater simplicity of the Hand method, this method was used as the capital cost estimation basis. Table S10 details the capital cost estimation for the conventional generation of renewable electricity.

Fig. 4

Comparison of three fixed capital investment estimates using the NREL, TS and Hand methods for the solvent plant. The NREL and Hand methods are in close agreement. The Hand method estimate was taken forward into the investment analyses

Comparison of three fixed capital investment estimates using the NREL, TS and Hand methods for the solvent plant. The NREL and Hand methods are in close agreement. The Hand method estimate was taken forward into the investment analyses

Similarly, the three fixed operating cost methods (Table V) are summarised in Figure 5, where the underlying fixed operating cost data is detailed in Tables S6–S8. Though sharing the same author, the TS and Coulson and Richardson methods have a dissimilar calculation method. However, the results of these two methods are in close agreement, US$4.62 million and US$5.01 million respectively (Figure 5). The substantially lower estimate by the NREL method (US$2.48 million) was therefore set aside, and the TS method employed as the fixed operating cost basis. The fixed operating costs for the conventional generation of renewable electricity are detailed in Table S11.

Fig. 5

Comparison of three fixed operating cost estimates using the NREL, TS and Coulson and Richardson methods for the solvent plant. Though related, the TS and Coulson and Richardson methods are in close agreement. The TS method estimate was taken forward into the investment analysis

Comparison of three fixed operating cost estimates using the NREL, TS and Coulson and Richardson methods for the solvent plant. Though related, the TS and Coulson and Richardson methods are in close agreement. The TS method estimate was taken forward into the investment analysis

Figure 6 compares the capital estimation, fixed and variable operating cost models for the solvent plant and conventional renewable electricity generation. The large difference between the capital investment highlights the greater complexity of the proposed solvent plant as an alternate opportunity to conventional renewable electricity generation.

Fig. 6

Comparison between production costs and fixed capital investment for the solvent plant and conventional renewable electricity generation

Comparison between production costs and fixed capital investment for the solvent plant and conventional renewable electricity generation

The free-run forecasts for both isopropanol (Figure 7) and acetone (Figure 8) are shown to track the historical data within the confidence limits of the RBFNN, before settling on a forecast for the long-term average price. For comparative purposes the moving average for the previous ten prices is also plotted in Figures 7 and 8. The difference in the moving average and predicted forecast suggests that the RBFNN has identified pricing dynamics other than the time weighted average, i.e. the underlying state variables within the time series. As such, using this forecast price to inform the investment analysis ensures the nominal TEA inputs and sensitivity analysis are unbiased and centred upon market dynamics, opposed to an artefact of average pricing.

Fig. 7

Isopropanol price forecast using a radial basis function time series analysis model in free-run mode. The free-run forecast tracks the historical data appreciably, remaining within the confidence limits for the original one step predictor model fit. The free run prediction settles to a long-term average forecast for isopropanol. The moving average is plotted for comparative purposes. The y-axis is obscured given copyright restrictions associated with the Intratec database

Isopropanol price forecast using a radial basis function time series analysis model in free-run mode. The free-run forecast tracks the historical data appreciably, remaining within the confidence limits for the original one step predictor model fit. The free run prediction settles to a long-term average forecast for isopropanol. The moving average is plotted for comparative purposes. The y-axis is obscured given copyright restrictions associated with the Intratec database

Fig. 8

Acetone price forecast using a radial basis function time series analysis model in free-run mode. The free-run prediction tracks the historical data appreciably, remaining within the confidence limits for the original one step predictor model fit. The free run forecast settles to a long-term average forecast for acetone. The moving average is plotted for comparative purposes. The y-axis is obscured given copyright restrictions associated with the Intratec database

Acetone price forecast using a radial basis function time series analysis model in free-run mode. The free-run prediction tracks the historical data appreciably, remaining within the confidence limits for the original one step predictor model fit. The free run forecast settles to a long-term average forecast for acetone. The moving average is plotted for comparative purposes. The y-axis is obscured given copyright restrictions associated with the Intratec database

3.1 Investment Analysis

The solvent plant (Figure 2) produces three products, summarised in Table IX. The contribution of each product to the plant’s income is also presented. Whilst isopropanol contributes to almost half the solvent plant income the renewable electricity fraction is the second highest contributor, highlighting the significant amount of renewable electricity generated by the solvent plant.

Table IX

Solvent Plant Production Summary

Product Production rates Product mass purity Contribution to plant income %
Value Unit Value Unit
Isopropanol 13.8 thousand tonnes year–1 99.8 % (w/w) 49
Acetone 2.8 thousand tonnes year–1 99.2 % (w/w) 6
Total renewable electricity 146 GWh year–1 45

The investment analyses for the solvent plant and conventional renewable electricity generation are detailed in Tables S9 and S12, as per the investment analysis parameters presented in Table VII. The NPV for conventional renewable electricity generation represents the utility value of the black liquor, valued at US$73 million (Table S12). This is subtracted from the NPV of the solvent plant (US$115 million) to produce the cumulative NPV presented in Figure 9. For the nominal TEA model inputs, the solvent plant’s net cumulative NPV is US$42 million.

Fig. 9

Investment Analysis for the solvent plant including the utility value for black liquor, taken as the NPV for conventional generation of renewable electricity. For the nominal TEA model inputs, the solvent plant presents a net cumulative NPV of US$42 million

Investment Analysis for the solvent plant including the utility value for black liquor, taken as the NPV for conventional generation of renewable electricity. For the nominal TEA model inputs, the solvent plant presents a net cumulative NPV of US$42 million

Given the conceptual stage of the TEA, a Monte Carlo simulation was undertaken as per the uncertainty framework outlined in Table VIII. The produced probability distribution in Figure 10 avoids making an investment decision based solely on nominal TEA inputs. The cumulative probability curve presents a 70% probability that the solvent plant will achieve a net cumulative NPV between US$35 million and US$85 million, noting that no negative outcomes are predicted.

Fig. 10

Monte Carlo simulation for the opportunity cost associated with the solvent plant. The cumulative probability curve indicates that the solvent plant has a 70% probability of achieving US$35 million < net cumulative NPV < US$85 million

Monte Carlo simulation for the opportunity cost associated with the solvent plant. The cumulative probability curve indicates that the solvent plant has a 70% probability of achieving US$35 million < net cumulative NPV < US$85 million

3.2 Life Cycle Assessment

Figure 11 summarises the outcome of the cradle-to-gate LCA for the solvent plant, compared to the conventional fossil derived processes; using both economic and energy allocation for the isopropanol, acetone and renewable electricity products.

Fig. 11

GHG emissions for the solvent plant compared to the conventional fossil derived processes within a cradle-to-gate LCA framework. The GHG for the 2018 electricity mix in China is also shown, contrasting against near zero net GHG emissions for renewable electricity generation from black liquor

GHG emissions for the solvent plant compared to the conventional fossil derived processes within a cradle-to-gate LCA framework. The GHG for the 2018 electricity mix in China is also shown, contrasting against near zero net GHG emissions for renewable electricity generation from black liquor

Both solvents achieve negative GHG emissions when produced via the solvent plant using economic and energy allocation. The GHG emission for the two allocation methods are comparable, indicating the price per unit energy (US$ MJ–1) is similar for all three products. The negative emissions are an intrinsic outcome of the cradle-to-gate framework, which excludes the end use for the products. As the total GHG emissions of the solvent plant are lower than the overall biogenic carbon sequestered, negative GHG emissions are achieved for the solvent products.

The negative GHG emissions compare favourably to the conventional isopropanol (hydration of propene) and acetone (oxidation of cumene) processes. Additionally, the GHG emissions associated with the excess renewable electricity from the solvent plant also compare favourably to the electricity mix in China 2018). Furthermore, as the end use for the solvents remains the same regardless of the production method, the relative GHG emissions are valid beyond the cradle-to-gate framework.

3.3 Comparison with Anaerobic Fermentation

As highlighted in the Introduction, the commercial implementation of gas fermentation is largely dominated by anaerobic fermentation. Therefore, it is important to compare the results to a best-in-class technology. In addition to successfully commercialising ethanol production via gas fermentation, LanzaTech have also investigated gas fermentation to produce acetone, a precursor to isopropanol (64). As such, LanzaTech’s investigation undertaken for the US Department of Energy (US DOE), in collaboration with Oak Ridge National Laboratory, USA, is used as a benchmark anaerobic process (65).

As highlighted previously, the primary differences between anaerobic and aerobic fermentation technologies are inherent to the C1 fixation metabolic pathways. Strictly respiratory (aerobic) cell factories require air to be continuously fed into the bioreactor to facilitate carbon fixation. In addition, owed to the intrinsic thermodynamic inefficiency of the Calvin-Benson-Bassham cycle employed by aerobic bacteria, an excess of low temperature heat is produced. As such, a conventional process flowsheet for aerobic fermentation employs operationally costly compressors and chillers. In contrast, for anaerobic fermentation there is a reduced chiller requirement and the compressor duty is less pronounced. Moreover, owed to the presence of oxygen, aerobic fermentations require the use of more costly stainless steel reactors and more complex process control systems. Whilst the latter is an intrinsic requirement of aerobic fermentations, in this work we have reconciled the increased utility demand of aerobic fermentation through process integration (28). This integration employs a heat pump to utilise the low temperature heat generated by aerobic fermentation to heat the SCWG reactor feed, removing the cooling water burden required by the bioreactors. Additionally, the compressor duty is fully supplied through the electricity generated upon letting down the SCWG reactor’s high-pressure gas product. As a result, the economic and LCA outcomes for the solvent plant should be comparable to anaerobic fermentation technology.

LanzaTech’s anaerobic study achieved a combined selectivity of 94.7% for ethanol and acetone, of which 57.3% was acetone (65). LanzaTech disclosed that by selling acetone at market prices they are able to sell coproduced ethanol at or below the US DOE’s 2022 target of US$3 GGE–1 (GGE = gallon of gasoline equivalent) (66). Therefore, in this study, the price per GGE was calculated for the solvent products as a biofuel mix, with renewable electricity sold at the current market price. A value of US$2.87 GGE–1 (Figure 12) was obtained, below the US DOE’s target, highlighting the competitiveness of the heat integrated aerobic solvent plant. Notably, neither isopropanol nor acetone are typically used for their fuel value, highlighted by their higher market prices. As such, the solvent plant is profitable as either a biofuel or commodity chemical facility.

Fig. 12

Minimum selling price for the solvent product mix on a US$ GGE–1 basis and comparison between aerobic (this work) and anaerobic (LanzaTech) gas fermentation cradle-to-gate GHG emissions. The solvent product is below the US DOE’s 2022 target of US$3 GGE–1 and the cradle-to-gate emissions are shown to be comparable to the anaerobic process

Minimum selling price for the solvent product mix on a US$ GGE–1 basis and comparison between aerobic (this work) and anaerobic (LanzaTech) gas fermentation cradle-to-gate GHG emissions. The solvent product is below the US DOE’s 2022 target of US$3 GGE–1 and the cradle-to-gate emissions are shown to be comparable to the anaerobic process

For LanzaTech’s anaerobic process, the cradle-to-gate LCA using energy allocation produced a calculated GHG emission of –1.9 kgCO2eq kg–1acetone + ethanol for a heat integrated scenario (see Table S13 for calculation). In Figure 12, the LCA for the solvent plant is presented, indicating a net GHG emission of –2.04 kgCO2eq kg–1isopropanol + acetone, which is in line with LanzaTech’s study (Figure 12). Resultantly, from both the TEA and LCA results, the greater thermodynamic efficiency of the anaerobic Wood-Ljungdahl C1 fixation pathway over the aerobic Calvin-Benson-Bassham Cycle is not evident for the heat integrated solvent plant.

By |2021-06-11T11:30:22+00:00June 11th, 2021|Weld Engineering Services|Comments Off on Reconciling the Sustainable Manufacturing of Commodity Chemicals with Feasible Technoeconomic Outcomes

‘Hidden Figure’ whose mathematical modelling enabled GPS is first woman to win Prince Philip Medal

Dr Gladys West

The Royal Academy of Engineering, founded by HRH The Prince Philip, Duke of Edinburgh, 45 years ago this week at Buckingham Palace, has presented its highest individual award – the Prince Philip Medal – to Dr Gladys West, whose mathematical modelling paved the way for the engineering innovation of GPS. Dr West is the first woman to win the Prince Philip Medal in the 30 years since it was presented for the first time in 1991 to Air Commodore Sir Frank Whittle, wartime pioneer and inventor of the jet engine.

As a pioneer in the use of complex mathematics and efficient programming to process early satellite data to generate accurate, repeatable and global models of the Earth’s geoid, her work underpinned the mapping functions of GPS and the study of global mean sea level.

Speaking from her home at Gatcombe Park, HRH The Princess Royal, Royal Fellow of the Academy, presented the gold medal via a virtual audience with Dr West at her home in the United States. Dr West was accompanied by her husband Ira, also a mathematician and a former branch head at the Naval Proving Ground in Dahlgren, Virginia, where they both worked for many years.

Accepting the award, Dr West says:

“It is hard for me to believe that I was a little black girl on the farm who had a dream to get off the farm, get educated, and make enough money to take care of myself. And now, I have realized my dreams and reached a height beyond what I anticipated. I encourage young women to believe in yourself, find your passion, work hard and apply yourself, stay committed, find a mentor, participate in activities that relate to your passion, never give up, always keep setting new goals and continue to strive to reach them, and most of all – follow your dreams.”

Now aged 90, Dr West was born in Dinwiddie County, Virginia, and started her career as a maths and science teacher after graduating from Virginia State University in 1952. Four years later she was hired to work at the Naval Proving Ground in Dahlgren, Virginia, (now called the Naval Surface Warfare Center), where she was the second black woman ever hired and one of only four black employees. West was a programmer in the Naval Surface Warfare Center Dahlgren Division for large-scale computers and a project manager for data-processing systems used in the analysis of satellite data.

In the early 1960s, she participated in an award-winning astronomical study that proved the regularity of Pluto’s motion relative to Neptune. Subsequently, Dr West began to analyse data from satellites, putting together altimeter models of the Earth’s shape. She became project manager for the Seasat radar altimetry project, one of the first satellites that could remotely sense oceans. Dr West introduced innovations, cutting her team’s processing time in half, and was recommended for a commendation in 1979.

From the mid-1970s through to the 1980s, Dr West designed, developed, tested and then used computer programmes to deliver increasingly precise calculations to model the shape of the Earth – an ellipsoid with irregularities, known as the geoid. Generating an extremely accurate model required her to employ complex algorithms to account for variations in gravitational, tidal, and other forces that distort Earth’s shape. Her data ultimately became an important enabler for the Global Positioning System (GPS).

In 1986, Dr West published Data Processing System Specifications for the Geosat Satellite Radar Altimeter, a 51-page technical report from The Naval Surface Weapons Center. The guide was published to explain how to increase the accuracy of the estimation of geoid heights and vertical deflection, important components of satellite geodesy. This was achieved by processing the data created from the radio altimeter on the Geosat satellite, which went into orbit on March 12, 1984.

Dr West worked at Dahlgren for 42 years, retiring in 1998. After retiring, she completed a PhD in Public Administration.

Professor Bashir Al-Hashimi CBE FREng, Chair of the Royal Academy of Engineering Awards Committee, says:

“We are delighted to present Dr Gladys West with the Prince Philip Medal, our most prestigious individual award. Her work on precise modelling of the earth’s surface was relied on by the engineers who realised GPS and the accuracy that is possible today harks back to the definition of the Earth’s geoid, work that Dr West achieved using sparse data from early satellites, working with early computers that required elegant, efficient mathematics and extraordinary diligence.”

Nominating Dr West for the award, Pat Norris, who worked as a satellite geodesist on the Apollo programme in the 1960s and became Chairman of UKspace in the 1990s, says:

“Dr West’s contribution was a combination of complex algebra and software engineering. The discipline of software engineering was embryonic in the 1970s when she was doing her seminal work on geoids and the definition and testing of complex mathematical software was particularly problematic. Her contributions were all the more meritorious as a Black woman in a white patriarchal society. These factors were especially strong in Virginia, where Dr West lived, as captured in the film Hidden Figures. Dr West’s determination and success in overcoming these challenges in her early education set the path for her excelling at work and in family life – a true inspiration for all young people, particularly those with obstacles to overcome.”

 

Dr Gladys West (right) and colleagues working on satellite geodesy at Dahlgren in the 1980s

 

Notes for editors

  1. The presentation of the Prince Philip Medal to Dr West was filmed by ITV News and clips are available from Jessica Harriott-Kerr Jessica.Harriott-Kerr@itn.co.uk
  2. Prince Philip Medal. In 1989, HRH The Prince Philip, Duke of Edinburgh, Senior Fellow of The Royal Academy of Engineering, agreed to the commissioning of a gold medal to be ‘awarded periodically to an engineer of any nationality who has made an exceptional contribution to engineering as a whole through practice, management or education’, to be known as the Prince Philip Medal.

    Inaugurated in 1991, the Prince Philip Medal was first presented to the wartime pioneer and inventor of the jet engine Air Commodore Sir Frank Whittle OM KBE CB FREng FRS.

  1. The Royal Academy of Engineering is harnessing the power of engineering to build a sustainable society and an inclusive economy that works for everyone.

    In collaboration with our Fellows and partners, we’re growing talent and developing skills for the future, driving innovation and building global partnerships, and influencing policy and engaging the public.

    Together we’re working to tackle the greatest challenges of our age.

For more information please contact:

Jane Sutton at the Royal Academy of Engineering

T: +44 207 766 0636
E: jane.sutton@raeng.org.uk

By |2021-06-10T10:00:00+00:00June 10th, 2021|Engineering News|Comments Off on ‘Hidden Figure’ whose mathematical modelling enabled GPS is first woman to win Prince Philip Medal

Calls for £40m urgent investment in careers provision

A report published today calls on government to invest £40 million in improving access to careers provision for students in schools and colleges in England to enable more young people to understand the opportunities available in science, technology, engineering and maths (STEM) careers and so support the drive to build back better and ’level up’ across the UK in a post-Covid world. 

Securing the future, a joint report by EngineeringUK and seven engineering and careers organisations, including the Royal Academy of Engineering, argues that while STEM careers provision is essential to inform and inspire young people irrespective of their gender, ethnicity, socio-economic background or other characteristics about careers in STEM, Covid-19 has made delivering that careers provision in schools and colleges more difficult. Just over three quarters (76%) of the careers leaders and STEM teachers surveyed for the report say that it has become more difficult to engage with employers since the start of the pandemic, with many saying that careers activities have been put on hold because of time pressures. The report also found that the digital divide affects access to STEM careers activities in schools and colleges in England, particularly in poorer areas. 68% of schools with above average Free School Meal eligibility (FSM) said a lack of access to technology and internet was a barrier, compared to 36% of schools with below average FSM.

The report recommends providing schools with more funding, estimated at around £40 million annually, to improve their careers provision. It suggests the new funding be used to better resource secondary schools and colleges in England to support all young people with their careers choices, with additional funds for STEM careers provision, focused on increasing diversity in the sector. Funding is also recommended for a dedicated STEM leader in each careers hub, whose role it would be to build schools’ STEM careers capacity by supporting and facilitating joint careers activities with employers, including work experience.

The findings also identified issues related to equality and diversity more generally that were barriers to reaching young people. These include:

  • Lack of role models – 46% of survey respondents said this was a barrier to accessing careers provision for girls, with 38% saying the same about pupils from minority ethnic backgrounds and 33% about pupils from lower socio-economic backgrounds
  • Limited understanding of what STEM careers could entail
  • Lack of confidence
  • Lack of awareness of available STEM careers provision

Dr Hilary Leevers, Chief Executive of EngineeringUK, said:  “The youth unemployment figures show young people have been hit hardest by the pandemic, which has exacerbated existing issues, such as the digital divide, further reducing opportunities for young people from lower socio-economic backgrounds. At the same time, we know that the STEM sector will offer hundreds of thousands of valuable opportunities for good quality, secure employment. With the government focus on developing the UK as a leader in science and net-zero and the policy of ‘building back better’, together with the levelling up agenda, careers in STEM and engineering will be a reliable choice.

“Careers engagement motivates young people to achieve and enables them to know where future opportunities will be. Young people are anxious about their future and ‘Securing the Future’ shows that good careers provision is more important than ever. We’re urging the government to do everything possible to ensure that all young people know about the careers opportunities available in the STEM sector now and into the future.

“This matters for the sector, which needs to scale up its efforts to recruit people from non-traditional backgrounds, and to improve the life chances of young people themselves.”

Notes to Editors

The series of recommendations are based on a research survey conducted with 200 careers leaders and STEM teachers in secondary schools. The report is co-authored with:

Youth Employment Statistics https://commonslibrary.parliament.uk/research-briefings/sn05871/

EngineeringUK is a not-for-organisation that works in partnership with the engineering community to inspire tomorrow’s engineers. We lead the engagement programmes: The Big Bang, Robotics Challenge and Energy Quest and help schools bring STEM to life through real-world engineering via Neon. We bring engineering careers inspiration and resources together through Tomorrow’s Engineers and manage The Code, which drives change at scale to increase the number and diversity of young people choosing academic and vocational pathways into engineering. We base everything we do on evidence and share our insight widely. www.engineeringuk.com    

The Royal Academy of Engineering is harnessing the power of engineering to build a sustainable society and an inclusive economy that works for everyone.

In collaboration with our Fellows and partners, we’re growing talent and developing skills for the future, driving innovation and building global partnerships, and influencing policy and engaging the public.

Together we’re working to tackle the greatest challenges of our age.

For more information please contact:

Jane Sutton at the Royal Academy of Engineering

T +44 207 766 0636

E: Jane Sutton

By |2021-06-09T09:00:48+00:00June 9th, 2021|Engineering News|Comments Off on Calls for £40m urgent investment in careers provision

World-changing healthcare and lifestyle innovations compete for prestigious UK engineering prize

  • 2021 finalists for the Royal Academy of Engineering MacRobert Award are world-leading UK engineering innovations that could help us all live healthier, more sustainable lives.
  • Creo Medical, DnaNudge and PragmatIC Semiconductor vie for top award in UK engineering innovation and show how engineers and technologists are crucial to the UK’s recovery and future economic development.
  • Winning team will receive a £50,000 cash prize and the MacRobert Award Gold Medal, which has previously been won by the pioneers behind the CT scanner, breath biopsies and the first bionic hand.

The Royal Academy of Engineering has today announced the finalists for the 2021 MacRobert Award, the most prestigious prize for UK engineering innovation.

This year’s three finalists are pioneering engineering innovations developed in the UK, with the potential to deliver significant healthcare and lifestyle benefits. From more accurate cancer treatment and personalised medicine to new smart labels in pharmaceuticals and nutrition, each of these ground-breaking developments reflect the UK’s global leadership in engineering innovation and promise to unlock widespread societal and environmental benefits.

The MacRobert Award is run by the Royal Academy of Engineering and since 1969 has recognised engineering achievements that demonstrate outstanding innovation, tangible societal benefit and proven commercial success.

This year’s three finalists are:

  • Creo Medical for its healthcare innovation in developing advanced miniaturised surgical tools that uniquely integrate radio frequency and high frequency microwave energy for highly targeted, minimally invasive endoscopic surgery, dramatically improving patient outcomes for cancer care, while minimising the need for traditional surgical interventions, moving treatment out of the operating room. The tools promise to transform clinical outcomes for patients, reducing recovery times and avoiding the risks of open surgery. The new technology enables cost savings of up to £10,000 per procedure in NHS Hospitals, a 50% saving on traditional surgery.
  • DnaNudge for its pioneering genetic testing technology that enables consumers to shop more healthily – nudged by their DNA plus lifestyle. Following a simple cheek swab, DnaNudge’s NudgeBox analyser maps the user’s genetic profile to key nutrition-related health traits such as obesity, diabetes, hypertension and cholesterol. Customers can then use their wearable DnaBand and mobile app to scan products while they shop and be guided by their DNA towards healthier choices. The technology has been rapidly adapted into a gold-standard, 90-minute lab-free RT-PCR test for COVID-19 and is now in use in NHS hospitals, care homes, and supporting the return of the arts sector.
  • PragmatIC Semiconductor for its electronic engineering innovation that takes the silicon out of silicon chips, resulting in ultra-low-cost thin and flexible integrated circuits. These can be inexpensively embedded in everyday objects from food and drink packaging to medical consumables, a crucial step in achieving the Internet of Things and addressing a range of application sectors including the circular economy and digital healthcare. The technology reduces manufacturing cycle time from months to less than a day, allowing agile “just in time” production of microchips, avoiding the risks and waste of global supply chains. In addition, traditional silicon chip fabrication methods have enormous carbon and water footprints, while the PragmatIC approach reduces this by more than 100-fold.

Each finalist team reflects the vital importance of engineering in our nation’s drive for a healthier and more sustainable society. They represent the pinnacle of UK engineering and the new frontiers of technology across fields as diverse as medical technology and the Internet of Things.

The winner of this year’s MacRobert Award will be announced in July. The winning team will receive the signature MacRobert Award gold medal and a £50,000 cash prize.

Now in its 52nd year, the MacRobert Award has an unparalleled record of recognising successful British innovations that have gone on to change the world, delivering enormous economic and societal benefits.

The first award in 1969 was made jointly for two iconic innovations: to Rolls-Royce for the Pegasus engine used in the Harrier jump jet, and to Freeman, Fox and Partners for the aerodynamic deck design of the Severn Bridge.

Several MacRobert Award winning innovations have had a major impact on healthcare and lifestyle over the years, including:

  • Allowing doctors to see inside the human body with the CT scanner invented at EMI (1972 MacRobert Award winner)
  • The first laser eye scanner developed by Optos (2006 winner)
  • The world’s first bionic hand invented by Touch Bionics (2008 winner)
  • Human motion capture in Microsoft’s Kinect for Xbox360, later applied to allow surgeons to visualise operations (2011 winner)
  • The credit-card sized computer that made coding and control systems accessible to all, the Raspberry Pi (2017 winner)
  • Diagnosing cancer with a simple breath test, the breath biopsy from Owlstone Medical (2018 winner)

MacRobert Award winners are chosen by an expert panel of Academy Fellows, who have vast experience across engineering industry and academia.

Professor Sir Richard Friend FREng FRS, Chair of the Royal Academy of Engineering MacRobert Award judging panel, said:

“The UK is a global leader in engineering and technology, as evidenced by its proactive role in tackling the pandemic, from ventilators to vaccine production. After such a year it is no surprise to find medical engineering strongly represented across the finalists for this year’s MacRobert Award for engineering innovation. As we look to build back better for the future, the inspiring achievements of our finalists offer the potential for all of us to have more control over our health and lifestyle.

“These three companies represent the very best of engineering innovation, offering new ways to apply leading edge technologies in our daily lives. Whether using our own genetics to guide us on making healthier food choices through DnaNudge, reaping the benefits of products connected seamlessly thanks to PragmatIC’s flexible electronics or receiving more precise cancer treatment developed by Creo Medical, these developments offer huge potential advantages for the future.”

 

 

Notes to editors

The MacRobert Award

First presented in 1969, the MacRobert Award is widely regarded as the most coveted in the industry, honouring the winning organisation with a gold medal and the team members with a cash prize of £50,000. Founded by the MacRobert Trust, the award is presented and run by the Royal Academy of Engineering, with support from the Worshipful Company of Engineers.

The Royal Academy of Engineering is harnessing the power of engineering to build a sustainable society and an inclusive economy that works for everyone. In collaboration with our Fellows and partners, we’re growing talent and developing skills for the future, driving innovation and building global partnerships, and influencing policy and engaging the public. Together we’re working to tackle the greatest challenges of our age.

The MacRobert Award finalist teams:

  • Creo Medical: Chris Hancock, CTO & FounderCraig Gulliford, CEO, Steve Morris, former COO, Dr Nuwan Dharmasiri, Principal RF and Microwave Engineer, Sandra Swain, Principal Engineer.
  • DnaNudge: Professor Christofer Toumazou FREng FRS, CEO, Dr Maria Karvela, CSO, Dr Caroline Golden, Clinical Research Manager, Josef Cicinski, UK Retail Store Manager, David West, COO.
  • PragmatIC: Scott White, CEO, Richard Price, CTO, Ken Williamson, COO, Catherine Ramsdale, SVP Technology, Neil Davies, VP Process.

The MacRobert Award 2021 judging panel:

  • Professor Sir Richard Friend FREng FRS (Chair of judges)
    Former Cavendish Professor of Physics, University of Cambridge; Founder, Cambridge Display Technology
  • Naomi Climer CBE FREng
    Non Executive Director; Former President Media Cloud Services, Sony; Vice President, Royal Academy of Engineering
  • Dr Andy Harter CBE DL FREng
    Chairman, Cambridge Network; Founder and Group CEO, RealVNC
  • Professor Nick Jennings CB FREng
    Vice-Provost (Research and Enterprise), Imperial College London
  • Professor Dame Julia King, The Baroness Brown of Cambridge DBE FREng FRS
    Chair, The Carbon Trust
  • Professor Gordon Masterton DL OBE FREng FRSE
    Chair of Future Infrastructure, University of Edinburgh; Former Vice-President, Jacobs Professor
  • Sir John McCanny CBE FREng FRS
    Regius Professor of Electronics and Computer Engineering, Queen’s University Belfast Professor
  • Phil Nelson CBE FREng
    Professor of Acoustics, University of Southampton
  • Dr Liane Smith FREng
    Director, Larkton Ltd; former SVP Digital Solutions, Wood Group
  • Professor Sir Saeed Zahedi OBE RDI FREng
    Technical Director, Blatchford; Visiting Professor, University of Bournemouth
By |2021-06-06T23:01:00+00:00June 6th, 2021|Engineering News|Comments Off on World-changing healthcare and lifestyle innovations compete for prestigious UK engineering prize

Electrolytic Iron Production from Alkaline Bauxite Residue Slurries at Low Temperatures

Johnson Matthey Technol. Rev., 2021, 65, (3), 366

1. Introduction

At present, primary iron metal is commonly produced through the CO2 intensive carbothermic reduction of iron oxides in blast furnaces at a temperature of around 1600°C. Since carbon is used as both reducing agent and fuel for the process, blast furnace pig-iron cannot eliminate its CO2 emissions. Therefore, in recent years, carbon-free electrochemical processes have been widely investigated as potential green alternative routes for the production of iron and iron-base alloys (14) (assuming renewable electricity).

A large project that has been focused on alternative ways of producing iron was Ultra Low CO2 in Steelmaking (ULCOS) in which new smelting reduction concepts were studied. The ULCOWIN electrolytic production of iron from suspensions of iron oxide particles in a highly concentrated sodium hydroxide solution at 110°C was demonstrated at laboratory scale. It has been shown that the iron particles are reduced in the solid state, which differs from the conventional electrowinning processes where the metal is deposited through the reduction of dissolved metal cations. Previous works with this process achieved high Faradaic yield (80–95%) (14).

Based on the above-mentioned studies, the technology for alkaline pulp iron electrowinning is being studied for the first time from a secondary mineral source, namely bauxite residue from the alumina refining industry. This technique is referred to in the SIDERWIN project (5), which aims among others to produce iron from alternative low-grade iron sources, currently incompatible with the conventional steel making processes.

Bauxite ore is treated within the Bayer process to produce metallurgical grade alumina which is the raw material for aluminium production. Bauxite ore depending on its origin contains 40–60% alumina and the rest is a mixture of iron (20–30%), silicon and titanium oxides. When bauxite ore is treated with caustic soda, the aluminium hydroxides or oxides contained within are solubilised, with approximately 50% of the bauxite mass being transferred to the liquid phase, while the remaining solid fraction constitutes the bauxite residue, often termed as ‘red mud’ due to its colour. Depending on the grade of the bauxite ore used, bauxite residue, on a dry basis, is produced from 0.9 to 1.5 mass ratio to the alumina product (6). The high volume and alkalinity of this byproduct make its valorisation a major challenge worldwide (7).

Bauxite residue is an untapped secondary raw material source considering the presence of valuable substances such as iron (30–45 wt%), aluminium (15–25 wt%), silicon, calcium, titanium and sodium oxides as well as smaller concentrations of critical or industrially important elements such as rare earth elements (REEs) (mainly cerium, lanthanum, scandium, yttrium and neodymium), vanadium, chromium and others (6). The recovery of the major metals from bauxite residue has never yet been implemented while a lot of processes have been proposed. Despite the laboratory-scale success of much of the work so far, currently the industrial utilisation of bauxite residue is estimated at just 2–4 million tonnes, accounting for less than 3% of the annual bauxite residue production (8).

The main constituent of bauxite residue is iron oxide and it can make up to 45% of the mass of the bauxite residue. In fact, the red colour of bauxite residue is caused by iron(III) oxides (mostly haematite, Fe2O3) (9). In general, due to its high alkaline (Na2O ≈ 10%) and its titanium (TiO2 ≈ 4–15%) content, bauxite residue is not suitable for use as an iron ore substitute in blast furnaces.

Bauxite residue reductive smelting processes can be applied by several technologies (Corex, Finex®, HIsmelt, Romelt, AusIron and electric arc furnace (EAF)) for the production of pig iron (10, 11). So far, two methods have been applied at pilot scale for bauxite residue reductive smelting: the Romelt method (12) and the EAF (1316). The Moscow Institute of Steel and Alloys (MISA) (Russia), with National Aluminium Company Ltd (NALCO) and the joint venture company Romelt-Steel Authority of India Ltd (RSIL) (India), studied the pyrometallurgical process of bauxite residues using the Romelt method (12). The advantage of this method is that materials can be used with moisture levels of up to 10 wt%. The main disadvantage is the high energy consumption and the poor quality of pig iron with a high concentration of sulfur and phosphorus (10). In EAF reductive smelting, a mixture of bauxite residue, carbon and fluxes is treated at 1500–1700°C to form pig iron with higher than 95% iron recovery (6, 13, 17). Recovery of residual iron can be further improved by later magnetic separation in slag dust (18). Post-melting slag can be used to produce rockwool or building materials (6, 19) and for the recovery of non-ferrous metals and REE (9, 18, 20, 21). However, such methods have not been industrialised as they are not competitive to established iron and steel making processes.

The present paper describes a highly promising electrochemical method for sustainably extracting the iron from bauxite residue, in an alkaline environment, which is in-tune with the alkaline environment of the Bayer process.

2. Materials and Methods

The process is conducted in an electrolysis cell consisting of a borosilicate glass beaker (250 ml) closed with a specially configured cylindrical silicon bung (45 cm diameter). The experimental apparatus is shown in Figure 1.

Fig. 1.

Electrolysis experimental apparatus

Electrolysis experimental apparatus

A three-electrode configuration was used; the cathode was a rectangular shaped stainless steel V2A plate (110 mm height, 10 mm length, 1 mm width), the anodes were two rectangular shaped nickel plates (100 mm height, 10 mm length, 2 mm width). All electrodes were centred according to the silicon bung’s cylindrical axis in specially configured holes so that the electrodes were in certain positions and at fixed distance to each other. The working electrode’s surface area that was immersed in the solution was defined to be 8 cm2. The reference electrode that was used was a commercial Hg | HgO | NaOH (1 M) electrode (RE-61AP, ALS Co Ltd, Japan) which was immersed in a distinct glass.

Bauxite residue was supplied by MYTILINEOS-Aluminium of Greece. Samples were solubilised via fusion method according to which a quantity of bauxite residue remained at 1000°C for 1 h with a mixture of Li2B4O7/KNO3 followed by direct dissolution in 6.5% nitric acid solution. Chemical analysis was performed by atomic absorption spectroscopy (AAS) with the use of a PerkinElmer 2100 atomic absorption spectrometer. The chemical analysis of the samples used in this study is shown in Table I. The chemical analysis showed that Fe2O3 is the main content of bauxite residue.

Table I

Bauxite Residue Chemical Analysis

Fe2O3 Al2O3 SiO2 TiO2 CaO Na2O Loss on ignition (LOI)
wt% 44.77 18.75 6.69 6.65 9.77 2.93 9.17

Mineralogical analysis of bauxite residue (Figure 2) showed that the main iron oxide phase is haematite while a small amount of goethite also exists. The haematite to goethite mass ratio in bauxite residue is 4.2 (22).

Fig. 2.

Bauxite residue mineralogical analysis

Bauxite residue mineralogical analysis

Prior to each experiment, the stainless-steel cathode and the nickel anodes were polished with sandpaper and were rinsed with demineralised water. Furthermore, the cathode was weighed. The electrolyte was a 50 wt% NaOH aqueous solution corresponding to molarity of 25 mol kg–1, to which was added 10 wt% bauxite residue solid particles. Typically, a mixture of 152.4 g solid NaOH with purity higher than 99% (CHEM-LAB NV, Belgium) and 152.4 g demineralised water were mixed under stirring for about 30 min. After the electrolyte’s homogenisation, 33.9 g of bauxite residue were slowly added to the solution within 5 min.

The slurry temperature was measured via a probe that was wrapped in a polytetrafluoroethylene (PTFE) shrink tubing to avoid current leakage. The slurry was stirred using a 1 cm ringed cylindrical magnetic bar and magnetic hot plate (IKA® RCT basic, IKA Works Inc, USA) at a rotational speed of 500 rpm to keep bauxite residue particles suspended. The small size of the magnetic bar was chosen to minimise the attraction of magnetite particles to the stirrer. The cathode, the anodes and the reference electrode were connected via their respective terminal to a potentiostat (SourceMeter® 2461 Series, Keithley, Tektronix Inc, USA).

Cyclic voltammetry and electrolysis tests, under chronopotentiometry mode, were performed in a three electrode cell connected to a potentiostat (2461 Series, Keithley) and the obtained experimental data were analysed. Regarding cyclic voltammetry, it should be noted that both working and counter electrode were platinum wires while the reference electrode was the above mentioned Hg/HgO commercial electrode.

Electrolysis tests were performed under galvanostatic mode. The duration of the experiment was 2 h. After the end of each experiment, the cathode was thoroughly rinsed with distilled water in order to remove the remaining electrolyte, and was dried at 100°C for 24 h, before being weighed. The difference between the mass of the cathode prior to and after the end of electrolysis was considered as the mass of the deposit. This value was used to deduce the current efficiency according to Faradaic law.

2.1 Determination of Metallic Iron

According to previous studies, the haematite reduction mechanism to form metallic iron on the cathode has magnetite as an intermediate product (2). For that reason, a quantitative determination of the deposit took place to identify the percentages of both metallic iron and magnetite phases.

The principle of the method is based on the selective dissolution of metallic iron from a 2% bromine solution in ethanol in a mixture with its oxides. According to the procedure, 100 ml of bromine (Acros OrganicsTM, Thermo Fisher Scientific, USA) solution 2% in ethanol (EMSURE®, Merck, Germany) was prepared and 0.2 g of sample powder was added in a 250 ml conical flask. The solution was let to stir at ambient temperature for 90 min and then filtered using a 47 mm diameter glass fibre filter (Whatman®, Cytiva, USA) (23). The resulting solution was titrated into a 500 ml flask with deionised water. Finally, the solution was diluted and measured in an atomic absorption spectrometer (PerkinElmer 2100).

3. Results

3.1 Cyclic Voltammetry

A voltammogram of bauxite residue (10 wt%) with 50 wt% NaOH solution at 110°C and scan rate 100 mV s–1 is shown in Figure 3. Iron oxide from bauxite residue (mainly haematite) is reduced to metallic iron in the region of cathodic potentials from –1.2 V to –1.4 V with a peak at –1.36 V. Hydrogen evolves at more negative potentials lower than –1.4 V. The plateau observed at cathodic potentials between –1.0 V and –1.2 V is attributed to reduction of haematite to magnetite which is always taking place in the system under study as is seen in Raman spectra of a typical deposit in Figure 4. The peak observed at anodic scanning at about –0.7 V is attributed to the reversible oxidation of iron.

Fig. 3.

Cyclic voltammetry in pulps of bauxite residue (10 wt%) in 50 wt% NaOH solution at 110°C and 100 mV s–1

Cyclic voltammetry in pulps of bauxite residue (10 wt%) in 50 wt% NaOH solution at 110°C and 100 mV s–1

Fig. 4.

Raman spectra of cathodic deposit

Raman spectra of cathodic deposit

The electrochemical reactivity of the iron oxides of bauxite residue was evaluated by galvanostatic electrolytic experiments. The parameters that were tested were current density and slurry temperature.

3.2 Effect of Current density

Galvanostatic experiments were performed in different applied currents (62.5 A m–2, 156.3 A m–2, 312.5 A m–2, 625 A m–2, 937.5 A m–2, 1250 A m–2) while all other factors remained constant (50 wt% NaOH, 10 wt% bauxite residue, temperature 110°C and stirring rate 500 rpm). The open circuit potential between the working electrode and the reference electrode was –0.968 V.

The cathodic potential vs. Hg/HgO is shown in Figure 5. As expected, the increase of the applied current results in more negative values of cathodic potential indicating more intense reductive conditions at the cathode. The applied currents between 62.5 A m–2 and 312.5 A m–2 gave constant cathodic potential values for the whole duration of electrolysis tests in the range of –1.2 V to –1.4 V which coincide fully with the region of haematite reduction to metallic iron as shown in the voltammogram of Figure 3. Applied current densities higher than 312.5 A m–2 push the cathodic potential towards the hydrogen evolution region (<1.4 V) as seen in Figure 3. In all experiments the cathodic potential was lower than the open circuit potential and therefore the cathodic material was stable and not corroded.

Fig. 5.

Cathodic potentials during galvanostatic experiment at different current densities (A m–2)

Cathodic potentials during galvanostatic experiment at different current densities (A m–2)

The calculated Faradaic efficiency for each experiment, taking into account the purity of metallic iron in the deposit that was determined to be 89–91% in all experiments, is shown in Table II. Particles of magnetite which are formed by the reduction of haematite appeared as impurities on the cathode surface. In conclusion, the metallic iron produced is extremely pure and the only processing needed is a melting process to produce pure iron ingots.

Table II

Current Efficiency of Galvanostatic Experiments for the Investigation of the Applied Current Effect

Current density, A m–2 Current efficiency, %
62.5 48.48
156.25 48.84
312.5 41.19
625 25.28
937.5 35.14
1250 33.74

As seen, the lower the applied current, the higher the Faradaic efficiency. The lowest applied currents in the region of 62.5 A m–2 to 312.5 A m–2 gave the highest current efficiencies which were very close to 50%. Even this current efficiency is very low indicating the strong presence of parallel unwanted cathodic reactions such as the hydrogen evolution reaction as well as unavoidable cathodic reactions such as the reduction of haematite to magnetite that is always taking place in this system. The intense hydrogen evolution even at the lowest applied currents where the measured cathodic potentials was higher than that of hydrogen reduction indicates a cathode with non-uniform potential. This is reasonable because the cathode is covered by electroactive haematite particles as well as non-electroactive particles coming from the bauxite residue. The electroactive species are the iron oxides haematite and goethite and the non-electroactive particles are all the other phases in bauxite residue such as diaspore, cancrinite, calcite, hydrogarnet, perovskite, gibbsite, boehmite and anatase. Therefore, the current distribution on cathode is non-uniform giving rise to areas with charge accumulation (located where the non-electroactive species are concentrated) and thus more negative potential in relation to the other areas where the electroactive haematite particles are located.

3.3 Effect of Temperature

The temperature effect was studied in the range 70–135°C while the other electrolysis parameters were kept constant (50 wt% NaOH, 10 wt% bauxite residue and stirring rate 500 rpm). The applied current density was selected to be 156.3 A m–2 as this value resulted in the highest Faradaic yield (48.84%) in the previous experimental series. The cathodic potentials vs. Hg/HgO are shown in Figure 6. As seen, the cathodic potentials within the whole duration of all electrolysis experiments remained in the region from –1.2 V to –1.4 V which coincides with the region where the haematite is reduced to metallic iron (Figure 3). In addition, there is a tendency for less negative cathodic potentials (milder reductive conditions) as the process temperature increases. The calculated Faradaic efficiencies are shown in Table III. The increase of temperature from 70°C to 130°C resulted in a steady almost linear increase of Faradaic efficiency from 11.23% to 71.58%. Step-up temperature to 135°C caused a slight decrease in current efficiency to 59.76% which is still higher than that at 120°C.

Fig. 6.

Cathodic potentials during galvanostatic experiment at different pulp temperatures (°C)

Cathodic potentials during galvanostatic experiment at different pulp temperatures (°C)

Table III

Current Efficiency of Galvanostatic Experiments for the Investigation of Pulp’s Temperature Effect

Temperature, °C Current efficiency, %
70 11.23
90 24.48
110 48.84
120 54.94
130 71.58
135 59.76

As mentioned above, the cathode surface is covered with electroactive and non-electroactive particles coming from the bauxite residue. The electroactive particles are strongly attached to the cathode surface due to their partial reduction to metallic iron while the non-electroactive particles are loosely attached. The temperature increase causes an increase in the rate of heterogeneous nucleation of water bubbles on the particles’ surface due to vapour pressure increase. Therefore, the probability of removing the loosely attached non-electroactive particles from the cathode surface increases and thus the probability of replacing the non-electroactive with electroactive ones increases. At higher temperatures the percent coverage of the cathode with electroactive species increases and thus the Faradaic efficiency increases. At temperatures close to the boiling point of 50 wt% NaOH solution (that is 143°C), the water bubbling is so intense that the electroactive particles also start to detach from the cathode surface and therefore decrease the Faradaic efficiency. A compromise is achieved at an intermediate temperature which in this case is 130°C.

In any case, the Faradaic efficiencies achieved during the bauxite residue pulp electrolysis are substantially lower than those achieved in iron ore pulp electrolysis (3) where the cathode is uniformly covered by only electroactive particles.

4. Conclusions

The present work has demonstrated the possibility to electrochemically reduce iron from bauxite residue in alkaline pulps. The process temperature proved to be the most crucial parameter that substantially affects the Faradaic process efficiency. At the current level of process development, a Faradaic efficiency of 71.58% was achieved at pulp density of 10 wt% bauxite residue in a 50 wt% NaOH solution at 130°C. The applied current has to create a cathodic potential higher than –1.4 V vs. Hg/HgO (in 1 M NaOH) in order to avoid the hydrogen evolution which takes place at cathodic potentials lower than –1.4 V.

The cathode in the case of bauxite residue pulps electrolysis is not uniformly covered by electroactive iron oxide particles (mainly haematite) and therefore there is not a uniform cathodic potential on the whole cathode surface. This affects the current efficiency of the process which is always substantially lower than that observed in pure haematite ore electrolysis.

Bauxite residue is produced as a byproduct of the Bayer process, an alkaline leaching process taking place at temperatures 120–250°C. Therefore, the present process has great potential for integration in the established Bayer process as a symbiotic step to valorise the (currently wasted) iron portion of the bauxite ore.

Acknowledgements

The research leading to these results has received funding from the European Union H2020 SIDERWIN project under the Grant Agreement no. 768788.

The Authors


Sevasti Koutsoupa studied Mining and Metallurgical engineering at National Technical University of Athens, Greece, and currently she is a PhD candidate in the School of Mining and Metallurgical Engineering on the topic of “Iron oxide Electrowinning from Bauxite Residue”. Currently she is involved in the research of SIDERWIN and SCALE projects.


Stavroula Koutalidi is a Chemical Engineer from the National Technical University of Athens. She obtained a Master of Science in Industrial Pharmacy from the National Kapodistrian University of Athens. She is currently a senior researcher in the School of Mining and Metallurgical Engineering in the field of Electrometallurgy and she is involved with SIDERWIN and SCALE projects.


Evangelos Bourbos is a graduate of the Chemical Engineering Department of the National Technical University of Athens. He obtained a Master of Science, for which he received an award from the Limmat foundation, in Protection of Monuments, Sites and Complexes with emphasis in Conservation Interventions: Techniques and Materials directed by the School of Architecture Engineering of the National Technical University of Athens. He is a PhD candidate in the School of Mining and Metallurgical Engineering in the field of electrometallurgy under the topic of “Electrorecovery of Rare Earth Metals from Low Temperature Electrolytes as an Alternative to Molten Salts Electrolysis”. He has worked as a researcher in one national and three European projects (EURARE, SCALE, SIDERWIN) over the past six years. He has four scientific publications in peer reviewed scientific journals and books and has also actively participated in various international and European conferences and training courses. He is currently working for Titan Cement SA.


Efthymios Balomenos studied Mining and Metallurgical engineering at National Technical University of Athens and received his PhD degree in thermodynamics in the same school in 2006. Since 2008 he has been working in the Laboratory of Metallurgy as a postdoctoral researcher focusing on sustainable process development, CO2 mitigation strategies, exergy analysis and resource utilisation efficiency. He was involved in the research management of the ENEXAL and EURARE projects and is involved in the ongoing SCALE, ENSUREAL, REMOVAL, SIDERWIN, BIORECOVER and AlSiCaL research projects. He has more than 40 research publications in journals and conference proceedings with more than 170 citation and an h-index of 8. Since 2015 he is also working for MYTILINEOS SA Metallurgy Business Unit, focusing on promoting sustainable solutions for the valorisation of bauxite residue.


Dimitrios Panias is a metallurgical engineer. He graduated from the School of Mining and Metallurgical Engineering of the National Technical University of Athens in 1984. He completed his doctoral thesis on gold pyrometallurgy at National Technical University of Athens in 1989. Currently, he is Professor in Extractive Metallurgy at National Technical University of Athens teaching Chemistry, Non-Ferrous Metals Extractive Metallurgy and Transport Phenomena. His research interests include but are not limited to extractive metallurgy, electrometallurgy, waste valorisation, wastewater treatment, geopolymerisation as well as chemical processing of ores and metallurgical wastes with ionic liquids.

By |2021-06-03T14:41:04+00:00June 3rd, 2021|Weld Engineering Services|Comments Off on Electrolytic Iron Production from Alkaline Bauxite Residue Slurries at Low Temperatures

Process Intensification: Activated Carbon Production from Biochar Produced by Gasification

1.1 Activated Carbon

The adsorption of air and water contaminants on an activated carbon surface is frequently used in air and water treatment systems. Conventional biological treatment processes are efficient in removing biodegradable organics. These processes, however, have limited ability to remove lignins, humic substances, pesticides and residual colour and odour-producing organic compounds. The performance of activated carbon in removing such organic compounds has been proven. Activated carbon filters used for water treatment in homes are usually made of either powdered activated carbon (PAC) or granular activated carbon (GAC). PAC is made of powdered carbon with a particle size of <0.18 mm and diameter in the range of 0.25–1.15 mm. It is generally used in batch type reactors and is subsequently filtered off. It is used in the treatment of liquids and cleaning of flue gases. GAC is produced from 0.2–5 mm particle size irregular carbon. For liquid and gas phase substances, it is applied on adsorption columns (13).

1.2 Biochar

The increase in production and accompanying energy demand which has emerged in the last century with the increasing population is becoming important. The environmental impacts caused by the increase in production draw attention and higher consumption creates problems for our limited natural resources. The necessity of treatment for the prevention of soil, air and water pollution is among the topics that are especially emphasised at international conferences. It is necessary for humanity to take joint decisions to increase the sensitivity of countries on environmental issues and to implement the necessary legal measures (4).

Biochar is a byproduct with high carbon content produced through the conversion of biomass into syngas by advanced thermal gasification using partial oxidation. Intensified gasification of biomass through partial oxidation is a recently developed, environmentally clean and renewable energy technology (5). Biochar obtained as a byproduct from gasification of woody biomass mainly contains carbon (85 wt%), nitrogen, hydrogen, phosphorus, calcium, magnesium and iron. Production of activated carbon from biochar is possible. To convert biochar into activated carbon, it is necessary to remove the specific contaminants to complete the activation.

Biomass is a renewable energy source but can cause environmental issues when it is not properly utilised. Therefore, it needs to be dealt using appropriate technology as compared to other renewable energy sources. Since thermal utilisation of biomass is carbon neutral, it does not cause global warming, and due to the quantities available it has high energy potential. Thermochemical methods are generally used to obtain energy from biomass. Known thermochemical methods are combustion, pyrolysis and gasification. The gasification process has several advantages over other thermal processes: the ability to dissolve material at lower reactor volumes, the formation of low amounts of contaminants and more efficient utilisation of the produced syngas. Compared to pyrolysis, it has the advantage of working autothermally without the need for external energy. Compared to other processes, gasification of woody biomass is stated to be one of the most suitable options for optimising the conversion efficiency of the fuel’s chemical energy (67). The stoichiometric reaction of woody biomass with partial oxygen results in flammable product gases and thus gasification. The basic equation of the gasification of biomass is as in Equation (i):

(i)

Various types of reactors are available for gasification. To not digress from the subject, the kinetics of gasification reaction was not elaborated. Fixed-bed biomass gasification reactors are used for syngas generation and biochar production. Fixed bed gasification reactors efficiently convert biomass to syngas and are the type of reactor suitable for the production of biochar as a byproduct with high carbon content (85–90 wt% carbon) (89).

The biomass fed into the gasification system passes through four sections in the reactor and is converted into syngas and biochar as a byproduct. The biomass passes through the drying, pyrolysis, reduction and oxidation zones in the reactor and is converted into biochar at elevated temperatures (800–1100ºC). The amount of biochar produced depends on the biomass type and the operational conditions. 10–20% of the biomass fed to the reactor is produced as biochar (1012).

Recently, researchers have begun to be interested in biochar produced as a byproduct from biomass by thermal conversion pathways (>700ºC), such as pyrolysis, thermal carbonisation, flash carbonisation and gasification (13). Many studies have suggested that biochar can be used in CO2 adsorption, soil remediation and air pollution removal (1416). Additionally, the use of the syngas produced by thermochemical conversion of biomass as a renewable energy source provides an advantage while the efficiency potential of biochar produced as a byproduct will make these systems very attractive (17).

1.3 Steam Activation

Physical activation improves the surface pores of biochar and affects the chemical properties of the surface (such as surface functional groups, hydrophobicity and polarity). The physical activation methods used for biochar are generally steam and gas activation.

The steam activation of the biochar is usually carried out after the thermal carbonisation of the biomass. The surface porosity of biochar increases after pyrolysis. Also, with steam activation, the activated biochar will gain higher porosity. The chemical formulae are shown in Equations (ii) and (iii) (18):

(ii)

(iii)

With the H2O (steam) and carbon reaction during the activation process, three outcomes emerge: (a) removal of the volatiles and tar from the surface; (b) formation of new micropores; and (c) expansion of existing pores (1920).

Studies on steam activation have shown that it increases the biochar’s surface area and micropores. For example, the surface area of biochar (136–793 m2 g−1) obtained by rapid pyrolysis (800ºC, 45 min) was increased as a result of steam activation. All these measurements were performed with BET isotherm (21). In another study, biochar (700ºC) from tea residue biomass was activated by steam and its surface area was obtained as 576.1 m2 g−1, pore volume as 0.109 cm3 g−1 and pore diameter as 1.998 nm (before activation, the surface area was 342.2 m2 g−1, pore volume 0.022 cm3 g−1 and pore diameter 1.756 nm) (22). The steam activated biochar formed at 700ºC indicated the highest absorption capacity (37.7 mg g−1) at pH 3, with a 55% growth in absorption ability compared to non-activated biochar produced under the same conditions. Consequently, activation with steam has potential to enhance the adsorption capability of biochar. At 700ºC, produced biochar derived from plant-based biomass detected relatively low surface areas (9.27 m2 g−1). Due to the formation of tar during thermal decomposition, the pores in the biochar are blocked (23). Steam activated biochar derived from bamboo waste had a larger surface area compared to non-activated bamboo biochar. Optimum conditions for activation were 850ºC and 120 min activation time. Under these conditions, the BET surface area of activated biochar was 1210 m2 g−1 and total pore volume was 0.542 cm3 g−1. This study showed that bamboo waste could be used to arrange new micropores in activated biochar through steam activation (24). In further research, activation of rice husk biochar was carried out at 800ºC using steam. Micro- and mesoporous structured biochar were produced and 1365 m2 g−1 surface area was obtained at the end of 15 min (25).

Another paper presents a study into the effect of different activation conditions and adsorption characteristics of biochar evaluated from tyre rubber waste. Steam was used as an oxidising agent and total micropore volumes and BET surface areas increased to 0.554 cm3 g−1 and 1070 m2 g−1, respectively. Consequently, steam was observed to generate a narrower extensive microporosity (26). An experimental test represents the production of activated biochar from barley straw using steam activation. Activation was conducted to maximise the micropore volumes and BET surface area of the biochar. Optimal conditions for steam activation were a hold time of 1 h at 700ºC. The micropore volume and surface area of the activated biochar were 0.2304 cm3 g−1 and 552 m2 g−1, respectively (27). A further study investigated activated biochar produced from date stone wastes by steam activation. The effect of activation hold time on surface textural structure properties of raw date stone and biochar were studied. The results indicated the presence of cellulose and hemicellulose in the raw material, and the predominance of carbon content. The highest microporous volume was 0.716 cm3 g−1 and specific surface area was 635 m2 g−1, obtained through biochar activated under steam at 700°C for 6 h (28). Another study was conducted to investigate the effect of sulfur in activated biochar prepared from apricot stones by steam activation. The activation temperature and time tested were in the ranges of 650–850ºC for 1–4 h. The experimental results revealed that the surface area of the biochar was 1092 m2 g−1 at activation conditions of 800°C for 4 h. The experimental results indicated that commercial production of porous activated biochar from apricot stones is reasonable (29). The significance of the nature and composition of biomass was demonstrated by the steam activation of three different biomass sources including wheat straw, coconut shell and willow (30). For these three biomass substances, activated carbons with specific surface areas of respectively 246 m2 g−1, 626 m2 g−1 and 840 m2 g−1 were produced.

Although physical activation using steam significantly increases surface area and porosity, there is a disadvantage of using steam activation. This is the loss of aromaticity and polarity in steam activated carbons compared to genuine biochar (31). However, using a combination of CO2 and steam activation has been reported to produce activated carbons with better surface area and pore structure compared to using only CO2 or steam for activation. In one study, activated carbon was produced from biochar obtained from olive kernel biomass using CO2, steam and a combination of CO2 and steam. A combined CO2 and steam activation under similar experimental conditions was reported to produce a higher surface area (1187 m2 g−1) compared to the specific surface area obtained by using only CO2 (572 m2 g−1) or steam (1074 m2 g−1) (32). From the aforementioned studies, it can be concluded that the reaction of steam with carbon occurs in a shorter period compared to the reaction of CO2 with carbon. While generally micropore activated carbons are produced by using CO2 in physical activation, meso- and macropores are formed in the structure during activation with steam (33). The reason for the difference in pores is attributed to the conversion of developed micropores into wide meso- or macropores and the faster reaction of the fixed carbon in the biomass structure of the steam. Also, it is possible to produce more pores using steam as it can penetrate the inner surface of the fixed carbon. On the other hand, CO2 stagnates in its reaction with the fixed carbon and therefore more homogeneous micropores are added to the structure due to activation using CO2. Determining the specified exposure time of the biomass at high temperatures with the activation agent is a critical decision to achieve high surface properties. The significance of biochar steam activation time was emphasised in some studies. It has been determined that there is a decrease in the surface pores of biochar exposed to long activation time (34).

Chemical and physical processes are needed to increase the utilisation value of biochar. Several processes are required such as separation of biochar into suitable granule size, obtaining carbon black, activation of pores by chemical processes and the sizing of activated carbon. The failure to use biochar produced as a byproduct of biomass gasification constitutes a disadvantage in all respects considering the spread of such technologies. Biochar produced as a byproduct by gasification of woody biomass is only used as a soil conditioner in small amounts. It is generally burned inefficiently in combustion boilers. To this end, this study investigates the conversion of biochar into activated carbon, which is a widely used valuable product. Several studies have emphasised that surface area and pore volume increase with the conversion of biomass at high temperatures by thermal methods (35). Thus, it is envisaged in the present study that the process of converting biochar obtained by gasification at high temperatures (800–1000ºC) into activated carbon by specific activation methods may have many advantages. The need for extra energy from external sources such as utilisation of fossil fuels to reach these temperatures in conventional carbon conversion systems causes high operational costs. Considering all this, it is expected that high quality activated carbons obtained from biochar will be available in the market at low costs.

2.1 Materials and Methods

In this experimental study, oak woodchip was gasified in an updraft gasifier. Byproduct biochar was activated in the activation unit integrated into the gasification system.

The proximate and ultimate analyses of the oak woodchips were conducted, and the results are presented in the Results and Discussion section. Proximate and elemental analyses were performed to determine the usability of biochar produced after the gasification of biomass for the production of activated biochar. Proximate analyses of moisture (ASTM D7582-12), ash (ASTM E1755-01(2020)), fixed carbon (ASTM D3172-13) and volatile matter (ASTM D7582-12) were made according to standard methods. The lower heating value was determined using ASTM D5865-13 standard method. The amounts of carbon, hydrogen, nitrogen and sulfur were determined in the element analyser and the amount of oxygen was determined using the standard ASTM D3176-09.

Using a thermal analyser, the thermogravimetric carbonisation analysis of oak woodchips was performed. Approximately 10 mg samples with an average particle size of 0.25 mm were heated at 10ºC min−1 from room temperature to 800ºC under nitrogen flow. Throughout the measurements, the nitrogen flow was kept constant at 10 cm3 min−1.

Activation of the biochar produced in the gasification system in the Gebze Technical University (GTU) Gasification Laboratory was performed. For the preparation of the biochar and activated biochar, oak woodchips were first carbonised by gasification at 800–1000ºC for 1–2 h. Then, the resultant biochar produced as a byproduct from the gasifier was activated by steam at three different temperatures (700ºC, 750ºC and 850ºC) utilising thermal heat generated from a syngas burner at different activation times (30 min, 60 min and 90 min). 5.5 kg byproduct biochar was used in each run. During the final process, the reactor was cooled under inert injection of nitrogen gas and then the activated carbon was removed from the reactor and weighed in order to determine the burn-off undergone in the reaction. For steam activation, a stainless-steel vertical reactor illustrated in Figure 1 was used and integrated to the system to heat each 5.5 kg biochar sample. Throughout the experiment, an exact heating rate and steam flow rate (~20ºC min−1, 1.3 kg min−1, respectively) were applied. Referring to Equation (ii), the optimal stoichiometric steam amount was determined and calculated for the system.

Fig. 1

Schematic diagram of the experimental biochar activation setup with gasifier: A main biomass feeding hopper; B updraft gasifier; C biochar byproduct; D syngas exit pipe; E syngas burner; F air; G thermal heater; H exhaust waste heat; I pressure regulator; J steam generator; K jacket heater and insulation; L biochar activation reactor; M nitrogen inert gas; N stack gas; O gas clean-up; P stack

Schematic diagram of the experimental biochar activation setup with gasifier: A main biomass feeding hopper; B updraft gasifier; C biochar byproduct; D syngas exit pipe; E syngas burner; F air; G thermal heater; H exhaust waste heat; I pressure regulator; J steam generator; K jacket heater and insulation; L biochar activation reactor; M nitrogen inert gas; N stack gas; O gas clean-up; P stack

2.2 Characterisation of Biochar and Activated Biochar

The nitrogen adsorption or desorption isotherms were determined at 77 K by means of an automatic adsorption instrument to identify the textural properties of the produced biochar and activated biochar. Before the gas adsorption measurements, the samples were degassed at 300ºC under vacuum for 5 h. The N2 adsorption isotherm was achieved over a relative pressure, P:P0, ranging from roughly 10−6 to 1. The BET and t-plot methods were employed to determine the surface area, micropore surface area and pore volume of the biochar and activated biochar, respectively. Relative pressures in the 0.01–0.15 range were applied to evaluate the BET surface areas. The total pore volumes (Vt, cm3 g−1) were considered to be the liquid volumes of N2 at high relative pressure near unity (~0.99) (3637).

SEM analysis was performed to investigate the surface, textural, porosity and structural properties of activated biochar produced under different conditions. SEM analyses were taken by enlarging ×500 to observe changes in surface morphological structure before and after activation.

To examine the crystal structure, XRD profiles of each sample were obtained at room temperature, using a copper Kα X-ray source, under 40 kV and 30 mA analysis conditions. Diffraction data were taken on a scale ranging from 2θ = 0–90º.

In order to qualitatively determine surface functional groups, FTIR spectra were obtained at room temperature, with the support of diamond orbital attenuated total reflection (ATR) accessory, by scanning 128 times in the range of 500–4000 cm−1 band at 4 cm−1 separation sensitivity. Samples were placed directly on the diamond crystal and were analysed by applying pressure to allow it to fully interact with the diamond crystal.

Figure 2 shows the complete activation of biochar produced from the gasification system at GTU Gasification Experimental Rig (Figure 3). The biochar obtained by the gasification of oak woodchips (Figure 4) in the gasification system at GTU was treated with the physical partial activation method integrated to the gasification system. There are different wood-based sources for biochar production. The highest carbon content is provided from oak woodchip feedstock. Therefore, in the present study, biochar produced from oak woodchip feedstock was used for the production of activated carbon materials. Table I summarises the composition of the oak woodchip feedstock. In addition, the proximate and elemental analysis of the oak woodchip is given in Tables II and III respectively, and Figure 5 represents the TGA tracings for oak woodchips.

Fig. 2

(a) Oak woodchips; (b) gasification byproduct biochar; (c) activated biochar with steam activation

(a) Oak woodchips; (b) gasification byproduct biochar; (c) activated biochar with steam activation

Fig. 3

Gasification System in Gebze Technical University, Turkey

Gasification System in Gebze Technical University, Turkey

Fig. 4

Oak woodchips gasification byproducts (biochar)

Oak woodchips gasification byproducts (biochar)

Table I

Analysis Results of Oak Woodchip Feedstock

Analysis Unit Analysis results Method
Original based In air dry based Dry based
Moisture wt% 45.01 2.95 ASTM D7582-12
Ash wt% 0.22 0.4 0.41 ASTM E1755-01
Volatile matter wt% 44.92 79.27 81.68 ASTM D7582-12
Fixed carbon wt% 9.85 17.39 17.91 ASTM D3172-13
Total sulfur wt% 0.06 0.1 0.1 ASTM D4239-13
Sulfur in ash wt% 1.38 ASTM D4239-13
Lower heating value cal g−1 2330 4533 4688 ASTM D5865-13
Higher heating value cal g−1 2749 4852 5000 ASTM D5865-13

Table II

The Results of Elemental Analysis of Oak Woodchip Feedstock

Analysis Unit Oak woodchip Method
C wt% 52.38 ASTM D5373-14
H wt% 6.57 ASTM D5373-14
N wt% 0.27 ASTM D5373-14
S wt% 0.1 ASTM D4239-13
Ash wt% 0.41 ASTM E1755-01(2020)
O wt% 40.27 ASTM D3176-09

Table III

Halogen and Ash Analysis Results of Oak Woodchip Feedstock

Analysis Unit Oak woodchip Method
F % <0.05 Ion chromatography
Cl % <0.02 ISO 587:2020
Bulk density kg m−3 367.8 ISO 787-11:1981
SiO2 % 14.5 Ash analysis ASTM D2795-95
Al2O3 % 4.3
Fe2O3 % 3.3
CaO % 37.3
MgO % 11.6
SO3 % 3.6
Na2O % 3.2
K2O % 19.3
TiO2 % 0.4
P2O5 % 2.5

Fig. 5

TGA diagram for oak woodchips

TGA diagram for oak woodchips

According to the proximate and elemental analysis data given in Tables I and II, it is understood that oak woodchip has good potential and represents an ideal feedstock to produce suitable biochar via gasification due its high carbon content and higher heating values. In addition, it appears to be an excellent source of feedstock for the gasification process due to its low ash content.

According to the halogen and ash analysis given in Table III, the mineral and metal content in the oak woodchip feedstock caused the formation of a cratered shape biochar, which also acted as a natural catalyst during the gasification reactions, thereby providing the desired or better syngas yield.

Figure 5 shows the results from TGA carried out on oak woodchips samples. The thermal degradation of oak woodchips takes place in three stages. The first stage, which occurs at temperatures ranging between 30ºC and 100ºC, involves the loss of moisture content in the wood with approximate weight loss of 10 wt%. The second stage with nearly 20 wt% weight loss occurred while temperature rose from 150ºC to 250ºC. This step is related to the release of volatiles resulting from the degradation of hemicellulose. The third stage, occurring at 300–550ºC, is characterised by the decomposition of cellulose and lignin. The maximum rate of weight loss occurred in the third section with weight loss of around 45 wt%. Nevertheless, no significant weight loss was observed above 650ºC, indicating that a temperature at this level or above could be preferred for preparation of activated biochar. The total weight loss recorded was approximately 85 wt%.

Biochar extraction was obtained after uniform ligneous biomass gasification. Since it has high fixed carbon content and is suitable for active carbon production, oak woodchip feedstock was chosen. The supplied biomass was utilised directly in gasification without any prior treatment. The optimum temperatures determined in these gasification tests were in the range of 800–1000ºC, while the air:fuel ratio was determined as 1.6. Gasification system operations were carried out accordingly. The applied gasification conditions are shown in the mass and energy diagram given in Figure 6. The energy value of the feedstock was calculated as 20 MJ kg−1 on a dry basis. Additionally, about 80 kg h−1 of ambient air was used for the gasification agent. According to the conditions in this operational tests, 5.5 kg of biochar is obtained per hour from 50 kg h−1 fuel supply to the gasifier. In addition, a total of 850 MJ syngas thermal energy was determined in the mass energy balance which was utilised as an energy source for the activation unit integrated into the system to apply process intensification. These tests were a fine example of intensification since two processes, namely gasification and activation, retrofitted to each other to preserve and use heat in the process as compared to conventional activation.

Fig. 6

Mass and energy balance for gasifier during the production of biochar. Hot gas efficiency = 85%

Mass and energy balance for gasifier during the production of biochar. Hot gas efficiency = 85%

One critical aspect in the assessment of the potential for activated biochar production from oak woodchip by using the updraft gasifier is the energy and mass balance of the process. The mass and energy equilibrium on the reactor provide a quantitative measure of the efficiency for conversion of feedstock to produced gas and biochar using this particular type of gasifier. Mass and energy balances for a specific type of feedstock will vary from one type of gasifier to another as the thermodynamic equilibria and reaction kinetics of the three head reactions in gasification vary depending on the gasifier operating conditions.

The mass balance analysis on the gasifier requires an evaluation of the inputs to and outputs from the gasifier. From the calculations, achieving 100% closure is not easy and the results illustrate the complications of acquiring this data. However, the mass balance closure for the initial run was found to average 85% which represents a reasonable figure for the initial proof of concept assessment of oak woodchip gasification study trials. The mass and energy balance diagram for the initial run is given in Figure 6.

Considering the mass and energy balance data, the reactor was operated and syngas and biochar production were obtained at high rates close to theoretical calculations. During operations, approximately 5.5 kg of biochar were obtained per hour, and this produced biochar were transferred to the biochar activation unit shown in Figure 1. Also, syngas produced by gasification was burned in a specially designed syngas burner and thermal heat obtained was transferred through the thermal heater to the biochar activation unit. During the experimental study, nine different activation operations were performed at different temperatures (700ºC, 750ºC and 850ºC) each with a different residence time (30 min, 60 min and 90 min). Due to the reactor design, a heating rate of approximately 20ºC min−1 was conducted in all studies, which is a favourable condition for activating biochar. The steam flow rate was 1.3 kg min−1 in accordance with this heating rate and reactor design.

Gasifier byproduct of approximately 5.5 kg biochar was transferred to the activation reactor. The first experiment was carried out at 700ºC for 30 min residence time. The same procedure was applied at 700ºC for 60 min and 90 min residence time, after which the samples were cooled with nitrogen gas. Subsequently, experiments were carried out at 750ºC and 850ºC under the same conditions. Burn-off values of the samples formed after activation were extracted from the biochar obtained by weight from the first value and were determined as a percentage. Effects of activation time and temperature on burn-off of activated biochar are given in Figure 7. In addition, BET surface area and total pore volume analyses were performed in each sample obtained and given in Figure 8 and Figure 9.

Fig. 7

Effect of activation time and temperature on burn-off of activated biochar

Effect of activation time and temperature on burn-off of activated biochar

Fig. 8

Progress of BET surface area and total pore volume with burn off of activated biochar

Progress of BET surface area and total pore volume with burn off of activated biochar

Fig. 9

Effect of activation time and temperature on BET surface area of activated biochar

Effect of activation time and temperature on BET surface area of activated biochar

According to Figure 7, during the activation of the biochar with steam method, there is a mass loss between 40–70%. It is evident from the figure that the biochar regularly loses mass due to an increase in the activation temperature and residence time. It is clearly seen from the data that the highest mass loss is observed at 850ºC when activation period reaches 90 min. The possible reason for that is some carbon in the biochar structure reacts with water at high temperatures and forms carbon monoxide and hydrogen (syngas). In this thermochemical process, carbon leaves the structure and causes mass loss but creates more pores in the structure.

Physical adsorption and BET surface area measurement were performed. According to BET surface area and total pore volume analysis shown in Figure 8 and Figure 9, it is clearly seen that temperature and residence times have a significant effect on the formation of the biochar surface morphology. It can be understood from these figures that the most appropriate temperature and residence time interval applied for activation for oak biochar was 60 min at 750ºC.

The resultant biochar produced from the gasification as a byproduct is compared with partially activated biochar utilising steam in Table IV. It was determined that the volume and area of the surface pores of the steam treated biochar increased significantly (total pore volume 0.022 cm3 g−1 and 0.231 cm3 g−1, BET surface area 21.35 m2 g−1 and 458.28 m2 g−1, respectively). It was compared with the commercial activated carbon used in water filters produced from coconut shell and physical adsorption and surface area measurement are presented in detail (0.326 cm3 g−1 to 648.96 m2 g−1).

Table IV

BET Results of Biochar and Activated Biochar with Steam Activation

BET results (m2 g−1)
Biochar 21.35
Activated biochar (750ºC, 60 min) 458.28

BET surface area analyses were carried out on biochar and by activating the biochar obtained as a result of gasification in the steam activation unit shown in Figure 1 at the specified temperatures. The results are given in Table IV. The most suitable temperature for activation was found at 750ºC. Since the 1 h residence time activated biochar at 750ºC gave the highest result (458.28 m2 g−1), other analyses such as FTIR, XRD and SEM of the selected activated biochar obtained were conducted. These results were also compared with the biochar produced from the gasifier without any activation.

Finally, during the steam activation process, the porosity increased apparently when the temperature rose to about 750ºC. On the other hand, the micrographs obtained from the biochar and activated biochar showed no discrepancies in terms of morphological properties. As both samples yielded different porosity values, this result can be said to be coherent with the physisorption results obtained from surface analyses.

The discussion section, first of all, deals with the properties of the carbonisation process. The produced activated biochar was found to yield an increase in the surface area (from 21.35 m2 g−1 to 458.28 m2 g−1) and total volume (from 0.022 cm3 g−1 to 0.231 cm3 g−1) as a result of the transition from limited air to steam in the gasification system. Generally, the rise in the temperature of the gasification process causes a higher discharge of volatile matter. This, in turn, leads to an increase in the original porous structure that will be further developed during the activation phase. On the other hand, high temperature in the gasification process results in the softening and sintering of the high molecular weight volatiles, which leads to the depolymerisation and shrinkage of the particles. This also causes a reduction in the micropore surface area and volume. Nevertheless, a temperature below 700ºC in the gasification phase impedes the complete devolatilisation of the low molecular weight volatiles, and as a result, prevents the initial porosity from being further developed.

An increase in the temperature from 800ºC to 1000ºC leads to a decrease in the yield efficiency of biochar from gasified oak woodchips. This is caused by the oak woodchips being partially decomposed to gaseous products. Therefore, the ideal gasification and activation temperature was 750ºC, which was used to activate the samples in the following.

The ratio of the mass of activated biochar to the mass of the raw material was calculated to determine the yield of activated biochar. The oak biochar activated at 750ºC was examined to evaluate the effects of the activation temperature and the hold time on the yield of activated biochar. The sample underwent activation with steam at predetermined activation temperatures and constant hold time (1 h), different hold times and constant activation temperature (750ºC).

An activation temperature of 750ºC at constant hold time caused a change in the yield of activated biochar. This is linked to the elimination of volatile matter arising from the decomposition of the main oak woodchips compounds, i.e., cellulose (a long glucose polymer without branches) and hemicellulose (composed of a variety of branched saccharides). Due to the decomposition of all cellulose and hemicellulose, the yield becomes stable at a temperature above 700ºC. As a result, lignin, the third component of oak woodchips that is more challenging to decompose, remains. In fact, lignin is known to decompose slowly at a temperature ranging from room temperature to 900ºC (38). Yet, the decomposition of cellulose and hemicellulose generates a porosity in oak woodchips that enables more efficient diffusion of oxygen to the particles. Hence, an increase is obtained in the kinetic reaction of lignin with oxygen. According to these results, the more cellulose and hemicellulose the raw material contains, the faster the decomposition of lignin takes place. The decomposition of the biomass actually occurs in two steps during activation: the decomposition of the cellulose and hemicellulose takes place first. This first step leads to an increase in the porosity of the activated biochar, and, as a result, the oxidising agent can easily diffuse into the particles. Secondly, the lignin reacts with the oxidising agent.

The endothermic reaction of carbon with water to produce carbon dioxide and hydrogen is thermodynamically more desired and is quicker at 750ºC. Longer hold time generates an increase in the amount of discharged volatile matter.

Surface energies of oak biochar produced after gasification were measured by SEM and energy dispersive X-ray spectroscopy (EDS) analysis was performed at GTU Laboratories (Figure 10 and Table V). Surface pores were clearly seen in SEM analyses and images were found to be consistent. In addition, biochar produced after the oak gasification process has a carbon content of about 80–85%. These findings are confirmed by EDS measured at different areas of the sample since silicon, oxygen, potassium, calcium and magnesium were observed on the surface (see the spectrum in Table V), which mainly contributed to the formation of low melting point eutectics.

Fig. 10

SEM analysis of: (a)–(c) biochar and (d)–(f) activated biochar

SEM analysis of: (a)–(c) biochar and (d)–(f) activated biochar

Table V

Energy Dispersive Spectroscopy Analysis of Oak Woodchips Biochar and Activated Biochar

Material Element Weight, % Atom, % Error, % Net intensity, %
Activated biochar (750°C, 60 min) C 84.28 87.72 0 11607.58
O 15.72 12.28 0.01 827.78
Biochar without any activation C 79.66 84.32 0 30208.26
O 19.14 15.21 0 3085.12
Mg 0.22 0.12 0.02 221.97
Al 0.17 0.08 0.02 183.87
Si 0.13 0.06 0.02 153.36
K 0.36 0.12 0.03 225.72
Ca 0.32 0.1 0.03 166.7

XRD is an analysis method to prove whether the structure is crystalline. This method is widely used in the synthesis of activated carbon. Although activated carbons are generally amorphous structures, crystals can be found in the activated carbon structure depending on the synthesis methods.

Considering the XRD results showed in Figure 11 of the synthesised activated biochar, it is seen that there is no crystalline phase in the structure and the structure is completely amorphous. In addition, it was understandable that no peak was seen in previous studies since the synthesis conditions were considered to be quite amorphous. It is seen that all activated carbon samples have three different amorphous phases. A horizontal baseline can be seen in the diffractogram of biochar and activated biochar, which indicates that a significant proportion of the matter is amorphous. It can be inferred from the XDR pattern of the biochar that the gasification process had a significant impact. Owing to the decomposition of cellulose and hemicellulose during the thermal treatment, the diffraction peaks achieved at 2θ = 16.3º and 20.60º disappear. Subsequent to the pyrolysis, only two broad diffraction peaks at around 23.58º and 43º remain, which could be related to the presence of carbon and graphite (39).

Fig. 11

Activated biochar and biochar XRD analyses

Activated biochar and biochar XRD analyses

Surface functional groups of the biochar at high temperature (750ºC) with steam were measured. Surface functional groups of the biochar were also analysed by FTIR in the laboratories at GTU. Considering the formation of surface functional groups of the biochar, these analyses revealed that gasification is a correct method in the production of activated carbon. As seen in Figure 12, as expected for activated carbon, C–H stretching vibration was observed at 2973 cm−1, C=O and C=N at ~1591 cm−1 and C–O stretching at ~1045 cm−1. Also, stretching was found in the alcohols, phenols, ether and ester groups. As in the case of commercial activated carbon, a strong band is seen at about 799 cm−1 that is described as COOH vibrations in carboxylic groups; biochar and partially activated biochar were also observed.

Fig. 12

FTIR surface functional group analysis of biochar, activated biochar and commercial activated carbon

FTIR surface functional group analysis of biochar, activated biochar and commercial activated carbon

By |2021-06-02T08:34:26+00:00June 2nd, 2021|Weld Engineering Services|Comments Off on Process Intensification: Activated Carbon Production from Biochar Produced by Gasification
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